James Stuart is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Nov 2021: Soaring Eagle I Apartments, LLC (Austin, TX — industry reported as "Other" — 2021; $955K reported sold to 16 investors).
What this means One deal on file with the SEC, filed Nov 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Erin Whitney (1 shared filing) and Jonathan Berman (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for James Stuart and found 6 differences: 12% of the money raised went to insiders; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.