Jay S. Yoo is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Sep 2009: HANMI FINANCIAL CORP (Los Angeles, CA — commercial banking — 2009; $55M reported sold to 33 investors).
What this means One deal on file with the SEC, filed Sep 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian E. Cho (1 shared filing), Charles C. Kwak (1 shared filing), I Joon Ahn (1 shared filing), John A. Hall (1 shared filing), Joon Hyung Lee (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jay. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Jay S. Yoo and found 3 differences, 1 worth asking the sponsor about: Form D filed 97 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.