Jeff Frank is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jul 2012 and Apr 2013: Advanced Resource Technology Development LLC (Louisville, KY — industry reported as "Other" — 2013; $995K reported sold to 13 investors) and Advanced Resource Technologies (ART) LLC (Louisville, KY — industry reported as "Other" — 2012–2013; $242K reported sold to 14 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $1.24M sold in total.
Listed alongside Gregory P. Murdock (3 shared filings), Robert Saunders (3 shared filings), John Gaensbauer (1 shared filing) and Mark Leonard (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeff. Each name links to their own page.
All 2 issuers belong to the sponsor group Advanced (2 issuers, $1.24M reported sold, 2012–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Advanced has 2 companies on file and $1.24M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Jeff Frank and found 6 differences, 1 worth asking the sponsor about: Form D filed 201 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.