PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:57 AM ET

Sponsor Check › Person

JF
No photo found (searched own website, image search on Oct 24, 2026)

Joan H. Fallon

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 12, 2010 → Feb 23, 2017

1deal (issuers)
$31.87Breported sold
730investors
9Form D filings
2010–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joan H. Fallon is listed as a director on 9 SEC Form D filings by 1 issuer between Mar 2010 and Feb 2017: Prime Property Fund, LLC (New York, NY — reits and finance — 2010–2017; $31.87B reported sold to 730 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Candice W. Todd (9 shared filings), John R. Klopp (9 shared filings), Kevin M. Twomey (9 shared filings), Morgan Stanley Real Estate Advisor, Inc. (9 shared filings, management entity), Mustufa Salehbhai (9 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joan. Each name links to their own page.

The issuer belongs to the sponsor group Prime (6 issuers, $33.08B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Prime has 6 companies on file and $33.08B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Joan H. Fallon and found 3 differences, 1 worth asking the sponsor about: Joan H. Fallon is no longer listed on the Feb 23, 2018 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joan H. Fallon has not run yet — it is joining a line of 44,205 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joan H. Fallon..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Joan E. Fallon closed
United States Bankruptcy Court, D. New Jersey · No. 01-57279 · Filed Jun 15, 2001 · Closed Nov 7, 2001
Role of Joan E. Fallon: Debtor · Outcome: Case closed 2001-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state); middle initial differs
George W. Fallon and Joan M. Fallon closed
United States Bankruptcy Court, M.D. Florida · No. 8:88-bk-05352 · Filed Sep 12, 1988 · Closed Mar 30, 1989
Role of Joan M. Fallon: Debtor · Outcome: Case closed 1989-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Joan H. Fallon — 1 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Feb 23, 2017 – Feb 23, 2018

Joan H. Fallon is no longer listed on the Feb 23, 2018 amendment — Prime Property Fund, LLC

Joan H. Fallon appears on the Feb 23, 2017 Form D/A (director) but not on the Feb 23, 2018 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 23, 2017 ↗Form D/A · Feb 23, 2018 ↗Joan H. Fallon — PartnerFacts page ↗Prime Property Fund, LLC — PartnerFacts page ↗
Sources
Note · Feb 26, 2015 – Feb 25, 2016

Minimum investment changed between filings — Prime Property Fund, LLC

The Feb 26, 2015 filing lists a minimum of $5,000,000; the Feb 25, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 26, 2015 ↗Form D/A (later) · Feb 25, 2016 ↗Prime Property Fund, LLC — PartnerFacts page ↗
Sources
Note · Mar 12, 2010 – Mar 11, 2011

Industry group changed between filings — Prime Property Fund, LLC

"REITS and Finance" (Mar 12, 2010); then "Pooled Investment Fund" (Mar 12, 2010); then "REITS and Finance" (Mar 11, 2011 to Jan 15, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · Mar 12, 2010 ↗Form D/A · Mar 12, 2010 ↗Form D/A · Mar 11, 2011 ↗Prime Property Fund, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 23, 2017 D/A
Prime Property Fund, LLC
File 021-67345
$0$0$0
The Investment Adviser is entitled to receive management fee comprised of base management fee and incentive fee, each determined by a formula based on net asset value.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Joan H. Fallon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Logo
REITS and Finance · group: Prime

Prime Property Fund, LLC

New York, NY · Mar 12, 2010 → Feb 23, 2017 · 9 filings
  • Feb 23, 2017 · D/A · $14,898,060,355 sold of Indefinite · 384 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2016 · D/A · $12,947,772,186 sold of Indefinite · 341 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 26, 2015 · D/A · $11,317,372,186 sold of Indefinite · 302 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 27, 2014 · D/A · $10,039,872,186 sold of Indefinite · 266 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 8, 2013 · D/A · $8,820,249,686 sold of Indefinite · 242 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 9, 2012 · D/A · $7,337,660,929 sold of Indefinite · 216 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 11, 2011 · D/A · $6,517,994,449 sold of Indefinite · 189 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $5,494,134,896 sold of Indefinite · 145 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $5,494,134,896 sold of Indefinite · 145 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $31.87B from 730 investors as of the latest filing. Joan is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Joan Fallon — NY, 1 issuer, Jun 19, 2009 → Mar 27, 2023 · no shared issuer

People around Joan 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MS
Management entity

Morgan Stanley Real Estate Advisor, Inc.

Executive Officer · 9 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

JK
No photo found (searched own website, image search on Oct 24, 2026)
Person

John R. Klopp

Director · 9 shared filings (1 issuer) · also on 24 other issuers

John R. Klopp is on 25 issuers in total — a repeat sponsor. Their page lists every one.

CT
No photo found (searched own website, image search on Oct 24, 2026)
Person

Candice W. Todd

Executive Officer · 9 shared filings (1 issuer) · also on 13 other issuers

Candice W. Todd is on 14 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Mustufa Salehbhai

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

KT
No photo found (searched own website, image search on Oct 24, 2026)
Person

Kevin M. Twomey

Director · 9 shared filings (1 issuer)

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

SB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Scott A. Brown

Executive Officer · 8 shared filings (1 issuer) · also on 4 other issuers

Scott A. Brown is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BW
No photo found (searched own website, image search on Oct 24, 2026)
Person

Bennett A. Weaver

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

Bennett A. Weaver is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found (searched own website, image search on Oct 24, 2026)
Person

David Morrison

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

KG
No photo found (searched own website, image search on Oct 24, 2026)
Person

Kent Goodwin

Director · 3 shared filings (1 issuer)

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

JM
No photo found (searched own website, image search on Oct 24, 2026)
Person

Josh Myerberg

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

BW
No photo found (searched own website, image search on Oct 24, 2026)
Person

Braden Wilhelm

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

BS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Brown A. Scott

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

LS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Lynne B. Sagalyn

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joan H. Fallon. Their page shows their other deals.

ML
No photo found (searched own website, image search on Oct 24, 2026)
Person

Michael Levy

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Michael Levy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Logo
Sponsor group

Prime

6 issuers · 28 filings · $33.08B reported sold · 2009–2026

One team, 6 deal companies. Joan H. Fallon is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joan H. Fallon.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Prime Property Fund, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joan H. Fallon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joan H. Fallon is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

morganstanley.com ↗ found on Prime Property Fund, LLC (morganstanley.com) instagram — instagram — found on morganstanley.com ↗ found on Prime Property Fund, LLC linkedin — linkedin — found on morganstanley.com ↗ found on Prime Property Fund, LLC facebook — facebook — found on morganstanley.com ↗ found on Prime Property Fund, LLC youtube — youtube — found on morganstanley.com ↗ found on Prime Property Fund, LLC x — x — found on morganstanley.com ↗ found on Prime Property Fund, LLC

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Monitor this person

Members get an email when Joan H. Fallon appears on a new Form D, or when a court case or SEC action is matched to them. See plans →