James Stoppert is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between Dec 2010 and Mar 2011: RIVERTOP RENEWABLES, INC (Missoula, MT — industry reported as "Other" — 2010–2011; $23.3M reported sold to 54 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Burner (4 shared filings), Donald E Kiely (4 shared filings), Jason Kiely (4 shared filings), Jere Kolstad (4 shared filings), Michael Nelson (4 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for James Stoppert and found 4 differences, 1 worth asking the sponsor about: James Stoppert is no longer listed on the Jun 3, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.