6 state securities orders name the subject or team members
CA securities regulator consent order naming Jared Turner (Apr 28, 2020) · CA securities regulator consent order naming Jared Turner (Jan 16, 2019) · CA securities regulator stipulation naming Jared Turner (Aug 12, 2016) · CA securities regulator citations and desist and refrain order naming Jared Turner (Jun 21, 2016) · CA securities regulator stop order naming Jared Turner (Jun 21, 2016) · and 1 more
What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.
Sources
- CA order · Consent Order ↗ (Apr 28, 2020)
- CA order · Consent Order ↗ (Jan 16, 2019)
- CA order · Stipulation ↗ (Aug 12, 2016)
- CA order · Citations and Desist and Refrain Order ↗ (Jun 21, 2016)
- CA order · Stop Order ↗ (Jun 21, 2016)
- CA order · Action (type not listed on the DFPI page; see the document) ↗ (Jun 21, 2016)