Jason Kates is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 1 issuer between May 2010 and Jan 2011: RVUE HOLDINGS, INC. (Oakbrook Terrace, IL — other technology — 2010–2011; $2.59M reported sold to 18 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Loppert (5 shared filings), Robert Chimbel (5 shared filings), Dawn Rahicki (4 shared filings), Jay Wilson (4 shared filings), RICHARD J SULLIVAN (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jason. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Jason Kates and found 6 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: RAMPartners S.A; Paid seller listed without a CRD number: RAMParners S.A; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.