Jeff Smith is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 2 issuers between Nov 2015 and Feb 2021: KODIAK BP, LLC (Highlands Ranch, CO — industry reported as "Other" — 2017; $7.64M reported sold to 23 investors) and Marmont, Inc. (Denver, CO — other technology — 2015–2021; $1.75M reported sold to 20 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $9.39M sold in total.
1 of the issuers belongs to the sponsor group Nsa (7 issuers, $240.8M reported sold, 2009–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Nsa has 7 companies on file and $240.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Jeff Smith and found 11 differences: Form D filed 42 days after the first sale; Jeff Smith's role changed at Marmont, Inc.: executive officer, director → executive officer, director, promoter; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.