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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:27 AM ET

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James West

Named as an officer, director or promoter on SEC Form D filings · TN · Feb 12, 2013 → Mar 5, 2021

23deals (issuers)
$235.6Mreported sold
930investors
52Form D filings
2013–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James West is listed as a director on 52 SEC Form D filings by 23 issuers between Feb 2013 and Mar 2021. Largest by amount reported sold: Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC (Wilmington, DE — pooled investment fund — 2013–2021; $46.2M reported sold to 133 investors), Series B- Hamlin SMA, a series of Green Square Private Investment Partners, LLC (Wilmington, DE — pooled investment fund — 2013–2021; $39.2M reported sold to 120 investors), Series F - AgAmerica Lending Fund, a Series of Green Square Private Investment Partners, LLC (Wilmington, DE — pooled investment fund — 2013–2021; $26.7M reported sold to 108 investors), Series M-Archview Fund, a series of Green Square Private Investment Partners, LLC (Wilmington, DE — pooled investment fund — 2014–2017; $24.8M reported sold to 78 investors), Series H - Green Square Municipal Strategies, a series of Green Square Capital Investment Partners II, LLC (Wilmington, DE — pooled investment fund — 2013; $18.9M reported sold to 48 investors) and 18 more (all listed below).

What this means That is a lot of deals — 23 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $235.6M sold in total.

Listed alongside Darrell Horn (52 shared filings), C. Anthony Shippam (51 shared filings), Green Square PIP Manager, LLC (51 shared filings, management entity), Richard Finch (48 shared filings), Steven Sansom (39 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 23 issuers belong to the sponsor group Green Square Pip (24 issuers, $233.2M reported sold, 2013–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Green Square Pip has 24 companies on file and $233.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 15 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 52 public filings for James West and found 15 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 6 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James West has not run yet — it is joining a line of 54,637 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James West..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 1 open, 14 closed (disposition not in docket feed)

James E West open
United States Bankruptcy Court, E.D. Tennessee · No. 4:24-bk-10933 · Filed Apr 18, 2024
Role of James E West: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James West closed
United States Bankruptcy Court, E.D. Tennessee · No. 4:23-bk-11149 · Filed May 19, 2023 · Closed Oct 3, 2023
Role of James West: Debtor · Outcome: Case closed 2023-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James D. West closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:13-bk-31698 · Filed May 3, 2013 · Closed Apr 29, 2014
Role of James D. West: Debtor · Outcome: Case closed 2014-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James H. West closed
United States Bankruptcy Court, W.D. Tennessee · No. 13-23227 · Filed Mar 26, 2013 · Closed Dec 17, 2013
Role of James H. West: Debtor · Outcome: Case closed 2013-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James D. West closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:12-bk-30931 · Filed Mar 2, 2012 · Closed Dec 30, 2014
Role of James D. West: Debtor · Outcome: Case closed 2014-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James E. West closed
United States Bankruptcy Court, E.D. Tennessee · No. 4:11-bk-17011 · Filed Dec 19, 2011 · Closed Aug 23, 2016
Role of James E. West: Debtor · Outcome: Case closed 2016-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James H. West and Carrie West closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:08-bk-32070 · Filed May 10, 2008 · Closed Nov 4, 2008
Role of James H. West and Carrie West: Debtor · Outcome: Case closed 2008-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James W. West closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:07-bk-13250 · Filed Aug 9, 2007 · Closed Feb 12, 2008
Role of James W. West: Debtor · Outcome: Case closed 2008-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
JAMES WEST and STARRLENE M WEST closed
United States Bankruptcy Court, M.D. Tennessee · No. 2:05-bk-06086 · Filed May 18, 2005 · Closed Feb 16, 2006
Role of JAMES WEST and STARRLENE M WEST: Debtor · Outcome: Case closed 2006-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
JAMES H JR WEST and STARRLENE WEST closed
United States Bankruptcy Court, M.D. Tennessee · No. 2:04-bk-06421 · Filed May 25, 2004 · Closed Jul 15, 2005
Role of JAMES H JR WEST and STARRLENE WEST: Debtor · Outcome: Case closed 2005-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James West closed
United States Bankruptcy Court, W.D. Tennessee · No. 03-35839 · Filed Sep 12, 2003 · Closed Oct 26, 2006
Role of James West: Debtor · Outcome: Case closed 2006-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James R. West and Charlotte E. West closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:03-bk-32315 · Filed Apr 24, 2003 · Closed Dec 6, 2004
Role of James R. West and Charlotte E. West: Debtor · Outcome: Case closed 2004-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
James D. West closed
United States Bankruptcy Court, W.D. Tennessee · No. 03-11759 · Filed Apr 9, 2003 · Closed Mar 1, 2004
Role of James D. West: Debtor · Outcome: Case closed 2004-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
JAMES WEST and STARRLENE WEST closed
United States Bankruptcy Court, M.D. Tennessee · No. 2:02-bk-07210 · Filed Jun 20, 2002 · Closed Sep 27, 2004
Role of JAMES WEST and STARRLENE WEST: Debtor · Outcome: Case closed 2004-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
JAMES S WEST and TRESSA A WEST closed
United States Bankruptcy Court, M.D. Tennessee · No. 2:02-bk-01087 · Filed Jan 28, 2002 · Closed May 31, 2002
Role of JAMES S WEST and TRESSA A WEST: Debtor · Outcome: Case closed 2002-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 823 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for James West — 4 worth asking about (compared the newest 50 of 52 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jan 22, 2018 – Mar 5, 2020

Amount sold went down between filings — Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC

The Jan 22, 2018 filing says $46,220,919 sold; the Mar 5, 2020 Form D/A says $43,777,500 sold — $2,443,419 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 22, 2018 ↗Form D/A (later) · Mar 5, 2020 ↗Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 28, 2015 – Jan 12, 2017

Amount sold went down between filings — Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC

The Dec 28, 2015 filing says $35,677,500 sold; the Jan 12, 2017 Form D/A says $24,334,422 sold — $11,343,078 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 28, 2015 ↗Form D/A (later) · Jan 12, 2017 ↗Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 31, 2014 – Apr 4, 2014

Amount sold went down between filings — Series G - AIMS Private Credit Opportunities, a series of Green Square Private Investment Partners, LLC

The Mar 31, 2014 filing says $4,555,254 sold; the Apr 4, 2014 Form D/A says $925,380 sold — $3,629,874 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 31, 2014 ↗Form D/A (later) · Apr 4, 2014 ↗Series G - AIMS Private Credit Opportunities, a series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 31, 2014 – Mar 5, 2020

6 offerings reported fewer investors on a later filing

Investor count went down between filings — Series F - AgAmerica Lending Fund, a Series of Green Square Private Investment Partners, LLC · Investor count went down between filings — Series B- Hamlin SMA, a series of Green Square Private Investment Partners, LLC · Investor count went down between filings — Series Q- Carlyle Energy Mezzanine Opportunities Fund II, a series of Green Square Private Investment Partners, LLC · Investor count went down between filings — Series M-Archview Fund, a series of Green Square Private Investment Partners, LLC · Investor count went down between filings — Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC · and 1 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 22, 2018 ↗Form D/A (later) · Mar 5, 2020 ↗Series F - AgAmerica Lending Fund, a Series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗Form D/A (earlier) · Jan 18, 2018 ↗
Sources
Note · Aug 1, 2014 – Sep 11, 2014

Form D filed 41 days after the first sale — Series M-Archview Fund, a series of Green Square Private Investment Partners, LLC

The filing says the first sale was Aug 1, 2014. The Form D was filed Sep 11, 2014 — 41 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 26 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 11, 2014 ↗Series M-Archview Fund, a series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗
Sources
Note · Mar 13, 2014 – Mar 31, 2014

Form D filed 18 days after the first sale — Series I-Stonetown 4, a series of Green Square Private Investment Partners, LLC

The filing says the first sale was Mar 13, 2014. The Form D was filed Mar 31, 2014 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 31, 2014 ↗Series I-Stonetown 4, a series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗
Sources
Note · Jan 28, 2013 – Feb 20, 2013

Form D filed 23 days after the first sale — Series C- Audax Senior Loan, a series of Green Square Private Investment Partners, LLC

The filing says the first sale was Jan 28, 2013. The Form D was filed Feb 20, 2013 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 20, 2013 ↗Series C- Audax Senior Loan, a series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗
Sources
Note · Nov 6, 2012 – Mar 5, 2021

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Series X - Sciens Water Opportunities Fund LP, a Series of Green Square Private Investment Partners, LLC (latest filing Mar 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Series F - AgAmerica Lending Fund, a Series of Green Square Private Investment Partners, LLC (latest filing Mar 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC (latest filing Mar 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Series B- Hamlin SMA, a series of Green Square Private Investment Partners, LLC (latest filing Mar 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Series Q- Carlyle Energy Mezzanine Opportunities Fund II, a series of Green Square Private Investment Partners, LLC (latest filing Dec 6, 2017) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 5, 2021 ↗Series X - Sciens Water Opportunities Fund LP, a Series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗Form D/A · Mar 5, 2021 ↗Series F - AgAmerica Lending Fund, a Series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗
Sources
Note · Feb 22, 2019 – Feb 20, 2020

Minimum investment changed between filings — Series X - Sciens Water Opportunities Fund LP, a Series of Green Square Private Investment Partners, LLC

The Feb 22, 2019 filing lists a minimum of $100,000; the Feb 20, 2020 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 22, 2019 ↗Form D/A (later) · Feb 20, 2020 ↗Series X - Sciens Water Opportunities Fund LP, a Series of Green Square Private Investment Partners, LLC — PartnerFacts page ↗
Sources
Note · Feb 12, 2013 – Feb 22, 2019

James West is written 3 different ways on the filings

listed as "James West" on 45 filings (from Feb 12, 2013), and "James A. West, IV" on 3 filings (from Jun 2, 2017), and "James A. West" on 3 filings (from Feb 22, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 12, 2013 ↗Form D · Jun 2, 2017 ↗Form D · Feb 22, 2019 ↗James West — PartnerFacts page ↗
Sources
Note · Sep 10, 2020

Same name, different state: "James West" (WA) is a separate record

This page covers filings where the address state is TN. A separate record, "James West" with address state WA, is listed on 1 filing — most recently by Oak Tree Development LLCX (Sep 10, 2020). Both records have filings in the same period (Sep 10, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James West (WA) — PartnerFacts page ↗Form D · Sep 10, 2020 ↗Oak Tree Development LLCX — PartnerFacts page ↗James West (TN) — this page ↗
Sources
Note · Sep 13, 2018 – Oct 4, 2018

Same name, different state: "James D. West" (TN or CA) is a separate record

This page covers filings where the address state is TN. A separate record, "James D. West" with address state TN or CA, is listed on 3 filings — most recently by AgGenetics, Inc. (Mar 2, 2022). Both records have filings in the same period (Sep 13, 2018 to Oct 4, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James D. West (TN,CA) — PartnerFacts page ↗Form D · Mar 2, 2022 ↗AgGenetics, Inc. — PartnerFacts page ↗James West (TN) — this page ↗
Sources
Note · Apr 26, 2018

Same name, different state: "James E West" (MD) is a separate record

This page covers filings where the address state is TN. A separate record, "James E West" with address state MD, is listed on 1 filing — most recently by Sonavi Labs, Inc. (Apr 26, 2018). Both records have filings in the same period (Apr 26, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James E West (MD) — PartnerFacts page ↗Form D · Apr 26, 2018 ↗Sonavi Labs, Inc. — PartnerFacts page ↗James West (TN) — this page ↗
Sources
Note · Jan 29, 2010

Same name, different state: "James O. West, Jr." (MD) is a separate record

This page covers filings where the address state is TN. A separate record, "James O. West, Jr." with address state MD, is listed on 1 filing — most recently by 1-800-Pack-Rat, LLC (Jan 29, 2010). The two records do not overlap in time: this page runs Feb 12, 2013 to Mar 5, 2021; the other has one filing dated Jan 29, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James O. West, Jr. (MD) — PartnerFacts page ↗Form D · Jan 29, 2010 ↗1-800-Pack-Rat, LLC — PartnerFacts page ↗James West (TN) — this page ↗
Sources
Note · Jun 23, 2009

Same name, different state: "James O. West" (MO) is a separate record

This page covers filings where the address state is TN. A separate record, "James O. West" with address state MO, is listed on 1 filing — most recently by St. Johns Bancshares, Inc. (Jun 23, 2009). The two records do not overlap in time: this page runs Feb 12, 2013 to Mar 5, 2021; the other has one filing dated Jun 23, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James O. West (MO) — PartnerFacts page ↗Form D · Jun 23, 2009 ↗St. Johns Bancshares, Inc. — PartnerFacts page ↗James West (TN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 52 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 23 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 5, 2021 D/A
Series B- Hamlin SMA, a series of Green Square Private Investment Partners, LLC
File 021-191718
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2021 D/A
Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC
File 021-197781
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2021 D/A
Series F - AgAmerica Lending Fund, a Series of Green Square Private Investment Partners, LLC
File 021-201573
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2021 D/A
Series X - Sciens Water Opportunities Fund LP, a Series of Green Square Private Investment Partners, LLC
File 021-333334
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2018 D
Series W - Lexington Capital Partners IX, a Series of Green Square Private Investment Partners, LLC
File 021-317596
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2017 D/A
Series R- Fundamental Partners III, a series of Green Square Private Investment Partners, LLC
File 021-249002
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2017 D/A
Series Q- Carlyle Energy Mezzanine Opportunities Fund II, a series of Green Square Private Investment Partners, LLC
File 021-249131
$0$0$0None listed on this filingEDGAR ↗
Jul 26, 2017 D
Series V - Bridge Seniors & Medical Properties II, a Series of GS PIP
File 021-291511
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2017 D/A
Series M-Archview Fund, a series of Green Square Private Investment Partners, LLC
File 021-224481
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2017 D
Series U - Middle Market Direct Lending 2017, a Series of Green Square Private Investment Partners, LLC
File 021-287906
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2016 D/A
Series S - Parabellum Partners I, LP, a series of Green Square Private Investment Partners, LLC
File 021-249010
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2016 D
Series T - Origami Opportunities Fund III, a Series of GS PIP
File 021-256828
$0$0$0None listed on this filingEDGAR ↗
Dec 28, 2015 D/A
Series G - AIMS Private Credit Opportunities, a series of Green Square Private Investment Partners, LLC
File 021-214559
$0$0$0None listed on this filingEDGAR ↗
Dec 28, 2015 D/A
Series J-KKR Real Estate Partners Americas, a series of Green Square Private Investment Partners, LLC
File 021-214562
$0$0$0None listed on this filingEDGAR ↗
Dec 28, 2015 D/A
Series K - Avenue Europe Capital Solutions Fund, a series of Green Square Private Investment Partners, LLC
File 021-215015
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2015 D
Series P-Lexington Capital Partners VIII, a series of Green Square Private Investment Partners, LLC
File 021-235401
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2014 D
Series O-GSO European Debt Fund, a series of Green Square Private Investment Partners, LLC
File 021-228191
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2014 D
Series L-Southpaw Credit Opportunity Partners, a series of Green Square Private Investment Partners, LLC
File 021-215021
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2014 D
Series I-Stonetown 4, a series of Green Square Private Investment Partners, LLC
File 021-214554
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2013 D
Series H - Green Square Municipal Strategies, a series of Green Square Capital Investment Partners II, LLC
File 021-206263
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2013 D
Series D- Contrast Capital, a series of Green Square Private Investment Partners, LLC
File 021-195405
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2013 D
Series C- Audax Senior Loan, a series of Green Square Private Investment Partners, LLC
File 021-192156
$0$0$0N/A no CRD number reportedEDGAR ↗
Feb 12, 2013 D
Series A- Carlyle Energy Mezzanine Opportunities, a series of Green Square Private Investment Partners, LLC
File 021-191717
$0$0$0N/A no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 23

Every issuer that named James West on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SF
Pooled Investment Fund · group: Green Square Pip

Series F - AgAmerica Lending Fund, a Series of Green Square Private Investment Partners, LLC

Wilmington, DE · Aug 19, 2013 → Mar 5, 2021 · 6 filings
  • Mar 5, 2021 · D/A · $26,675,000 sold of Indefinite · 106 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Mar 5, 2020 · D/A · $26,675,000 sold of Indefinite · 106 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Jan 22, 2018 · D/A · $24,771,461 sold of Indefinite · 108 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Jan 12, 2017 · D/A · $24,618,224 sold of Indefinite · 104 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Dec 29, 2015 · D/A · $19,337,500 sold of Indefinite · 94 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Aug 19, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

Raised $26.7M from 108 investors as of the latest filing. James is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SE
Pooled Investment Fund · group: Green Square Pip

Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Jun 11, 2013 → Mar 5, 2021 · 6 filings
  • Mar 5, 2021 · D/A · $43,777,500 sold of Indefinite · 133 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Mar 5, 2020 · D/A · $43,777,500 sold of Indefinite · 133 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Jan 22, 2018 · D/A · $46,220,919 sold of Indefinite · 129 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Jan 12, 2017 · D/A · $24,334,422 sold of Indefinite · 64 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Dec 28, 2015 · D/A · $35,677,500 sold of Indefinite · 110 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Jun 11, 2013 · D · $13,625,000 sold of Indefinite · 57 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

Raised $46.2M from 133 investors as of the latest filing. James is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SB
Pooled Investment Fund · group: Green Square Pip

Series B- Hamlin SMA, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Feb 12, 2013 → Mar 5, 2021 · 6 filings
  • Mar 5, 2021 · D/A · $39,190,060 sold of Indefinite · 105 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗
  • Mar 5, 2020 · D/A · $39,190,060 sold of Indefinite · 105 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗
  • Jan 18, 2018 · D/A · $35,637,539 sold of Indefinite · 120 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗
  • Jan 12, 2017 · D/A · $34,317,539 sold of Indefinite · 115 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗
  • Dec 21, 2015 · D/A · $26,373,630 sold of Indefinite · 73 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗
  • Feb 12, 2013 · D · $0 sold of Indefinite · 49 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗

Raised $39.2M from 120 investors as of the latest filing. James is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SX
Pooled Investment Fund · group: Green Square Pip

Series X - Sciens Water Opportunities Fund LP, a Series of Green Square Private Investment Partners, LLC

Wilmington, DE · Feb 22, 2019 → Mar 5, 2021 · 3 filings
  • Mar 5, 2021 · D/A · $9,941,048 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Member of Manager's Board of Managers) EDGAR ↗
  • Feb 20, 2020 · D/A · $9,941,048 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Member of Manager's Board of Managers) EDGAR ↗
  • Feb 22, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Member of Manager's Board of Managers) EDGAR ↗

Raised $9.94M from 20 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SW
Pooled Investment Fund · group: Green Square Pip

Series W - Lexington Capital Partners IX, a Series of Green Square Private Investment Partners, LLC

Wilmington, DE · Jul 24, 2018
  • Jul 24, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Pooled Investment Fund · group: Green Square Pip

Series R- Fundamental Partners III, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Oct 8, 2015 → Dec 6, 2017 · 4 filings
  • Dec 6, 2017 · D/A · $15,690,000 sold of Indefinite · 65 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Dec 6, 2016 · D/A · $15,190,000 sold of Indefinite · 62 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Oct 8, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Oct 8, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

Raised $15.7M from 65 investors as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SQ
Pooled Investment Fund · group: Green Square Pip

Series Q- Carlyle Energy Mezzanine Opportunities Fund II, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Oct 9, 2015 → Dec 6, 2017 · 3 filings
  • Dec 6, 2017 · D/A · $14,997,500 sold of Indefinite · 55 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗
  • Nov 29, 2016 · D/A · $14,997,500 sold of Indefinite · 61 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗
  • Oct 9, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗

Raised $15M from 61 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SV
Pooled Investment Fund · group: Green Square Pip

Series V - Bridge Seniors & Medical Properties II, a Series of GS PIP

Wilmington, DE · Jul 26, 2017
  • Jul 26, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Pooled Investment Fund · group: Green Square Pip

Series M-Archview Fund, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Sep 11, 2014 → Jul 11, 2017 · 3 filings
  • Jul 11, 2017 · D/A · $24,827,500 sold of Indefinite · 76 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Sep 22, 2016 · D/A · $21,849,414 sold of Indefinite · 78 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Sep 11, 2014 · D · $9,675,000 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗

Raised $24.8M from 78 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SU
Pooled Investment Fund · group: Green Square Pip

Series U - Middle Market Direct Lending 2017, a Series of Green Square Private Investment Partners, LLC

Wilmington, DE · Jun 2, 2017
  • Jun 2, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Green Square Pip

Series S - Parabellum Partners I, LP, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Oct 8, 2015 → Mar 15, 2016 · 2 filings
  • Mar 15, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Oct 8, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
Pooled Investment Fund · group: Green Square Pip

Series T - Origami Opportunities Fund III, a Series of GS PIP

Wilmington, DE · Feb 5, 2016
  • Feb 5, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SK
Pooled Investment Fund · group: Green Square Pip

Series K - Avenue Europe Capital Solutions Fund, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Apr 7, 2014 → Dec 28, 2015 · 2 filings
  • Dec 28, 2015 · D/A · $7,277,250 sold of Indefinite · 34 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Apr 7, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

Raised $7.28M from 34 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SJ
Pooled Investment Fund · group: Green Square Pip

Series J-KKR Real Estate Partners Americas, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Mar 31, 2014 → Dec 28, 2015 · 2 filings
  • Dec 28, 2015 · D/A · $11,966,402 sold of Indefinite · 66 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Mar 31, 2014 · D · $4,555,254 sold of Indefinite · 65 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

Raised $12M from 66 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Green Square Pip

Series G - AIMS Private Credit Opportunities, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Mar 31, 2014 → Dec 28, 2015 · 3 filings
  • Dec 28, 2015 · D/A · $4,465,395 sold of Indefinite · 30 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Apr 4, 2014 · D/A · $925,380 sold of Indefinite · 30 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗
  • Mar 31, 2014 · D · $4,555,254 sold of Indefinite · 65 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

Raised $4.56M from 65 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Green Square Pip

Series P-Lexington Capital Partners VIII, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Mar 6, 2015
  • Mar 6, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: Green Square Pip

Series O-GSO European Debt Fund, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Nov 13, 2014
  • Nov 13, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SL
Pooled Investment Fund · group: Green Square Pip

Series L-Southpaw Credit Opportunity Partners, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Apr 7, 2014
  • Apr 7, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Green Square Pip

Series I-Stonetown 4, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Mar 31, 2014
  • Mar 31, 2014 · D · $7,575,000 sold of Indefinite · 44 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

Raised $7.58M from 44 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund · group: Green Square Pip

Series H - Green Square Municipal Strategies, a series of Green Square Capital Investment Partners II, LLC

Wilmington, DE · Nov 13, 2013
  • Nov 13, 2013 · D · $18,910,000 sold of Indefinite · 48 investors · min. $100,000 · role: Director (Director of Manager) EDGAR ↗

Raised $18.9M from 48 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SD
Pooled Investment Fund · group: Green Square Pip

Series D- Contrast Capital, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Apr 23, 2013
  • Apr 23, 2013 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Green Square Pip

Series C- Audax Senior Loan, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Feb 20, 2013
  • Feb 20, 2013 · D · $7,750,000 sold of Indefinite · 40 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗

Raised $7.75M from 40 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SA
Pooled Investment Fund · group: Green Square Pip

Series A- Carlyle Energy Mezzanine Opportunities, a series of Green Square Private Investment Partners, LLC

Wilmington, DE · Feb 12, 2013
  • Feb 12, 2013 · D · $0 sold of Indefinite · 48 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗

48 investors reported; no amount sold yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James O. West — MO, 1 issuer, Jun 23, 2009 → Jun 23, 2009 · no shared issuer
  • James O. West, Jr. — MD, 1 issuer, Jan 29, 2010 → Jan 29, 2010 · no shared issuer
  • James West — WA, 1 issuer, Sep 10, 2020 → Sep 10, 2020 · no shared issuer
  • James L. West — TN, 1 issuer, Dec 7, 2011 → Dec 7, 2011 · no shared issuer
  • James E West — MD, 1 issuer, Apr 26, 2018 → Apr 26, 2018 · no shared issuer
  • James D. West — TN, CA, 1 issuer, Sep 13, 2018 → Oct 4, 2018 · no shared issuer

People around James 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GS
Management entity

Green Square PIP Manager, LLC

Promoter, Executive Officer, Director · 51 shared filings (22 issuers)

Green Square PIP Manager, LLC is on 22 issuers in total — a repeat sponsor. Their page lists every one.

GP
Management entity

GS PIP Manager, LLC

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James West. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Darrell Horn

Director · 52 shared filings (23 issuers) · also on 2 other issuers

Darrell Horn is on 25 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

C. Anthony Shippam

Executive Officer, Director · 51 shared filings (23 issuers) · also on 1 other issuer

C. Anthony Shippam is on 24 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Finch

Director · 48 shared filings (21 issuers)

Richard Finch is on 21 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Sansom

Director · 39 shared filings (19 issuers)

Steven Sansom is on 19 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

C. Anthony Shipipam

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James West. Their page shows their other deals.

The team behind the deals

GS
Sponsor group

Green Square Pip

24 issuers · 53 filings · $233.2M reported sold · 2013–2021

One team, 24 deal companies. James West is listed on 23 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James West.

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 23 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James West by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 23 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James West is listed on: none on file. No website or social profile named in Series H - Green Square Municipal Strategies, a series of Green Square Capital Investment Partners II, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #324,214 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wilmington, DE). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗Delaware CourtConnect ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗Delaware Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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