PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:47 AM ET

Sponsor Check › Person

JS
No photo found yet (own website and image search run after this page is viewed)

James Shields

Named as an officer, director or promoter on SEC Form D filings · TX · Feb 8, 2010 → Mar 18, 2021

2deals (issuers)
$490Mreported sold
346investors
12Form D filings
2010–2021years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Shields is listed as an executive officer and director on 12 SEC Form D filings by 2 issuers between Feb 2010 and Mar 2021: GI ALLIANCE HOLDINGS, LLC (Southlake, TX — industry reported as "Other" — 2019–2021; $490M reported sold to 341 investors) and AVATAR RESOURCES INC (Plano, TX — oil and gas — 2010; $26K reported sold to 5 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $490M sold in total.

Listed alongside Bryan Fisher (11 shared filings), DAVID O. NEIGHBOURS (11 shared filings), David Lowenberg (11 shared filings), Dominic Bagnoli (11 shared filings), Edward Sohn (11 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for James Shields and found 9 differences: Bankruptcy case: Millsap & Son Trucking Company LLC v. Bernsen; James Shields appears on 1 deal that stopped filing before reaching its target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Shields has not run yet — it is joining a line of 40,943 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Shields..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

James A. Shields closed
United States Bankruptcy Court, W.D. Texas · No. 05-14114 · Filed Jul 18, 2005 · Closed Nov 1, 2005
Role of James A. Shields: Debtor · Outcome: Case closed 2005-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 172 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TX)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for James Shields (compared 12 filings on Oct 24, 2026)

Note · Aug 15, 2000 – Feb 8, 2001

Bankruptcy case: Millsap & Son Trucking Company LLC v. Bernsen — filed Aug 15, 2000

United States Bankruptcy Court, S.D. Texas docket "Millsap & Son Trucking Company LLC v. Bernsen" filed Aug 15, 2000, closed Feb 8, 2001. Mitchell Bernsen (listed on the same filings) is listed as Defendant ("Bernsen"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Feb 8, 2010

James Shields appears on 1 deal that stopped filing before reaching its target

AVATAR RESOURCES INC (last filing Feb 8, 2010; $26,000 sold of $250,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Jan 22, 2010 – Feb 8, 2010

Form D filed 17 days after the first sale — AVATAR RESOURCES INC

The filing says the first sale was Jan 22, 2010. The Form D was filed Feb 8, 2010 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 22, 2010 – Mar 18, 2021

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GI ALLIANCE HOLDINGS, LLC (latest filing Mar 18, 2021) · No amendment in the last 12 months on an offering that may still be open — GI ALLIANCE HOLDINGS, LLC (latest filing Nov 12, 2020) · No amendment in the last 12 months on an offering that may still be open — GI ALLIANCE HOLDINGS, LLC (latest filing Jan 10, 2020) · No amendment in the last 12 months on an offering that may still be open — AVATAR RESOURCES INC (latest filing Feb 8, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 1, 2021 – Aug 1, 2025

Same name, different state: "JAMES SHIELDS" (CO) is a separate record

This page covers filings where the address state is TX. A separate record, "JAMES SHIELDS" with address state CO, is listed on 18 filings — most recently by Towle Evolution Fund International, L.P. (Aug 1, 2025). The two records do not overlap in time: this page runs Feb 8, 2010 to Mar 18, 2021; the other runs Nov 1, 2021 to Aug 1, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 11, 2012 – Apr 1, 2020

Same name, different state: "James Shields" (MA) is a separate record

This page covers filings where the address state is TX. A separate record, "James Shields" with address state MA, is listed on 8 filings — most recently by PASSPORT SYSTEMS INC (Apr 1, 2020). Both records have filings in the same period (Jun 11, 2012 to Apr 1, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 6, 2017

Same name, different state: "James Shields" (OH) is a separate record

This page covers filings where the address state is TX. A separate record, "James Shields" with address state OH, is listed on 1 filing — most recently by Super-H Analytics, Inc. (Dec 6, 2017). Both records have filings in the same period (Dec 6, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 7, 2009 – Jan 6, 2014

Same name, different state: "James Shields" (PA) is a separate record

This page covers filings where the address state is TX. A separate record, "James Shields" with address state PA, is listed on 15 filings — most recently by TIFF Private Equity Partners 2014, LLC (Jan 6, 2014). Both records have filings in the same period (Feb 8, 2010 to Jan 6, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 28, 2011 – Feb 22, 2012

Same name, different state: "James R. Shields" (GA) is a separate record

This page covers filings where the address state is TX. A separate record, "James R. Shields" with address state GA, is listed on 4 filings — most recently by Housing Recovery Fund of America LLC (Feb 22, 2012). Both records have filings in the same period (Feb 28, 2011 to Feb 22, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 12 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 18, 2021 D
GI ALLIANCE HOLDINGS, LLC
File 021-392757
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2020 D
GI ALLIANCE HOLDINGS, LLC
File 021-384661
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2020 D
GI ALLIANCE HOLDINGS, LLC
File 021-383089
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2020 D
GI ALLIANCE HOLDINGS, LLC
File 021-382964
$0$0$0None listed on this filingEDGAR ↗
Nov 23, 2020 D
GI ALLIANCE HOLDINGS, LLC
File 021-381295
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2020 D
GI ALLIANCE HOLDINGS, LLC
File 021-380372
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2020 D
GI ALLIANCE HOLDINGS, LLC
File 021-374806
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2020 D
GI ALLIANCE HOLDINGS, LLC
File 021-371364
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2020 D
GI ALLIANCE HOLDINGS, LLC
File 021-357737
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2019 D
GI ALLIANCE HOLDINGS, LLC
File 021-351020
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2019 D
GI ALLIANCE HOLDINGS, LLC
File 021-344846
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2010 D
AVATAR RESOURCES INC
File 021-138540
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named James Shields on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

GI ALLIANCE HOLDINGS, LLC

Southlake, TX · Jul 23, 2019 → Mar 18, 2021 · 11 filings
  • Mar 18, 2021 · D · $25,270,488 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 29, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 14, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 11, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 23, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 12, 2020 · D · $239,000 sold of Indefinite · 1 investors · min. $239,000 · role: Executive Officer EDGAR ↗
  • Sep 3, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 20, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 10, 2020 · D · $25,000,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 15, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 23, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $490M from 341 investors as of the latest filing. James is listed as executive officer on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Oil and Gas

AVATAR RESOURCES INC

Plano, TX · Feb 8, 2010
  • Feb 8, 2010 · D · $26,000 sold of $250,000 · 5 investors · min. $1,250 · role: Director, Executive Officer EDGAR ↗

Raised $26K from 5 investors (10% of the $250K target) as of the latest filing. James is listed as director, executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Shields — PA, 10 issuers, Oct 7, 2009 → Jan 6, 2014 · no shared issuer
  • JAMES SHIELDS — CO, 3 issuers, Nov 1, 2021 → Aug 1, 2025 · no shared issuer
  • James Shields — CA, 2 issuers, Jan 6, 2021 → Apr 1, 2022 · no shared issuer
  • James R. Shields — GA, 1 issuer, Feb 28, 2011 → Feb 22, 2012 · no shared issuer
  • James Shields — MA, 1 issuer, Jun 11, 2012 → Apr 1, 2020 · no shared issuer
  • James Shields — OH, 1 issuer, Dec 6, 2017 → Dec 6, 2017 · no shared issuer

People around James 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID O. NEIGHBOURS

Director · 11 shared filings (1 issuer) · also on 14 other issuers

DAVID O. NEIGHBOURS is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

REEVE B. WAUD

Director · 11 shared filings (1 issuer) · also on 15 other issuers

REEVE B. WAUD is on 16 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lowenberg

Director · 11 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Shields. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James Weber

Executive Officer, Director · 11 shared filings (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Sohn

Director · 11 shared filings (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jackson Seal

Executive Officer · 11 shared filings (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dominic Bagnoli

Director · 11 shared filings (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Coward

Director · 11 shared filings (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Fisher

Executive Officer · 11 shared filings (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mitchell Bernsen

Director · 10 shared filings (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Berggreen

Director · 9 shared filings (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Boston

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Shields. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Shields by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Shields is listed on: none on file. No website or social profile named in AVATAR RESOURCES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #364,481 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Plano, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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