Jeff Samberg is listed as a director on 2 SEC Form D filings by 2 issuers between Aug 2012 and May 2016: SPINE WAVE, INC (Shelton, CT — other health care — 2016; $17.6M reported sold to 30 investors) and Akonia Holographics LLC (Boulder, CO — industry reported as "Other" — 2012; $7.51M reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $25.2M sold in total.
Listed alongside Andrew Firlik (1 shared filing), Fred Askham (1 shared filing), Jerry Elliott (1 shared filing), Jim Dennis (1 shared filing), Ken Anderson (1 shared filing) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeff. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Jeff Samberg and found 6 differences: Form D filed 18 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.