Jeff Abrams is listed as an executive officer on 10 SEC Form D filings by 5 issuers between Sep 2015 and Oct 2016: NZC GUGGENHEIM FUND LLC (Santa Monica, CA — pooled investment fund — 2015–2016; $1.11B reported sold to 165 investors), Guggenheim Loan Fund, Ltd. (Santa Monica, CA — pooled investment fund — 2015–2016; $577.6M reported sold to 12 investors), GUGGENHEIM LOAN FUND, LLC (Santa Monica, CA — pooled investment fund — 2015–2016; $474.9M reported sold to 17 investors), GUGGENHEIM HIGH-YIELD FUND, LLC (Santa Monica, CA — pooled investment fund — 2015–2016; $267.8M reported sold to 11 investors) and Guggenheim High-Yield Fund, Ltd. (Santa Monica, CA — pooled investment fund — 2015–2016; $16.7M reported sold to 1 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer. Across those companies the filings report $2.45B sold in total.
All 5 issuers belong to the sponsor group Guggenheim (52 issuers, $13.85B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Guggenheim has 52 companies on file and $13.85B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 10 public filings for Jeff Abrams and found 8 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Form D filed 162 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.