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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:08 AM ET

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John A. Cullen

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 16, 2009 → Mar 14, 2011

3deals (issuers)
$5.23Breported sold
666investors
13Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John A. Cullen is listed as an executive officer on 13 SEC Form D filings by 3 issuers between Mar 2009 and Mar 2011: NEW YORK LIFE INSURANCE & ANNUITY CORP (New York, NY — insurance — 2009–2011; $3.03B reported sold to 227 investors), NEW YORK LIFE INSURANCE CO (New York, NY — insurance — 2010; $2.06B reported sold to 319 investors) and NEW YORK LIFE INSURANCE & ANNUITY CORP (New York, NY — insurance — 2009–2011; $136.3M reported sold to 120 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $5.23B sold in total.

Listed alongside Christopher O. Blunt (13 shared filings), Eileen T. Slevin (13 shared filings), Frank M. Boccio (13 shared filings), Joel M. Steinberg (13 shared filings), John Y. Kim (13 shared filings) and 42 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 3 issuers belong to the sponsor group Longtail (15 issuers, $3.29B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Longtail has 15 companies on file and $3.29B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 15 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for John A. Cullen and found 12 differences, 6 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John A. Cullen has not run yet — it is joining a line of 7,712 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

CULLEN, JOHN v. U.S. PAROLE COMMISSION closed
District Court, S.D. Indiana · No. 2:90-cv-00046 · Filed Mar 13, 1990 · Closed Mar 20, 1990
Role of CULLEN, JOHN: Plaintiff · Outcome: Terminated 1990-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John A. Cullen..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

John M. Cullen and Jessica L. Cullen closed
United States Bankruptcy Court, E.D. New York · No. 8-24-71152 · Filed Mar 26, 2024 · Closed Jul 9, 2024
Role of John M. Cullen and Jessica L. Cullen: Debtor · Outcome: Case closed 2024-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John Cullen and Eileen Cullen closed
United States Bankruptcy Court, E.D. New York · No. 8-11-77771 · Filed Oct 31, 2011 · Closed Feb 14, 2012
Role of John Cullen and Eileen Cullen: Debtor · Outcome: Case closed 2012-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John A Cullen closed
United States Bankruptcy Court, M.D. Florida · No. 6:10-bk-09842 · Filed Jun 4, 2010 · Closed Nov 15, 2010
Role of John A Cullen: Debtor · Outcome: Case closed 2010-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John Cullen closed
United States Bankruptcy Court, M.D. Florida · No. 2:10-bk-05797 · Filed Mar 16, 2010 · Closed Jun 26, 2010
Role of John Cullen: Debtor · Outcome: Case closed 2010-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
John J. Cullen closed
United States Bankruptcy Court, E.D. New York · No. 1-09-43777 · Filed May 8, 2009 · Closed Aug 18, 2009
Role of John J. Cullen: Debtor · Outcome: Case closed 2009-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John Cullen and Jessica Cullen closed
United States Bankruptcy Court, E.D. New York · No. 8-08-72361 · Filed May 8, 2008 · Closed Aug 11, 2008
Role of John Cullen and Jessica Cullen: Debtor · Outcome: Case closed 2008-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John S Cullen and Jennifer A Cullen closed
United States Bankruptcy Court, N.D. New York · No. 05-64912 · Filed Jun 16, 2005 · Closed Oct 27, 2005
Role of John S Cullen and Jennifer A Cullen: Debtor · Outcome: Case closed 2005-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John W Cullen and Carol A Cullen closed
United States Bankruptcy Court, E.D. New York · No. 8-05-82673 · Filed Apr 20, 2005 · Closed Aug 1, 2005
Role of John W Cullen and Carol A Cullen: Debtor · Outcome: Case closed 2005-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John Cullen closed
United States Bankruptcy Court, W.D. Washington · No. 04-18581 · Filed Jun 24, 2004 · Closed Oct 5, 2004
Role of John Cullen: Debtor · Outcome: Case closed 2004-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
John P. Cullen closed
United States Bankruptcy Court, N.D. New York · No. 03-65824 · Filed Aug 26, 2003 · Closed Dec 11, 2003
Role of John P. Cullen: Debtor · Outcome: Case closed 2003-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John S. Cullen closed
United States Bankruptcy Court, S.D. New York · No. 99-10982 · Filed Oct 22, 1999 · Closed Feb 28, 2000
Role of John S. Cullen: Debtor · Outcome: Case closed 2000-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John Cullen closed
United States Bankruptcy Court, D. Connecticut · No. 95-31813 · Filed Sep 15, 1995 · Closed Jan 29, 1996
Role of John Cullen: Debtor · Outcome: Case closed 1996-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
John J. Cullen, Jr. and Marjorie S. Cullen closed
United States Bankruptcy Court, N.D. New York · No. 94-61068 · Filed Apr 18, 1994 · Closed Mar 7, 1995
Role of John J. Cullen, Jr.: Debtor · Outcome: Case closed 1995-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John J. Cullen and Rose Cullen closed
United States Bankruptcy Court, N.D. New York · No. 93-62784 · Filed Sep 17, 1993 · Closed Feb 10, 1994
Role of John J. Cullen and Rose Cullen: Debtor · Outcome: Case closed 1994-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
John P. Cullen closed
United States Bankruptcy Court, N.D. New York · No. 92-63324 · Filed Oct 27, 1992 · Closed Apr 21, 1993
Role of John P. Cullen: Debtor · Outcome: Case closed 1993-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for John A. Cullen — 6 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Mar 16, 2009 – Mar 14, 2012

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 14, 2011 ↗Form D/A (later) · Mar 14, 2012 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗Form D/A (earlier) · Mar 14, 2011 ↗
Sources
Worth asking · Mar 11, 2010 – Mar 14, 2011

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 11, 2010 filing reports 77 investors; the Mar 14, 2011 Form D/A reports 75 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 11, 2010 ↗Form D/A (later) · Mar 14, 2011 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2010

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 11, 2010 filing reports 119 investors; the Mar 11, 2010 Form D/A reports 23 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 11, 2010 ↗Form D/A (later) · Mar 11, 2010 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2010

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 11, 2010 filing reports 23 investors; the Mar 11, 2010 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 11, 2010 ↗Form D/A (later) · Mar 11, 2010 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Worth asking · Mar 14, 2011 – Mar 14, 2012

John A. Cullen is no longer listed on the Mar 14, 2012 amendment — NEW YORK LIFE INSURANCE & ANNUITY CORP

John A. Cullen appears on the Mar 14, 2011 Form D/A (executive officer) but not on the Mar 14, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 14, 2011 ↗Form D/A · Mar 14, 2012 ↗John A. Cullen — PartnerFacts page ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Worth asking · Mar 14, 2011 – Mar 14, 2012

John A. Cullen is no longer listed on the Mar 14, 2012 amendment — NEW YORK LIFE INSURANCE & ANNUITY CORP

John A. Cullen appears on the Mar 14, 2011 Form D/A (executive officer) but not on the Mar 14, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 14, 2011 ↗Form D/A · Mar 14, 2012 ↗John A. Cullen — PartnerFacts page ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Jun 2, 2022 – Sep 24, 2026

Same name, different state: "John Cullen" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "John Cullen" with address state FL, is listed on 6 filings — most recently by V2VC Focus Fund LLC (Sep 24, 2026). The two records do not overlap in time: this page runs Mar 16, 2009 to Mar 14, 2011; the other runs Jun 2, 2022 to Sep 24, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Cullen (FL) — PartnerFacts page ↗Form D/A · Sep 24, 2026 ↗V2VC Focus Fund LLC — PartnerFacts page ↗John A. Cullen (NY) — this page ↗
Sources
Note · Sep 2, 2010 – Nov 20, 2020

Same name, different state: "John Cullen" (A6) is a separate record

This page covers filings where the address state is NY. A separate record, "John Cullen" with address state A6, is listed on 8 filings — most recently by JHI Energy Inc. (Nov 20, 2020). Both records have filings in the same period (Sep 2, 2010 to Mar 14, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Cullen (A6) — PartnerFacts page ↗Form D · Nov 20, 2020 ↗JHI Energy Inc. — PartnerFacts page ↗John A. Cullen (NY) — this page ↗
Sources
Note · Apr 3, 2009

Same name, different state: "John Cullen" (A1) is a separate record

This page covers filings where the address state is NY. A separate record, "John Cullen" with address state A1, is listed on 1 filing — most recently by Platoro West Holdings Inc. (Apr 3, 2009). Both records have filings in the same period (Apr 3, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Cullen (A1) — PartnerFacts page ↗Form D · Apr 3, 2009 ↗Platoro West Holdings Inc. — PartnerFacts page ↗John A. Cullen (NY) — this page ↗
Sources
Note · Mar 14, 2011

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 14, 2011 filing lists a minimum of $100,000,000; the Mar 14, 2011 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2011 ↗Form D/A (later) · Mar 14, 2011 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 11, 2010

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 11, 2010 filing lists a minimum of $250,000; the Mar 11, 2010 Form D/A lists $100,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 11, 2010 ↗Form D/A (later) · Mar 11, 2010 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 16, 2009

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 16, 2009 filing lists a minimum of $100,000,000; the Mar 16, 2009 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 16, 2009 ↗Form D/A (later) · Mar 16, 2009 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 3 offerings report sales commissions totalling $8,973,515; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 14, 2011 D/A
NEW YORK LIFE INSURANCE & ANNUITY CORP
File 021-72713-6N
$5,591,724$0$0Walnut Street Securities, Inc. BrokerCheck CRD 15840 ↗
via Walnut Street Securities, Inc. (CRD 15840 ↗)

VALMARK Securities, Inc. BrokerCheck CRD 31243 ↗
via VALMARK Securities, Inc. (CRD 31243 ↗)

Investors Capital Corporation BrokerCheck CRD 30613 ↗
via Investors Capital Corporation (CRD 30613 ↗)

Northwestern Mutual Investment Services, LLC BrokerCheck CRD 2881 ↗
via Northwestern Mutual Investment Services, Inc. (CRD 2881 ↗)

NYLINK Insurance Agency Incorporated no CRD number reported
via NYLIFE Securities, LLC (CRD 5167 ↗)

Royal Alliance Associates BrokerCheck CRD 23131 ↗
via Royal alliance Associates (CRD 23131 ↗)

American Portfolios Financial Services BrokerCheck CRD 18487 ↗
via American Portfolios Financial Services (CRD 18487 ↗)

New Investors World, Inc. BrokerCheck CRD 109356 ↗
via New Investors World, Inc. (CRD 109356 ↗)

NFP Securities, Inc. BrokerCheck CRD 42046 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Stern Capital LLC BrokerCheck CRD 131226 ↗
via Stern Capital LLC (CRD 131226 ↗)

First Montauk Securities Corp. BrokerCheck CRD 13755 ↗
via First Montauk Securities Corp. (CRD 13755 ↗)

MAG Financial Inc. BrokerCheck CRD 36327 ↗
via MAG Financial Inc. (CRD 36327 ↗)

Manor House Capital, LLC BrokerCheck CRD 140863 ↗
via Manor House Capital, LLC (CRD 140863 ↗)

Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗
via Lincoln Financial Advisors Corp. (CRD 3978 ↗)

MML Investors Services, Inc. BrokerCheck CRD 10409 ↗
via MML Investors Services, Inc. (CRD 10409 ↗)

Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
via Deutsche Bank Securities Inc. (CRD 2525 ↗)

Ross Securities Corporation BrokerCheck CRD 113796 ↗
via Ross Securities Corporation (CRD 113796 ↗)

Park Avenue Securities LLC BrokerCheck CRD 46173 ↗
via Park Avenue Securities LLC (CRD 46173 ↗)

M Holdings Securities Inc. BrokerCheck CRD 43285 ↗
via M Holdings Securities Inc. (CRD 43285 ↗)

Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗
via Wealth Preservation Associates LLC (CRD 35277 ↗)

NYLIFE Securities LLC BrokerCheck CRD 5167 ↗
via NYLIFE Securities LLC (CRD 5167 ↗)
EDGAR ↗
Mar 14, 2011 D/A
NEW YORK LIFE INSURANCE & ANNUITY CORP
File 021-49767
$3,381,791$0$0M Holdings Securities Inc. BrokerCheck CRD 43285 ↗
via M Holdings Securities Inc. (CRD 43285 ↗)

NYLIFE Securities LLC BrokerCheck CRD 5167 ↗
via NYLIFE Securities LLC (CRD 5167 ↗)

Wachovia Insurance Services, Inc. BrokerCheck CRD 35419 ↗
via Wachovia Insurance Services, Inc. (CRD 35419 ↗)

GA Financial, Inc. BrokerCheck CRD 42293 ↗
via GA Financial, Inc. (CRD 42293 ↗)
EDGAR ↗
Jan 14, 2010 D
NEW YORK LIFE INSURANCE CO
File 021-51875
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John A. Cullen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NY
Insurance · group: Longtail

NEW YORK LIFE INSURANCE & ANNUITY CORP

New York, NY · Mar 16, 2009 → Mar 14, 2011 · 9 filings
  • Mar 14, 2011 · D/A · $664,367,368 sold of Indefinite · 130 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 14, 2011 · D/A · $1,062,718,184 sold of Indefinite · 26 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 14, 2011 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2010 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2010 · D/A · $839,423,211 sold of Indefinite · 23 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2010 · D/A · $324,297,898 sold of Indefinite · 119 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $222,017,079 sold of Indefinite · 114 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $694,981,591 sold of Indefinite · 21 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer EDGAR ↗

Raised $3.03B from 227 investors as of the latest filing. John is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NY
Insurance · group: Longtail

NEW YORK LIFE INSURANCE & ANNUITY CORP

New York, NY · Mar 16, 2009 → Mar 14, 2011 · 3 filings
  • Mar 14, 2011 · D/A · $85,859,609 sold of Indefinite · 75 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2010 · D/A · $79,439,957 sold of Indefinite · 77 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $73,030,516 sold of Indefinite · 70 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $136.3M from 120 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NY
Insurance · group: Longtail

NEW YORK LIFE INSURANCE CO

New York, NY · Jan 14, 2010
  • Jan 14, 2010 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Senior Vice President, Controller and Chief Accounting Officer) EDGAR ↗

Raised $2.06B from 319 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Cullen — FL, 4 issuers, Jun 2, 2022 → Sep 24, 2026 · no shared issuer
  • John Cullen — Ontario, Canada (as filed: A6), 4 issuers, Sep 2, 2010 → Nov 20, 2020 · no shared issuer
  • John Cullen — British Columbia, Canada (as filed: A1), 1 issuer, Apr 3, 2009 → Apr 3, 2009 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Y. Kim

Executive Officer · 13 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore A. Mathas

Executive Officer, Director · 13 shared filings (3 issuers) · also on 2 other issuers

Theodore A. Mathas is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Solomon Goldfinger

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joel M. Steinberg

Executive Officer · 13 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael E. Sproule

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard J. Witterschein

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mark W. Pfaff

Executive Officer · 13 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher O. Blunt

Executive Officer · 13 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Frank M. Boccio

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Eileen T. Slevin

Executive Officer · 13 shared filings (3 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Hebron

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas F. English

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott L. Berlin

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Angelo Scialabba

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur H. Seter

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Steven D. Lash

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John R. Meyer

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara J. McInerney

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Catherine A. Marrion

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gary E. Wendlandt

Executive Officer, Director · 9 shared filings (3 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Craig L. DeSanto

Executive Officer · 8 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as John A. Cullen. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Teresa A. Turner

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Whitton

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Paul T. Pasteris

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Susan A. Thrope

Executive Officer · 5 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gerard A. Rocchi

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M. Gardner

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John T. Fleurant

Executive Officer · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as John A. Cullen. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Gordon

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Carherine A. Marrion

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen P. Fisher

Executive Officer · 3 shared filings (2 issuers) · also on 4 other issuers

Stephen P. Fisher is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M. Baylis

Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

George Nichols III

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Conrad K. Harper

Director · 1 shared filing (1 issuer)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kent B. Foster

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Betty C. Alewine

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. Schievelbein

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard L. Mucci

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John A. Cullen. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christina A. Gold

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph W. Prueher

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John A. Cullen. Their page shows their other deals.

The team behind the deals

L
Sponsor group

Longtail

15 issuers · 163 filings · $3.29B reported sold · 2009–2026

One team, 15 deal companies. John A. Cullen is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John A. Cullen.

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 7 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to John A. Cullen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — 1 issuer has property records: NEW YORK LIFE INSURANCE CO (7).

Public profiles and social

Websites and social links of the issuers John A. Cullen is listed on: none on file. No website or social profile named in NEW YORK LIFE INSURANCE & ANNUITY CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #38,226 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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