Jay Freund is listed as an executive officer and director on 3 SEC Form D filings by 3 issuers between Jan 2016 and Jul 2019: AIC Acquisition Co LLC (Plymouth, MI — industry reported as "Other" — 2019; $7.38M reported sold to 32 investors), SCG Acquisition Company, LLC (Plymouth, MI — manufacturing — 2016; $2.2M reported sold to 25 investors) and MICORP CAT HOLDINGS, LLC (Rowayton, CT — industry reported as "Other" — 2016; $1.25M reported sold to 12 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $10.8M sold in total.
2 of the issuers belong to the sponsor group Scg (4 issuers, $17M reported sold, 2016–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Scg has 4 companies on file and $17M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Jay Freund and found 3 differences: Form D filed 56 days after the first sale; Jay Freund is written 2 different ways on the filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.