Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6), NY, TX, Quebec, Canada (as filed: A8) · Jan 19, 2010 → Jun 6, 2023
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
JASON MARKS is listed as an executive officer, director, and promoter on 20 SEC Form D filings by 6 issuers between Jan 2010 and Jun 2023. Largest by amount reported sold: Fiera Quantum Diversified Alpha Fund, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2014; $162.5M reported sold to 34 investors), Canadian ABCP Fund II (USA) LP (Montreal, Quebec, Canada (as filed: A8) — pooled investment fund — 2012–2013; $76.6M reported sold to 2 investors), Fiera Quantum Diversified Alpha Fund, LP (Montreal, Quebec, Canada (as filed: A8) — pooled investment fund — 2010–2014; $18.8M reported sold to 5 investors), Canadian ABCP Fund (USA) LP (Montreal, Quebec, Canada (as filed: A8) — pooled investment fund — 2012–2014; $7.93M reported sold to 5 investors), d1g1t Inc. (Toronto, Ontario, Canada (as filed: A6) — other technology — 2023; $2.25M reported sold to 2 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $269.4M sold in total.
Listed alongside FIERA QUANTUM LIMITED PARTNERSHIP (5 shared filings, management entity), FQ ABCP (USA) GP INC. (3 shared filings, management entity), GMP INVESTMENT MANAGEMENT, L.P. (3 shared filings, management entity), Isatou Sey (3 shared filings), PETER STOCK (3 shared filings) and 26 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JASON. Each name links to their own page.
4 of the issuers belong to the sponsor group Fiera Quantum Diversified Alpha (4 issuers, $265.3M reported sold, 2010–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Fiera Quantum Diversified Alpha has 4 companies on file and $265.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 20 public filings for JASON MARKS and found 14 differences, 5 worth asking the sponsor about: Bankruptcy case: Jason Marks; Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for JASON MARKS has not run yet — it is joining a line of 23,338 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JASON MARKS..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
12 cases: 2 open, 10 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
14 differences found between the filings for JASON MARKS — 5 worth asking about (compared 20 filings on Oct 24, 2026)
United States Bankruptcy Court, E.D. Texas docket "Jason Marks" filed Oct 10, 2000, closed Jul 12, 2004. JASON MARKS is listed as Debtor ("Jason Marks"). Our match estimate: 50%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Apr 26, 2013 filing says $76,645,489 sold; the May 21, 2013 Form D/A says $76,539,680 sold — $105,809 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The May 20, 2011 filing says $18,804,904 sold; the May 21, 2012 Form D/A says $18,334,904 sold — $470,000 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
Haywood Securities Inc. is listed as receiving sales compensation on 1 filing (Dec 20, 2017) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
Bally Capital Advisors SA is listed as receiving sales compensation on 1 filing (Dec 20, 2017) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
The filing says the first sale was Mar 30, 2012. The Form D was filed Apr 30, 2012 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Feb 1, 2011. The Form D was filed Mar 29, 2011 — 56 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 41 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Fiera Quantum Diversified Alpha Fund, LP (latest filing May 21, 2014) · No amendment in the last 12 months on an offering that may still be open — Fiera Quantum Diversified Alpha Fund, Ltd. (latest filing May 21, 2014) · No amendment in the last 12 months on an offering that may still be open — Canadian ABCP Fund (USA) LP (latest filing May 21, 2014) · No amendment in the last 12 months on an offering that may still be open — Canadian ABCP Fund II (USA) LP (latest filing May 21, 2013)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Nov 1, 2012 filing lists JASON MARKS as executive officer, promoter; the May 21, 2013 Form D/A lists executive officer.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Apr 26, 2013 filing lists a minimum of $10,000,000; the May 21, 2013 Form D/A lists $25,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
"Other" (Aug 17, 2011 to Nov 1, 2012); then "Pooled Investment Fund" (May 21, 2013 to May 21, 2014).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"Pooled Investment Fund" (Apr 30, 2012); then "Other" (Apr 26, 2013); then "Pooled Investment Fund" (May 21, 2013).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
Address moved from Toronto, Ontario, Canada (as filed: A6) to Montreal, Quebec, Canada (as filed: A8) — Fiera Quantum Diversified Alpha Fund, LP · Address moved from Boerne, TX to Montreal, Quebec, Canada (as filed: A8) — Canadian ABCP Fund (USA) LP · Address moved from Boerne, TX to Montreal, Quebec, Canada (as filed: A8) — Canadian ABCP Fund II (USA) LP · Address moved from New York, NY to Boerne, TX — Canadian ABCP Fund II (USA) LP · Address moved from New York, NY to Boerne, TX — Canadian ABCP Fund (USA) LP
What this means Businesses move. If you were told one city and the forms say another, ask which is current.
Ontario, Canada (as filed: A6) on 10 filings (Jan 19, 2010 to Jun 6, 2023); NY on 1 filing (Apr 30, 2012); TX on 2 filings (Nov 1, 2012 to Apr 26, 2013); Quebec, Canada (as filed: A8) on 7 filings (May 21, 2013 to May 21, 2014).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 7 offerings report sales commissions; 2 report finder's fees totalling $54,009; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jun 6, 2023 D d1g1t Inc. File 021-483455 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 20, 2017 D TRANSITION METALS CORP. File 021-301301 | $0 | $18,533 | $0 | Haywood Securities Inc. no CRD number reported Bally Capital Advisors SA no CRD number reported | EDGAR ↗ |
| May 21, 2014 D/A Fiera Quantum Diversified Alpha Fund, LP File 021-125486 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 21, 2014 D/A Fiera Quantum Diversified Alpha Fund, Ltd. File 021-157511 | $0 | $0 | $0 The Investment Manager of the Issuer receives a management fee equal to a specified percentage of assets under management of the Issuer. | None listed on this filing | EDGAR ↗ |
| May 21, 2014 D/A Canadian ABCP Fund (USA) LP File 021-164613 | $0 | $0 | $0 The investment manager of the Issuer receives a management fee equal to a specified percentage of assets under management of the Issuer. | None listed on this filing | EDGAR ↗ |
| Apr 30, 2014 D TRANSITION METALS CORP. File 021-216520 | $0 | $35,476 (est.) | $0 Proceeds net of offering costs will be used for exploration and development activities and for general corporate purpose. | Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗ | EDGAR ↗ |
| May 21, 2013 D/A Canadian ABCP Fund II (USA) LP File 021-177469 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Jason Marks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $2.25M from 2 investors (100% of the $2.25M target) as of the latest filing. Jason is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.22M from 93 investors (100% of the $905K target) as of the latest filing. Jason is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $18.8M from 5 investors as of the latest filing. Jason is listed as executive officer on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $162.5M from 34 investors as of the latest filing. Jason is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $7.93M from 5 investors as of the latest filing. Jason is listed as executive officer, promoter on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $76.6M from 2 investors as of the latest filing. Jason is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Isatou Sey is on 29 issuers in total — a repeat sponsor. Their page lists every one.
Abali Hoilett is on 100 issuers in total — a repeat sponsor. Their page lists every one.
Brian Eden is on 28 issuers in total — a repeat sponsor. Their page lists every one.
Alison Martinson is on 38 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Listed on the same filings as Jason Marks. Their page shows their other deals.
Andrew Newcomb is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Jason Marks. Their page shows their other deals.
One team, 4 deal companies. Jason Marks is listed on 4 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JASON MARKS.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to JASON MARKS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Jason Marks is listed on: none on file. No website or social profile named in Canadian ABCP Fund II (USA) LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #329,786 of 374,652 in line (1,174 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Montreal, A8). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when JASON MARKS appears on a new Form D, or when a court case or SEC action is matched to them. See plans →