Jochen Grossman is listed as a director on 6 SEC Form D filings by 2 issuers between Mar 2009 and Mar 2011: Tosca (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2011; $1.84B reported sold to 183 investors) and Tosca Opportunity (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2011; $139.8M reported sold to 150 investors).
What this means 2 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $1.98B sold in total.
Listed alongside Gil Caffray (6 shared filings), Johnny de La Hey (5 shared filings) and Martin Hughes (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jochen. Each name links to their own page.
All 2 issuers belong to the sponsor group Tosca (20 issuers, $4.82B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Tosca has 20 companies on file and $4.82B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Jochen Grossman and found 4 differences, 3 worth asking the sponsor about: Form D filed 389 days after the first sale; Jochen Grossman is no longer listed on the Jul 25, 2013 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.