PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:13 AM ET

Sponsor Check › Person

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Jeffrey Berman

Named as an officer, director or promoter on SEC Form D filings · NY, FL · Apr 21, 2017 → Jul 26, 2022

3deals (issuers)
$35.7Mreported sold
146investors
14Form D filings
2017–2022years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:39 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jeffrey Berman is listed as an executive officer, director, and promoter on 14 SEC Form D filings by 3 issuers between Apr 2017 and Nov 2023: Attis Finance LLC (New York, NY — industry reported as "Other" — 2020–2022; $18.5M reported sold to 105 investors), Funnel Leasing, Inc. (Odessa, FL — industry reported as "Other" — 2018–2023; $16M reported sold to 22 investors) and National Surgical Partners, LLC (Westbury, NY — other health care — 2017–2019; $1.25M reported sold to 19 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $35.7M sold in total.

Listed alongside John Helm (6 shared filings), Noel Fenton (6 shared filings), Tyler Christiansen (5 shared filings), Cat Taylor (4 shared filings), Charles N. Friedlander (4 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeffrey. Each name links to their own page.

1 of the issuers belongs to the sponsor group Attis (2 issuers, $4.17M reported sold, 2020–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Attis has 2 companies on file and $4.17M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 27 bankruptcy cases matching the name listed in Key records below.

What this means 28 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Jeffrey Berman and found 16 differences, 3 worth asking the sponsor about: 40% of the money raised went to insiders; 33% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jeffrey Berman has not run yet — it is joining a line of 49,417 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

BERMAN, JEFFREY v. US DEPT. OF HEALTH & HUMAN dismissed
District Court, E.D. Pennsylvania · No. · Filed Jan 20, 1989 · Closed Jan 20, 1989 · Nature of suit: 864 S.S.I.D.
Role of BERMAN, JEFFREY: Plaintiff · Outcome: Terminated 1989-01-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jeffrey Berman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 2 open, 25 closed (disposition not in docket feed)

Jeffrey R. Berman and Karen L. Berman open
United States Bankruptcy Court, E.D. New York · No. 8-25-71551 · Filed Apr 22, 2025
Role of Jeffrey R. Berman and Karen L. Berman: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)
Jeffrey M Berman open
United States Bankruptcy Court, S.D. New York · No. 23-10945 · Filed Jun 16, 2023
Role of Jeffrey M Berman: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (NY)
Jeffrey A. Berman closed
United States Bankruptcy Court, N.D. Ohio · No. 18-34024 · Filed Dec 28, 2018 · Closed May 7, 2019
Role of Jeffrey A. Berman: Debtor · Outcome: Case closed 2019-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Jeffrey H. Berman and Nancy A. Oliver-Berman closed
United States Bankruptcy Court, S.D. Georgia · No. 18-41553 · Filed Oct 23, 2018 · Closed Jul 11, 2022
Role of Jeffrey H. Berman and Nancy A. Oliver-Berman: Debtor · Outcome: Case closed 2022-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Jeffrey M. Berman and Joyce G. Berman closed
United States Bankruptcy Court, N.D. Illinois · No. 13-22797 · Filed May 31, 2013 · Closed Nov 4, 2013
Role of Jeffrey M. Berman and Joyce G. Berman: Debtor · Outcome: Case closed 2013-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Jeffrey Berman closed
United States Bankruptcy Court, S.D. Florida. · No. 10-28700 · Filed Jun 30, 2010 · Closed Oct 14, 2010
Role of Jeffrey Berman: Debtor · Outcome: Case closed 2010-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)
Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-10793 · Filed Feb 1, 2010 · Closed May 25, 2010
Role of Jeffrey Berman: Debtor · Outcome: Case closed 2010-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey Berman and Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 09-12756 · Filed Apr 15, 2009 · Closed Nov 4, 2009
Role of Jeffrey Berman and Jeffrey Berman: Debtor · Outcome: Case closed 2009-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 08-15949 · Filed Sep 15, 2008 · Closed Nov 5, 2008
Role of Jeffrey Berman: Debtor · Outcome: Case closed 2008-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey E.A. Berman closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:07-bk-03234 · Filed Oct 12, 2007 · Closed Feb 1, 2008
Role of Jeffrey E.A. Berman: Debtor · Outcome: Case closed 2008-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey Berman and Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 07-10017 · Filed Jan 2, 2007 · Closed Apr 5, 2007
Role of Jeffrey Berman and Jeffrey Berman: Debtor · Outcome: Case closed 2007-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey A. Berman closed
United States Bankruptcy Court, N.D. California · No. 02-55306 · Filed Sep 19, 2002 · Closed Dec 17, 2002
Role of Jeffrey A. Berman: Debtor · Outcome: Case closed 2002-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Jeffrey Berman and Sheri Berman closed
United States Bankruptcy Court, D. Connecticut · No. 01-30609 · Filed Feb 12, 2001 · Closed Jun 13, 2001
Role of Jeffrey Berman and Sheri Berman: Debtor · Outcome: Case closed 2001-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-30855 · Filed Sep 1, 2000 · Closed May 9, 2001
Role of Jeffrey Berman: Debtor · Outcome: Case closed 2001-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey A. Berman closed
United States Bankruptcy Court, S.D. Florida. · No. 00-24504 · Filed Jul 21, 2000 · Closed Nov 24, 2000
Role of Jeffrey A. Berman: Debtor · Outcome: Case closed 2000-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)
Jeffrey Berman and Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-10001 · Filed Jan 3, 2000 · Closed Feb 22, 2000
Role of Jeffrey Berman and Jeffrey Berman: Debtor · Outcome: Case closed 2000-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 98-31259 · Filed Sep 3, 1998 · Closed Nov 23, 1998
Role of Jeffrey Berman: Debtor · Outcome: Case closed 1998-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey N. Berman closed
United States Bankruptcy Court, D. Connecticut · No. 98-21410 · Filed Apr 2, 1998 · Closed Aug 5, 1998
Role of Jeffrey N. Berman: Debtor · Outcome: Case closed 1998-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 97-33325 · Filed Nov 3, 1997 · Closed Feb 27, 1998
Role of Jeffrey Berman: Debtor · Outcome: Case closed 1998-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey R. Berman and Mary P. Berman closed
United States Bankruptcy Court, N.D. California · No. 96-48877 · Filed Oct 18, 1996 · Closed Apr 5, 2001
Role of Jeffrey R. Berman and Mary P. Berman: Debtor · Outcome: Case closed 2001-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Jeffrey D. Berman closed
United States Bankruptcy Court, M.D. Florida · No. 3:95-bk-02207 · Filed May 11, 1995 · Closed Sep 26, 1995
Role of Jeffrey D. Berman: Debtor · Outcome: Case closed 1995-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)
Jeffrey H. Berman closed
United States Bankruptcy Court, D. Maryland · No. 94-53677 · Filed Jun 8, 1994 · Closed Dec 28, 1994
Role of Jeffrey H. Berman: Debtor · Outcome: Case closed 1994-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Jeffrey M. Berman closed
United States Bankruptcy Court, D. New Jersey · No. 93-21192 · Filed Feb 11, 1993 · Closed Aug 13, 1996
Role of Jeffrey M. Berman: Debtor · Outcome: Case closed 1996-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Jeffrey Berman and Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-15265 · Filed Sep 1, 1992 · Closed Sep 30, 1997
Role of Jeffrey Berman and Jeffrey Berman: Debtor · Outcome: Case closed 1997-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey Berman and Jeffrey Berman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-13249 · Filed May 28, 1992 · Closed Jul 17, 1992
Role of Jeffrey Berman and Jeffrey Berman: Debtor · Outcome: Case closed 1992-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Jeffrey Berman closed
United States Bankruptcy Court, S.D. Florida. · No. 85-02926 · Filed Dec 6, 1985 · Closed Jun 19, 1986
Role of Jeffrey Berman: Debtor · Outcome: Case closed 1986-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (FL)
Jeffrey Berman and Joyce Berman closed
United States Bankruptcy Court, N.D. Illinois · No. 82-14398 · Filed Oct 25, 1982 · Closed Nov 15, 1988
Role of Jeffrey Berman and Joyce Berman: Debtor · Outcome: Case closed 1988-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 38 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Jeffrey Berman — 3 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Apr 4, 2022

40% of the money raised went to insiders — Attis Finance LLC

The Apr 4, 2022 Form D reports $5,310,625 sold and $2,098,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Jun 12, 2019

33% of the money raised went to insiders — National Surgical Partners, LLC

The Jun 12, 2019 Form D/A reports $1,250,000 sold and $410,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Up to $410,000 of the proceeds of this offering may be used by the Issuer to pay compensation of executive officers of the Issuer as more fully described in the Confidential Memorandum.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Jul 26, 2022

11% of the money raised went to insiders — Attis Finance LLC

The Jul 26, 2022 Form D/A reports $18,469,250 sold and $2,098,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Jun 12, 2019

Jeffrey Berman appears on 1 deal that stopped filing before reaching its target

National Surgical Partners, LLC (last filing Jun 12, 2019; $1,250,000 sold of $12,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jun 1, 2018 – Nov 9, 2023

8 Form Ds were filed more than 15 days after the first sale

Form D filed 83 days after the first sale — Funnel Leasing, Inc. · Form D filed 251 days after the first sale — Funnel Leasing, Inc. · Form D filed 431 days after the first sale — Funnel Leasing, Inc. · Form D filed 192 days after the first sale — Attis Finance LLC · Form D filed 461 days after the first sale — Funnel Leasing, Inc. · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jan 16, 2019 – Nov 9, 2023

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Funnel Leasing, Inc. (latest filing Nov 9, 2023) · No amendment in the last 12 months on an offering that may still be open — Attis Finance LLC (latest filing Jul 26, 2022) · No amendment in the last 12 months on an offering that may still be open — Attis Finance LLC (latest filing Jul 26, 2022) · No amendment in the last 12 months on an offering that may still be open — Attis Finance LLC (latest filing Nov 13, 2020) · No amendment in the last 12 months on an offering that may still be open — National Surgical Partners, LLC (latest filing Jun 12, 2019)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Apr 4, 2022 – Jul 26, 2022

Offering amount changed between filings — Attis Finance LLC

The Apr 4, 2022 filing says $15,000,000 offered; the Jul 26, 2022 Form D/A says $18,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 9, 2017 – May 8, 2018

Offering amount lowered between filings — National Surgical Partners, LLC

The May 9, 2017 filing says $12,500,000 offered; the May 8, 2018 Form D/A says $3,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · May 9, 2017 – May 8, 2018

Minimum investment changed between filings — National Surgical Partners, LLC

The May 9, 2017 filing lists a minimum of $0; the May 8, 2018 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 21, 2017 – Nov 13, 2020

Jeffrey Berman is written 2 different ways on the filings

listed as "Jeffrey Berman" on 13 filings (from Apr 21, 2017), and "Jeffrey Jeffrey Berman" on the Nov 13, 2020 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Nov 13, 2020 – Apr 4, 2022

Reported revenue range changed between filings — Attis Finance LLC

"No Revenues" (Nov 13, 2020); then "Decline to Disclose" (Apr 4, 2022).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Dec 4, 2019 – Feb 13, 2025

Same name, different state: "JEFFREY BERMAN" (MD) is a separate record

This page covers filings where the address state is NY or FL. A separate record, "JEFFREY BERMAN" with address state MD, is listed on 5 filings — most recently by Camber Creek Fund V, LP (Feb 13, 2025). Both records have filings in the same period (Dec 4, 2019 to Jul 26, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 8, 2018 – Jun 15, 2022

Same name, different state: "Jeffrey Berman" (PA) is a separate record

This page covers filings where the address state is NY or FL. A separate record, "Jeffrey Berman" with address state PA, is listed on 2 filings — most recently by Affiliated Sports Fans, LLC (Jun 15, 2022). Both records have filings in the same period (Mar 8, 2018 to Jun 15, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 9, 2010 – Jan 14, 2011

Same name, different state: "Jeffrey Berman" (VA) is a separate record

This page covers filings where the address state is NY or FL. A separate record, "Jeffrey Berman" with address state VA, is listed on 2 filings — most recently by GRIDPOINT INC (Jan 14, 2011). The two records do not overlap in time: this page runs Apr 21, 2017 to Jul 26, 2022; the other runs Aug 9, 2010 to Jan 14, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 12, 2020 – Oct 11, 2022

Address moved from New York, NY to Odessa, FL — Funnel Leasing, Inc.

The people listed on the Nov 12, 2020 filing give New York, NY; on the Oct 11, 2022 filing they give Odessa, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Apr 21, 2017 – Nov 9, 2023

Jeffrey Berman is listed with 2 different address states: NY, FL

NY on 11 filings (Apr 21, 2017 to Jul 26, 2022); FL on 3 filings (Oct 11, 2022 to Nov 9, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 11 offerings report sales commissions totalling $2,243,640; 0 report finder's fees; 2 report proceeds to related persons totalling $2,508,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 9, 2023 D
Funnel Leasing, Inc.
File 021-496943
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2022 D
Funnel Leasing, Inc.
File 021-461338
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2022 D
Funnel Leasing, Inc.
File 021-461340
$0$0$0None listed on this filingEDGAR ↗
Jul 26, 2022 D/A
Attis Finance LLC
File 021-440287
$1,477,540 (est.)$0$2,098,000 (est.)Katalyst Securities BrokerCheck CRD 112494 ↗EDGAR ↗
Jul 26, 2022 D
Attis Finance LLC
File 021-453806
$12,000 (est.)$0$0 (est.)Katalyst Securities BrokerCheck CRD 112494 ↗EDGAR ↗
Nov 13, 2020 D
Attis Finance LLC
File 021-380499
$649,100$0$0Katalyst Securities LLC BrokerCheck CRD 112494 ↗EDGAR ↗
Nov 12, 2020 D
Funnel Leasing, Inc.
File 021-380438
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2020 D
Funnel Leasing, Inc.
File 021-380439
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2019 D/A
National Surgical Partners, LLC
File 021-286308
$105,000 (est.)$0$410,000 (est.)
Up to $410,000 of the proceeds of this offering may be used by the Issuer to pay compensation of executive officers of the Issuer as more fully described in the Confidential Memorandum.
More than five (5) Associated Persons no CRD number reported
via Fitzgibbon Toigo & Co. LLC (CRD 122142 ↗)
EDGAR ↗
Aug 6, 2018 D
Funnel Leasing, Inc.
File 021-318520
$0$0$0None listed on this filingEDGAR ↗
Apr 21, 2017 D
National Surgical Partners, LLC
File 021-285311
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Jeffrey Berman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Funnel Leasing, Inc.

Odessa, FL · Aug 6, 2018 → Nov 9, 2023 · 6 filings
  • Nov 9, 2023 · D · $11,999,997 sold of $27,500,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 11, 2022 · D · $15,999,998 sold of $15,999,998 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 11, 2022 · D · $13,555,039 sold of $13,555,039 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 12, 2020 · D · $6,147,358 sold of $6,147,358 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 12, 2020 · D · $7,999,997 sold of $7,999,997 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 6, 2018 · D · $4,500,000 sold of $4,500,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 22 investors (58% of the $27.5M target) as of the latest filing. Jeffrey is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Attis

Attis Finance LLC

New York, NY · Nov 13, 2020 → Jul 26, 2022 · 4 filings
  • Jul 26, 2022 · D · $150,000 sold of $30,000,000 · 1 investors · min. $25,000 · role: Director, Promoter EDGAR ↗
  • Jul 26, 2022 · D/A · $18,469,250 sold of $18,500,000 · 105 investors · min. $25,000 · role: Director, Promoter EDGAR ↗
  • Apr 4, 2022 · D · $5,310,625 sold of $15,000,000 · 53 investors · min. $25,000 · role: Director, Promoter EDGAR ↗
  • Nov 13, 2020 · D · $6,491,000 sold of $21,000,000 · 35 investors · min. $25,000 · role: Director, Promoter EDGAR ↗

Raised $18.5M from 105 investors (62% of the $30M target) as of the latest filing. Jeffrey is listed as director, promoter on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

National Surgical Partners, LLC

Westbury, NY · Apr 21, 2017 → Jun 12, 2019 · 4 filings
  • Jun 12, 2019 · D/A · $1,250,000 sold of $3,000,000 · 19 investors · min. $100,000 · role: Executive Officer, Director (Member of Board of Managers) EDGAR ↗
  • May 8, 2018 · D/A · $0 sold of $3,000,000 · 0 investors · min. $100,000 · role: Executive Officer, Director (Member of Board of Managers) EDGAR ↗
  • May 9, 2017 · D · $0 sold of $12,500,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director (Member of Board of Managers) EDGAR ↗
  • Apr 21, 2017 · D · $0 sold of $90,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director (Member of Board of Managers) EDGAR ↗

Raised $1.25M from 19 investors (42% of the $3M target) as of the latest filing. Jeffrey is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • JEFFREY BERMAN — MD, 5 issuers, Dec 4, 2019 → Feb 13, 2025 · no shared issuer
  • Jeffrey Berman — PA, 2 issuers, Mar 8, 2018 → Jun 15, 2022 · no shared issuer
  • Jeffrey Berman — VA, 1 issuer, Aug 9, 2010 → Jan 14, 2011 · no shared issuer

People around Jeffrey 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NF
No photo found yet (own website and image search run after this page is viewed)
Person

Noel Fenton

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Helm

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Christiansen

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Silverman

Director, Promoter · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Charles N. Friedlander

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Ventimiglia

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Giovanna Guerci

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

Frederic Martello

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Cat Taylor

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

VF
No photo found yet (own website and image search run after this page is viewed)
Person

Vinson J. Friedman

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mohammad Badar Anwer

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

NJ
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Johnson

Director · 4 shared filings (1 issuer)

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Caren Maio

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Cristina Sullivan Wheeler

Director · 3 shared filings (1 issuer)

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Wolfgang

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Davis

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jeffrey Berman. Their page shows their other deals.

The team behind the deals

Sponsor group

Attis

2 issuers · 5 filings · $4.17M reported sold · 2020–2023

One team, 2 deal companies. Jeffrey Berman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jeffrey Berman.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jeffrey Berman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jeffrey Berman is listed on: none on file. No website or social profile named in Attis Finance LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #148,768 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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