James Thompson is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Jan 2010 and Jan 2018: HaloSource Inc (Bothell, WA — manufacturing — 2010–2018; $21.9M reported sold to 19 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alan Matthews (3 shared filings), Kent Johnson (3 shared filings), Jeffrey Williams (2 shared filings), Jerry L Wetherbee (2 shared filings), Massoud Entekhabi (2 shared filings) and 18 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 SEC releases, 2 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for James Thompson and found 12 differences: Form D filed 16 days after the first sale; James Thompson's role changed at HaloSource Inc: executive officer → executive officer, director; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.