Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY · Dec 15, 2010 → Aug 21, 2023
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
James W. Fields is listed as an executive officer and director on 22 SEC Form D filings by 8 issuers between Jul 2009 and Dec 2025. Largest by amount reported sold: Klingenstein Fields Venture Fund II, L.P. (New York, NY — pooled investment fund — 2020–2021; $25.8M reported sold to 36 investors), Klingenstein Fields Alpine Partners, LLC (New York, NY — investing — 2010–2012; $22M reported sold to 32 investors), Klingenstein Fields Venture Fund III, L.P. (New York, NY — pooled investment fund — 2022–2023; $17.7M reported sold to 31 investors), Klingenstein Fields Venture Fund, L.P. (New York, NY — pooled investment fund — 2017–2018; $17.3M reported sold to 34 investors), Klingenstein Fields Asia Fund, LP (New York, NY — pooled investment fund — 2010–2015; $13.4M reported sold to 48 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $104M sold in total.
Listed alongside Jonathan Roberts (6 shared filings), Kenneth D. Pollinger (6 shared filings), Alexander Dundas (5 shared filings), Dominic Ianno (5 shared filings), Robert Norton (5 shared filings) and 20 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
6 of the issuers belong to the sponsor group Klingenstein Fields (6 issuers, $100.4M reported sold, 2010–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Klingenstein Fields has 6 companies on file and $100.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 5 SEC releases, 13 bankruptcy cases matching the name listed in Key records below.
What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 22 public filings for James W. Fields and found 22 differences, 4 worth asking the sponsor about: Investor count went down between filings; 5 filings report more than 10% of the money raised going to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for James W. Fields has not run yet — it is #13,393 of 45,117 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 closed (disposition not in docket feed)
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
5 SEC releases
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James W. Fields..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
13 cases: 13 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
22 differences found between the filings for James W. Fields — 4 worth asking about (compared 22 filings on Oct 24, 2026)
United States Bankruptcy Court, C.D. California docket "Larry Donaldson and Kim Donaldson" filed Oct 2, 2007, closed Apr 4, 2008. Kim Donaldson (listed on the same filings) is listed as Debtor ("Kim Donaldson"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Dec 15, 2010 filing reports 45 investors; the Jun 22, 2012 Form D/A reports 9 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
91% of the money raised went to insiders — Roundtable Entertainment Holdings, Inc. · 27% of the money raised went to insiders — Roundtable Entertainment Holdings, Inc. · 19% of the money raised went to insiders — Roundtable Entertainment Holdings, Inc. · 25% of the money raised went to insiders — Roundtable Entertainment Holdings, Inc. · 24% of the money raised went to insiders — Roundtable Entertainment Holdings, Inc.
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Klingenstein Fields Venture Fund III, L.P. (last filing Aug 21, 2023; $17,700,000 sold of $75,000,000); Klingenstein Fields Venture Fund, L.P. (last filing Oct 30, 2018; $17,287,500 sold of $50,000,000); Klingenstein Fields Global Fund LP (last filing Nov 13, 2015; $4,240,000 sold of $50,000,000); Klingenstein Fields Alpine Partners, LLC (last filing Jun 25, 2012; $22,000,000 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Apr 1, 2007. The Form D was filed Mar 4, 2010 — 1,068 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,053 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Jul 31, 2023. The Form D was filed Aug 17, 2023 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Klingenstein Fields Venture Fund III, L.P. (latest filing Aug 21, 2023) · No amendment in the last 12 months on an offering that may still be open — Roundtable Entertainment Holdings, Inc. (latest filing Jan 18, 2023) · No amendment in the last 12 months on an offering that may still be open — Klingenstein Fields Venture Fund II, L.P. (latest filing Jun 29, 2021) · No amendment in the last 12 months on an offering that may still be open — Klingenstein Fields Venture Fund, L.P. (latest filing Oct 30, 2018) · No amendment in the last 12 months on an offering that may still be open — Klingenstein Fields Global Fund LP (latest filing Nov 13, 2015) · and 2 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Aug 17, 2023 filing says $1,700,000 offered; the Dec 30, 2024 Form D/A says $2,705,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jun 22, 2012 filing says $50,000,000 offered; the Nov 12, 2013 Form D/A says an indefinite amount.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Mar 4, 2010 filing says $50,000,000 offered; the Jun 25, 2012 Form D/A says $22,000,000.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
The Jun 22, 2012 filing lists a minimum of $10,000; the Nov 12, 2013 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Jun 22, 2012 filing lists a minimum of $100,000; the Nov 12, 2013 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Dec 15, 2010 filing lists a minimum of $0; the Jun 22, 2012 Form D/A lists $100,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "James Fields" on 9 filings (from Jul 10, 2009), and "James W. Fields" on 13 filings (from Dec 15, 2010).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Investing" (Mar 4, 2010); then "Pooled Investment Fund" (Jun 22, 2012 to Nov 13, 2015).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"No Revenues" (Jan 10, 2022); then "Decline to Disclose" (Jan 18, 2023); then "No Revenues" (Aug 17, 2023); then "$1 - $1,000,000" (Dec 30, 2024).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"$1 - $5,000,000" (Jun 22, 2012); then "Decline to Disclose" (Nov 12, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"$1 - $1,000,000" (Mar 4, 2010); then "No Revenues" (Jun 25, 2012).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is NY. A separate record, "James Fields" with address state TN, is listed on 1 filing — most recently by InsCorp Inc (Nov 3, 2021). Both records have filings in the same period (Nov 3, 2021).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY. A separate record, "James Fields" with address state X0, is listed on 4 filings — most recently by Pugnacious Endeavors Inc (Sep 27, 2011). Both records have filings in the same period (Dec 15, 2010 to Sep 27, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY. A separate record, "James Fields" with address state CA, is listed on 2 filings — most recently by OUTCAST MEDIA HOLDINGS, INC. (Feb 24, 2011). Both records have filings in the same period (Feb 24, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Jan 10, 2022 filing give Nashville, TN; on the Jan 18, 2023 filing they give Los Angeles, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 9 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $1,225,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Dec 30, 2025 D/A Roundtable Entertainment Holdings, Inc. File 021-490063 | $0 | $0 | $500,000 (est.) Amount reflects salaries and independent contractor fees paid to Executive Officers and Directors for future services. | None listed on this filing | EDGAR ↗ |
| Aug 21, 2023 D/A Klingenstein Fields Venture Fund III, L.P. File 021-456375 | $0 | $0 | $0 (est.) The Investment Manager will receive a fee based on each limited partner's capital commitments and the General Partner may receive carried interest as more fully set forth in the offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 18, 2023 D/A Roundtable Entertainment Holdings, Inc. File 021-428626 | $0 | $0 | $725,000 Amount reflects salaries and independent contractor fees paid to Executive Officers and Directors for future services. | None listed on this filing | EDGAR ↗ |
| Jun 29, 2021 D/A Klingenstein Fields Venture Fund II, L.P. File 021-369907 | $0 | $0 | $0 (est.) The Investment Manager will receive a fee based on capital commitments / capital accounts and the General Partner may receive carried interest as set forth in the offering materials. | None listed on this filing | EDGAR ↗ |
| Oct 30, 2018 D/A Klingenstein Fields Venture Fund, L.P. File 021-297718 | $0 | $0 | $0 (est.) The Investment Manager will receive a fee based on capital commitments / capital accounts and the General Partner may receive carried interest as set forth in the offering materials. | None listed on this filing | EDGAR ↗ |
| Nov 13, 2015 D/A Klingenstein Fields Asia Fund, LP File 021-151921 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Advisor, Sub-Advisor and their related persons may receive a quarterly fee based upon the net asset value of each Limited Partner's Capital Account. | None listed on this filing | EDGAR ↗ |
| Nov 13, 2015 D/A Klingenstein Fields Global Fund LP File 021-109298 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager may receive a quarterly management fee based on the net asset value of each Limited Partner's Capital Account. | None listed on this filing | EDGAR ↗ |
| Jun 25, 2012 D/A Klingenstein Fields Alpine Partners, LLC File 021-106560 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 10, 2009 D Bottlenotes inc File 021-88051 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named James W. Fields on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $2.66M from 23 investors (98% of the $2.71M target) as of the latest filing. James is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $17.7M from 31 investors (24% of the $75M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $25.8M from 36 investors (52% of the $50M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $17.3M from 34 investors (35% of the $50M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $4.24M from 16 investors as of the latest filing. James is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $13.4M from 48 investors as of the latest filing. James is listed as executive officer on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $22M from 32 investors (100% of the $22M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $901K from 11 investors (90% of the $1M target) as of the latest filing. James is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
Listed on the same filings as James W. Fields. Their page shows their other deals.
One team, 6 deal companies. James W. Fields is listed on 6 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James W. Fields.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 1 of the 8 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Klingenstein Fields Venture Fund III, L.P..
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to James W. Fields by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.
Websites and social links of the issuers James W. Fields is listed on: none on file. No website or social profile named in Klingenstein Fields Alpine Partners, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #339,606 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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