PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:21 AM ET

Sponsor Check › Person

JS
No photo found yet (own website and image search run after this page is viewed)

James Swift

Named as an officer, director or promoter on SEC Form D filings · KY · Jun 3, 2016 → Jun 14, 2018

1deal (issuers)
$89.5Mreported sold
74investors
3Form D filings
2016–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Swift is listed as a director on 3 SEC Form D filings by 1 issuer between Jun 2016 and Jun 2018: Bamboo Health Holding Company, Inc. (Louisville, KY — industry reported as "Other" — 2016–2018; $89.5M reported sold to 74 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Anika Agarwal (3 shared filings), Deven Parekh (3 shared filings), Michael Davis (3 shared filings), Neal Wolin (3 shared filings), Euan Menzies (2 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuer belongs to the sponsor group Appriss (4 issuers, $99.3M reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Appriss has 4 companies on file and $99.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 38 bankruptcy cases matching the name listed in Key records below.

What this means 38 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for James Swift and found 6 differences, 1 worth asking the sponsor about: James Swift is no longer listed on the Jun 12, 2019 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Swift has not run yet — it is joining a line of 52,365 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Swift..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

38 cases: 1 open, 37 closed (disposition not in docket feed)

James Swift, II and Jennifer Swift open
United States Bankruptcy Court, E.D. Michigan · No. 25-53207 · Filed Dec 31, 2025
Role of James Swift, II: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
James H. Swift and Linda F. Swift closed
United States Bankruptcy Court, E.D. Missouri · No. 20-10139 · Filed Feb 24, 2020 · Closed Jul 9, 2020
Role of James H. Swift and Linda F. Swift: Debtor · Outcome: Case closed 2020-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
James R. Swift and Annette Gail Swift closed
United States Bankruptcy Court, S.D. Georgia · No. 15-30061 · Filed Mar 11, 2015 · Closed Sep 21, 2015
Role of James R. Swift and Annette Gail Swift: Debtor · Outcome: Case closed 2015-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
JAMES A. SWIFT closed
United States Bankruptcy Court, D. Arizona · No. 2:14-bk-09572 · Filed Jun 20, 2014 · Closed Oct 22, 2014
Role of JAMES A. SWIFT: Debtor · Outcome: Case closed 2014-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
James O Swift and Kim Swift closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-23457 · Filed May 31, 2012 · Closed Apr 25, 2019
Role of James O Swift and Kim Swift: Debtor · Outcome: Case closed 2019-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Yolanda Swift and James D Swift closed
United States Bankruptcy Court, D. Idaho · No. 12-00792 · Filed Apr 10, 2012 · Closed Aug 3, 2012
Role of James D Swift: Debtor · Outcome: Case closed 2012-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
James O Swift and Kim Swift closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-13606 · Filed Feb 13, 2012 · Closed Aug 7, 2012
Role of James O Swift and Kim Swift: Debtor · Outcome: Case closed 2012-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
James O Swift and Kim Swift closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-48959 · Filed Dec 31, 2011 · Closed Mar 19, 2012
Role of James O Swift and Kim Swift: Debtor · Outcome: Case closed 2012-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
James E. Swift closed
United States Bankruptcy Court, N.D. Mississippi · No. 11-15612 · Filed Dec 5, 2011 · Closed Mar 12, 2012
Role of James E. Swift: Debtor · Outcome: Case closed 2012-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
James M. Swift and Cindy A. Swift closed
United States Bankruptcy Court, E.D. Wisconsin · No. 10-38607 · Filed Nov 22, 2010 · Closed Apr 13, 2011
Role of James M. Swift and Cindy A. Swift: Debtor · Outcome: Case closed 2011-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
James R Swift and Maria C Swift closed
United States Bankruptcy Court, D. Massachusetts · No. 10-22202 · Filed Nov 5, 2010 · Closed Feb 14, 2011
Role of James R Swift and Maria C Swift: Debtor · Outcome: Case closed 2011-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
James Swift closed
United States Bankruptcy Court, M.D. Florida · No. 6:09-bk-17960 · Filed Nov 23, 2009 · Closed May 17, 2013
Role of James Swift: Debtor · Outcome: Case closed 2013-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
James K. Swift and Cynthia L. Swift closed
United States Bankruptcy Court, E.D. Wisconsin · No. 09-27813 · Filed May 31, 2009 · Closed Oct 21, 2009
Role of James K. Swift and Cynthia L. Swift: Debtor · Outcome: Case closed 2009-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
James B. Swift closed
United States Bankruptcy Court, E.D. California · No. 04-28386 · Filed Aug 17, 2004 · Closed Dec 10, 2004
Role of James B. Swift: Debtor · Outcome: Case closed 2004-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
James Swift and Betsy Swift closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:04-bk-04737 · Filed Aug 5, 2004 · Closed Feb 22, 2010
Role of James Swift and Betsy Swift: Debtor · Outcome: Case closed 2010-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
James R. Swift and Karen R. Swift closed
United States Bankruptcy Court, S.D. Georgia · No. 02-61393 · Filed Dec 12, 2002 · Closed Feb 1, 2008
Role of James R. Swift and Karen R. Swift: Debtor · Outcome: Case closed 2008-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
James L. Swift and Cheri L. Swift closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-24891 · Filed Oct 7, 2002 · Closed Mar 11, 2003
Role of James L. Swift and Cheri L. Swift: Debtor · Outcome: Case closed 2003-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Rosemarie Donovan and James T. Swift closed
United States Bankruptcy Court, D. New Jersey · No. 02-33356 · Filed Mar 27, 2002 · Closed Aug 8, 2002
Role of Rosemarie Donovan and James T. Swift: Debtor · Outcome: Case closed 2002-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
James Swift and Regina Alice Swift closed
United States Bankruptcy Court, D. Kansas · No. 02-20799 · Filed Mar 14, 2002 · Closed May 13, 2003
Role of James Swift and Regina Alice Swift: Debtor · Outcome: Case closed 2003-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in KS (not a filing state)
James W Swift closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:02-bk-00233 · Filed Jan 22, 2002 · Closed Nov 18, 2004
Role of James W Swift: Debtor · Outcome: Case closed 2004-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
James L. Swift and Ann M. Boerger-Swift closed
United States Bankruptcy Court, E.D. Wisconsin · No. 00-30197 · Filed Oct 31, 2000 · Closed Jun 24, 2004
Role of James L. Swift and Ann M. Boerger-Swift: Debtor · Outcome: Case closed 2004-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
James L. Swift and Brenda Ann Swift closed
United States Bankruptcy Court, D. Utah · No. 00-30542 · Filed Sep 18, 2000 · Closed Mar 25, 2003
Role of James L. Swift and Brenda Ann Swift: Debtor · Outcome: Case closed 2003-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in UT (not a filing state)
JAMES J SWIFT closed
United States Bankruptcy Court, N.D. Alabama · No. 00-05292 · Filed Aug 29, 2000 · Closed Apr 23, 2001
Role of JAMES J SWIFT: Debtor · Outcome: Case closed 2001-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
James M. Swift and Cindy A. Swift closed
United States Bankruptcy Court, E.D. Wisconsin · No. 00-26597 · Filed Jul 14, 2000 · Closed Apr 22, 2005
Role of James M. Swift and Cindy A. Swift: Debtor · Outcome: Case closed 2005-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
James M Swift closed
United States Bankruptcy Court, E.D. New York · No. 8-00-84555 · Filed Jul 12, 2000 · Closed Nov 21, 2000
Role of James M Swift: Debtor · Outcome: Case closed 2000-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
JAMES J SWIFT closed
United States Bankruptcy Court, N.D. Alabama · No. 00-03915 · Filed Jun 29, 2000 · Closed Oct 25, 2000
Role of JAMES J SWIFT: Debtor · Outcome: Case closed 2000-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
James D Swift closed
United States Bankruptcy Court, D. Idaho · No. 00-01529 · Filed Jun 21, 2000 · Closed Oct 5, 2000
Role of James D Swift: Debtor · Outcome: Case closed 2000-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
Cynthia L. Swift and James K. Swift closed
United States Bankruptcy Court, E.D. Wisconsin · No. 00-24066 · Filed May 3, 2000 · Closed Aug 23, 2000
Role of James K. Swift: Debtor · Outcome: Case closed 2000-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
James A. Swift closed
United States Bankruptcy Court, D. Oregon · No. 00-61563 · Filed Mar 27, 2000 · Closed Jul 14, 2000
Role of James A. Swift: Debtor · Outcome: Case closed 2000-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
JAMES J SWIFT closed
United States Bankruptcy Court, N.D. Alabama · No. 99-07320 · Filed Dec 10, 1999 · Closed May 9, 2000
Role of JAMES J SWIFT: Debtor · Outcome: Case closed 2000-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
James R. Swift and Debra Swift closed
United States Bankruptcy Court, E.D. Michigan · No. 99-20216 · Filed Feb 1, 1999 · Closed May 17, 1999
Role of James R. Swift and Debra Swift: Debtor · Outcome: Case closed 1999-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
James Swift and Janet Swift closed
United States Bankruptcy Court, D. Massachusetts · No. 96-17384 · Filed Sep 27, 1996 · Closed Jan 28, 1997
Role of James Swift and Janet Swift: Debtor · Outcome: Case closed 1997-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
James E. Swift and Betsy Swift closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:96-bk-00277 · Filed Feb 7, 1996 · Closed Jul 17, 1996
Role of James E. Swift and Betsy Swift: Debtor · Outcome: Case closed 1996-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
James Swift and Janet Swift closed
United States Bankruptcy Court, D. Massachusetts · No. 95-16529 · Filed Sep 27, 1995 · Closed Feb 14, 1996
Role of James Swift and Janet Swift: Debtor · Outcome: Case closed 1996-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
James E. Swift closed
United States Bankruptcy Court, M.D. Florida · No. 6:95-bk-00273 · Filed Jan 20, 1995 · Closed May 18, 1995
Role of James E. Swift: Debtor · Outcome: Case closed 1995-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
James Swift and Janet Swift closed
United States Bankruptcy Court, D. Massachusetts · No. 94-17838 · Filed Dec 9, 1994 · Closed Mar 22, 1995
Role of James Swift and Janet Swift: Debtor · Outcome: Case closed 1995-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
James O. Swift closed
United States Bankruptcy Court, W.D. New York · No. 2-91-20073 · Filed Jan 10, 1991 · Closed Jun 11, 1991
Role of James O. Swift: Debtor · Outcome: Case closed 1991-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
James H. Swift closed
United States Bankruptcy Court, N.D. Georgia · No. 89-07265 · Filed Jul 7, 1989 · Closed May 25, 1994
Role of James H. Swift: Debtor · Outcome: Case closed 1994-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 73 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for James Swift — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Jun 14, 2018 – Jun 12, 2019

James Swift is no longer listed on the Jun 12, 2019 amendment — Bamboo Health Holding Company, Inc.

James Swift appears on the Jun 14, 2018 Form D/A (director) but not on the Jun 12, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jun 14, 2018 ↗Form D/A · Jun 12, 2019 ↗James Swift — PartnerFacts page ↗Bamboo Health Holding Company, Inc. — PartnerFacts page ↗
Sources
Note · Oct 8, 2021 – Oct 23, 2024

Same name, different state: "James Swift" (OR) is a separate record

This page covers filings where the address state is KY. A separate record, "James Swift" with address state OR, is listed on 2 filings — most recently by Brave Care Technologies, Inc. (Oct 23, 2024). The two records do not overlap in time: this page runs Jun 3, 2016 to Jun 14, 2018; the other runs Oct 8, 2021 to Oct 23, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Swift (OR) — PartnerFacts page ↗Form D · Oct 23, 2024 ↗Brave Care Technologies, Inc. — PartnerFacts page ↗James Swift (KY) — this page ↗
Sources
Note · Mar 14, 2011 – Sep 28, 2018

Same name, different state: "JAMES P. SWIFT" (FL) is a separate record

This page covers filings where the address state is KY. A separate record, "JAMES P. SWIFT" with address state FL, is listed on 4 filings — most recently by CORTERA, INC. (Sep 28, 2018). Both records have filings in the same period (Jun 3, 2016 to Jun 14, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JAMES P. SWIFT (FL) — PartnerFacts page ↗Form D · Sep 28, 2018 ↗CORTERA, INC. — PartnerFacts page ↗James Swift (KY) — this page ↗
Sources
Note · Apr 30, 2009 – May 5, 2010

Same name, different state: "James Swift" (IA) is a separate record

This page covers filings where the address state is KY. A separate record, "James Swift" with address state IA, is listed on 4 filings — most recently by LIBERTY BANSHARES IOWA INC (May 5, 2010). The two records do not overlap in time: this page runs Jun 3, 2016 to Jun 14, 2018; the other runs Apr 30, 2009 to May 5, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Swift (IA) — PartnerFacts page ↗Form D · May 5, 2010 ↗LIBERTY BANSHARES IOWA INC — PartnerFacts page ↗James Swift (KY) — this page ↗
Sources
Note · Jun 12, 2019 – Jun 9, 2020

Address moved from Louisville, KY to New York, NY — Bamboo Health Holding Company, Inc.

The people listed on the Jun 12, 2019 filing give Louisville, KY; on the Jun 9, 2020 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 12, 2019 ↗Form D/A · Jun 9, 2020 ↗Bamboo Health Holding Company, Inc. — PartnerFacts page ↗
Sources
Note · Jun 3, 2015 – Jun 3, 2016

Address moved from New York, NY to Louisville, KY — Bamboo Health Holding Company, Inc.

The people listed on the Jun 3, 2015 filing give New York, NY; on the Jun 3, 2016 filing they give Louisville, KY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 3, 2015 ↗Form D/A · Jun 3, 2016 ↗Bamboo Health Holding Company, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 14, 2018 D/A
Bamboo Health Holding Company, Inc.
File 021-241016
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Swift on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BH
Other · group: Appriss

Bamboo Health Holding Company, Inc.

Louisville, KY · Jun 3, 2016 → Jun 14, 2018 · 3 filings
  • Jun 14, 2018 · D/A · $23,309,647 sold of Indefinite · 28 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 12, 2017 · D/A · $19,760,100 sold of Indefinite · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 3, 2016 · D/A · $15,989,026 sold of Indefinite · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $89.5M from 74 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Swift — IA, 2 issuers, Apr 30, 2009 → May 5, 2010 · no shared issuer
  • JAMES P. SWIFT — FL, 1 issuer, Mar 14, 2011 → Sep 28, 2018 · no shared issuer
  • James Swift — OR, 1 issuer, Oct 8, 2021 → Oct 23, 2024 · no shared issuer

People around James 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Deven Parekh

Director · 3 shared filings (1 issuer) · also on 119 other issuers

Deven Parekh is on 120 issuers in total — a repeat sponsor. Their page lists every one.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Anika Agarwal

Director · 3 shared filings (1 issuer) · also on 15 other issuers

Anika Agarwal is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Davis

Executive Officer, Director · 3 shared filings (1 issuer) · also on 4 other issuers

Michael Davis is on 5 issuers in total — a repeat sponsor. Their page lists every one.

NW
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Wolin

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Swift. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Euan Menzies

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Swift. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Byal

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Swift. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Ted Williams

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Swift. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Appriss

4 issuers · 16 filings · $99.3M reported sold · 2010–2025

One team, 4 deal companies. James Swift is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Swift.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Swift by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Swift is listed on: none on file. No website or social profile named in Bamboo Health Holding Company, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #53,750 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Louisville, KY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Kentucky state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Kentucky Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when James Swift appears on a new Form D, or when a court case or SEC action is matched to them. See plans →