PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:42 AM ET

Sponsor Check › Person

JD
No photo found yet (own website and image search run after this page is viewed)

Joan E. Dunne

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · May 4, 2017 → Dec 9, 2021

2deals (issuers)
$18Mreported sold
473investors
3Form D filings
2017–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:39 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joan E. Dunne is listed as a director on 3 SEC Form D filings by 2 issuers between May 2017 and Dec 2021: SPROTT RESOURCE HOLDINGS INC. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2017; $17.5M reported sold to 471 investors) and Three Valley Copper Corp. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2021; $532K reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $18M sold in total.

Listed alongside Lenard Boggio (3 shared filings), Michael Staresinic (3 shared filings), Terrence A. Lyons (3 shared filings), Bo Liu (2 shared filings), David Smith (2 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joan. Each name links to their own page.

1 of the issuers belongs to the sponsor group Sprott (36 issuers, $2.63B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Sprott has 36 companies on file and $2.63B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Joan E. Dunne and found 6 differences: Joan E. Dunne appears on 2 deals that stopped filing before reaching their target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joan E. Dunne has not run yet — it is joining a line of 59,442 names; searches run around the clock at the hosts' allowed rate. Searched so far: 674 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:39 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joan E. Dunne..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Joan C Dunne closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-32005 · Filed Jul 17, 2001 · Closed Nov 16, 2001
Role of Joan C Dunne: Debtor · Outcome: Case closed 2001-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Joan E. Dunne (compared 3 filings on Oct 24, 2026)

Note · May 4, 2017 – Dec 9, 2021

Joan E. Dunne appears on 2 deals that stopped filing before reaching their target

Three Valley Copper Corp. (last filing Dec 9, 2021; $531,833 sold of $20,371,030); SPROTT RESOURCE HOLDINGS INC. (last filing May 4, 2017; $17,470,326 sold of $40,764,095). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Three Valley Copper Corp. — PartnerFacts page ↗SPROTT RESOURCE HOLDINGS INC. — PartnerFacts page ↗
Sources
Note · Nov 25, 2021 – Dec 9, 2021

No amendment in the last 12 months on an offering that may still be open — Three Valley Copper Corp. (latest filing Dec 9, 2021)

The latest filing for this offering is dated Dec 9, 2021 (first sale Nov 25, 2021). It reports $189,664 sold of $20,371,030 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 9, 2021 ↗Three Valley Copper Corp. — PartnerFacts page ↗
Sources
Note · Apr 16, 2021 – Apr 29, 2021

No amendment in the last 12 months on an offering that may still be open — Three Valley Copper Corp. (latest filing Apr 29, 2021)

The latest filing for this offering is dated Apr 29, 2021 (first sale Apr 16, 2021). It reports $531,833 sold of $11,717,988 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 29, 2021 ↗Three Valley Copper Corp. — PartnerFacts page ↗
Sources
Note · Apr 20, 2017 – May 4, 2017

No amendment in the last 12 months on an offering that may still be open — SPROTT RESOURCE HOLDINGS INC. (latest filing May 4, 2017)

The latest filing for this offering is dated May 4, 2017 (first sale Apr 20, 2017). It reports $17,470,326 sold of $40,764,095 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 4, 2017 ↗SPROTT RESOURCE HOLDINGS INC. — PartnerFacts page ↗
Sources
Note · Apr 29, 2021 – Dec 9, 2021

Reported revenue range changed between filings — Three Valley Copper Corp.

"$5,000,001 - $25,000,000" (Apr 29, 2021); then "$25,000,001 - $100,000,000" (Dec 9, 2021).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 29, 2021 ↗Form D · Dec 9, 2021 ↗Three Valley Copper Corp. — PartnerFacts page ↗
Sources
Note · Jul 13, 2009 – Jan 2, 2013

Same name, different state: "Joan E. Dunne" (A0) is a separate record

This page covers filings where the address state is A6. A separate record, "Joan E. Dunne" with address state A0, is listed on 6 filings — most recently by PAINTED PONY PETROLEUM LTD (Jan 2, 2013). The two records do not overlap in time: this page runs May 4, 2017 to Dec 9, 2021; the other runs Jul 13, 2009 to Jan 2, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Joan E. Dunne (A0) — PartnerFacts page ↗Form D · Jan 2, 2013 ↗PAINTED PONY PETROLEUM LTD — PartnerFacts page ↗Joan E. Dunne (A6) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 3 offerings report sales commissions totalling $881,866; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 9, 2021 D
Three Valley Copper Corp.
File 021-424432
$11,380 (est.)$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
PI Financial (US) Corp. BrokerCheck CRD 127404 ↗EDGAR ↗
Apr 29, 2021 D
Three Valley Copper Corp.
File 021-397598
$31,910$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
PI Financial (US) Corp. BrokerCheck CRD 127404 ↗EDGAR ↗
May 4, 2017 D
SPROTT RESOURCE HOLDINGS INC.
File 021-286076
$838,576 (est.)$0$0Sprott Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Joan E. Dunne on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TV
Other

Three Valley Copper Corp.

Toronto, Ontario, Canada (as filed: A6) · Apr 29, 2021 → Dec 9, 2021 · 2 filings
  • Dec 9, 2021 · D · $189,664 sold of $20,371,030 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 29, 2021 · D · $531,833 sold of $11,717,988 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $532K from 2 investors (3% of the $20.4M target) as of the latest filing. Joan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Other · group: Sprott

SPROTT RESOURCE HOLDINGS INC.

Toronto, Ontario, Canada (as filed: A6) · May 4, 2017
  • May 4, 2017 · D · $17,470,326 sold of $40,764,095 · 471 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.5M from 471 investors (43% of the $40.8M target) as of the latest filing. Joan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Joan E. Dunne — Alberta, Canada (as filed: A0), 1 issuer, Jul 13, 2009 → Jan 2, 2013 · no shared issuer

People around Joan 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Terrence A. Lyons

Director, Executive Officer · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Staresinic

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lenard Boggio

Director · 3 shared filings (2 issuers)

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Smith

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Bo Liu

Director · 2 shared filings (1 issuer)

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Donald K. Charter

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Richards Rule, IV

Executive Officer, Director · 1 shared filing (1 issuer) · also on 14 other issuers

Arthur Richards Rule, IV is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Hochstein

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

SY
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Yuzpe

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

XW
No photo found yet (own website and image search run after this page is viewed)
Person

Xinting (Tony) Wang

Director · 1 shared filing (1 issuer)

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Phillips

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

IM
No photo found yet (own website and image search run after this page is viewed)
Person

Ian MacNeily

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

John Embry

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Joan E. Dunne. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Sprott

36 issuers · 63 filings · $2.63B reported sold · 2009–2026

One team, 36 deal companies. Joan E. Dunne is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joan E. Dunne.

Same business address

24 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joan E. Dunne by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joan E. Dunne is listed on: none on file. No website or social profile named in SPROTT RESOURCE HOLDINGS INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #271,843 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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