PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:05 AM ET

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JS
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James Scott

Named as an officer, director or promoter on SEC Form D filings · Guernsey (as filed: Y7), United Kingdom (as filed: X0) · Feb 26, 2016 → Feb 24, 2017

4deals (issuers)
$617.9Mreported sold
107investors
5Form D filings
2016–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Scott is listed as a director and promoter on 5 SEC Form D filings by 4 issuers between May 2014 and Feb 2017: Special Opportunities Fund (Guernsey) LP (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2014; $502.3M reported sold to 70 investors), PSC III, LP (London, United Kingdom (as filed: X0) — pooled investment fund — 2016–2017; $115.6M reported sold to 37 investors), PSC Investments B LP (London, United Kingdom (as filed: X0) — pooled investment fund — 2016) and PSC Investments LP (London, United Kingdom (as filed: X0) — pooled investment fund — 2016).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director and promoter, over about 3 years. Across those companies the filings report $617.9M sold in total.

Listed alongside Lindsey McMurray (5 shared filings), Ian Gascoigne (1 shared filing), Matthew Potter (1 shared filing), Michael England (1 shared filing) and Paul Guilbert (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 4 issuers belong to the sponsor group Psc (4 issuers, $617.9M reported sold, 2014–2017).

What this means A sponsor group is one team that sets up a new company for each deal. Psc has 4 companies on file and $617.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 144 state regulator orders listed in Key records below.

What this means 146 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for James Scott and found 9 differences, 2 worth asking the sponsor about: Regulator action: Kenneth C. Meissner, James Doug Scott and Mark S. "Mike" Tomich (May 12, 2023); James Scott appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Scott has not run yet — it is joining a line of 46,642 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 144 state regulator orders

Order Authorizing Ninth Interim Application by Eric Peterson, Deputy Receiver, for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for the Period of November 1, 2025 through July 31, 2026 OK · Oklahoma Department of Securities
Order date Sep 22, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Monthly Statement of Professional Fees and Expenses OK · Oklahoma Department of Securities
Order date Sep 18, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Ninth Interim Application by Eric L. Johnson, Receiver, for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for the Period of November 1, 2025, through July 31. 2026 OK · Oklahoma Department of Securities
Order date Sep 11, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Agreed Order Vacating Order of Attachment OK · Oklahoma Department of Securities
Order date Sep 9, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Final Order, Judgment and Permanent Injunction as to Defendants Clyde Edward Elkins and Elkins & Associates, Inc. OK · Oklahoma Department of Securities
Order date Sep 8, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Resignation OK · Oklahoma Department of Securities
Order date Sep 8, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Authorizing Appointment of Special Deputy Receiver and Approving Succession Plan OK · Oklahoma Department of Securities
Order date Sep 1, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Designation of Deposition Testimony OK · Oklahoma Department of Securities
Order date Aug 21, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's First Motion in Limine to Exclude Evidence Regarding Defendant Elkins' Investment with Non-Party KCI Business Services, LLC, and Brief in Support OK · Oklahoma Department of Securities
Order date Aug 13, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Second Motion in Limine and Brief in Support to Exclude Hearsay Statements Attributed to Erika Greggs, Kyle Blackburn, and Others OK · Oklahoma Department of Securities
Order date Aug 13, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Expedited Motion to Appoint Special Deputy Receiver and to Approve Succession Plan OK · Oklahoma Department of Securities
Order date Aug 6, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Third Omnibus Motion for Authority to Compromise Claims OK · Oklahoma Department of Securities
Order date Aug 5, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Dismissal Without Prejudice as to Certain Defendants Only OK · Oklahoma Department of Securities
Order date Jul 31, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order of Attachment OK · Oklahoma Department of Securities
Order date Jun 10, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Deposition [Garen Draper] OK · Oklahoma Department of Securities
Order date Jun 8, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Deposition [Jodie Griffiths] OK · Oklahoma Department of Securities
Order date Jun 8, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order on Dean Defendants' Motion to Limit Receivership as to Litigation-Related Matters OK · Oklahoma Department of Securities
Order date May 1, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Subpoena Duces Tecum - First United Bank OK · Oklahoma Department of Securities
Order date Apr 14, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Response to Defendant Elkins' Motion to Settle Journal Entry OK · Oklahoma Department of Securities
Order date Apr 14, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Motion to Settle Journal Entry OK · Oklahoma Department of Securities
Order date Mar 30, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Authorizing Eighth Interim Application by Eric L. Johnson, Receiver, for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for the Period of January 1, 2025 Through October 31, 2025 OK · Oklahoma Department of Securities
Order date Dec 19, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Reply to Defendant Elkins Objection to Application for Order of Attachment OK · Oklahoma Department of Securities
Order date Dec 10, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Eighth Interim Application by Eric L. Johnson, Receiver, for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for the Period of January 1, 2025 through October 31, 2025 OK · Oklahoma Department of Securities
Order date Nov 25, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Defendant Clyde Edward Elkins' Objection to Plaintiff's Application for Order of Attachment OK · Oklahoma Department of Securities
Order date Nov 18, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiffs Motion to Reopen Discovery OK · Oklahoma Department of Securities
Order date Nov 12, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Application for Order of Attachment OK · Oklahoma Department of Securities
Order date Nov 7, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Application for Order of Attachment OK · Oklahoma Department of Securities
Order date Nov 7, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Final Order, Judgment and Permanent Injunction as to Defendants, Kyle Blackburn and J & H Holdings, LLC OK · Oklahoma Department of Securities
Order date Oct 29, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Unopposed Application for Leave to Complete Mediation after October 14, 2025, Pretrial Conference Date OK · Oklahoma Department of Securities
Order date Oct 7, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Final Order, Judgment and Permanent Injunction as to Defendants, Erika Greggs and Mitzimack, Inc. OK · Oklahoma Department of Securities
Order date Oct 6, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Final Order, Judgment and Permanent Injunction as to Defendants, Brent Lee Worley and Edmond Brokerage, Inc. OK · Oklahoma Department of Securities
Order date Oct 6, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiffs Response to Seggestion of Bankruptcy of Defendant, Byron Kent Freeman OK · Oklahoma Department of Securities
Order date Sep 29, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Partial Dismissal Without Prejudice OK · Oklahoma Department of Securities
Order date Sep 25, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Suggestion of Bankruptcy of Defendant Byron Kent Freeman OK · Oklahoma Department of Securities
Order date Sep 11, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Final Order, Judgment and Permanent Injunction as to Defendants Richard Dale Dean and DDI Advisory Group, LLC OK · Oklahoma Department of Securities
Order date Sep 5, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order of Dismissal for Want of Prosecution OK · Oklahoma Department of Securities
Order date Aug 18, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Filing - 2.13.2025 Hearing Transcript OK · Oklahoma Department of Securities
Order date Aug 8, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Defendant Richard Dale Dean's June and July 2025 Periodic Sixty-Day Report and Transaction Description of Life Settlement Accounts OK · Oklahoma Department of Securities
Order date Aug 6, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Agreed Order to Extend Deadline to File All Motions, Including Dispositive Motions OK · Oklahoma Department of Securities
Order date Jul 16, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Unopposed Motion to Extend Deadline to File All Motions, Including Dispositive Motions OK · Oklahoma Department of Securities
Order date Jul 11, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Partially Lifting Asset Freeze as to Defendants Joshua Dane Owen and Premier Marketing Management Inc. Only OK · Oklahoma Department of Securities
Order date Jul 7, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Application for Order Partially Lifting Asset Freeze as to Defendants Joshua Dane Owen and Premier Marketing Management Inc., Only OK · Oklahoma Department of Securities
Order date Jul 2, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Final Order, Judgment and Permanent Injunction As to Defendants Joshua Dane Owen and Premier Marketing Management Inc. OK · Oklahoma Department of Securities
Order date Jun 20, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Subpoena Deuces Tecum [Ladero Plano, LLC and DDIC, LLC] OK · Oklahoma Department of Securities
Order date Jun 20, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Authorizing Seventh Interim Application by Eric L. Johnson, Receiver, for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for the Period of October 1, 2024 Through December 31, 2024 OK · Oklahoma Department of Securities
Order date Jun 18, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Entry of Appearance - Attorney Spencer K. Strickland [Christensen Law Group] OK · Oklahoma Department of Securities
Order date Jun 12, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Joint Motion for Leave to Submit a Preliminary Pre-Trial Conference Order OK · Oklahoma Department of Securities
Order date Jun 10, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Granting Joint Motion for Leave to Submit a Preliminary Pre-Trial Conference Order OK · Oklahoma Department of Securities
Order date Jun 10, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Defendant Richard Dale Dean's April and May 2025 Periodic Sixty-Day Report and Transaction Description of Life Settlement Accounts OK · Oklahoma Department of Securities
Order date Jun 3, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Submission of Defense Fees and Expenses Monthly Statements by Defendants Richard Dale Dean and DDI Advisory Group, LLC, April 1-30, 2025 OK · Oklahoma Department of Securities
Order date May 28, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Withdrawal of the Notice of Deposition regarding David A. Vorbeck OK · Oklahoma Department of Securities
Order date May 21, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Application for Order Authorizing (I) Employment of G Matthew Barberich Jr and Glassratner Advisory & Capital Group dba Services and (II) Modifying Compensation Procedures OK · Oklahoma Department of Securities
Order date May 21, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Fourth Amended Notice of Deposition - Richard Dale Dean OK · Oklahoma Department of Securities
Order date May 12, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
First Amended Notice of Deposition OK · Oklahoma Department of Securities
Order date May 12, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver and ODS's Joint Motion for Continuance of Hearing Set on May 15, 2025, Relating the Motion for Authority to Pay Richard D. Dean A Salary OK · Oklahoma Department of Securities
Order date May 9, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Defendants Richard D. Dean's and DDI Advisory, LLC's Notice of Hearing on Defendants Opposed Emergency Motion to Stay Discovery and Extend Pre-Trial conference Date and Associated Deadlines OK · Oklahoma Department of Securities
Order date May 7, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Receiver's Determination Regarding Additional Receivership Entities OK · Oklahoma Department of Securities
Order date May 7, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Response to Defendant Richard Dale Dean and DDI Advisory Group, LLC's Opposed Emergency Motion to Stay Discovery and Extend Pre-Trial Conference Date and Associated Deadlines OK · Oklahoma Department of Securities
Order date May 6, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Change of Address of Jennifer N. Lamirand OK · Oklahoma Department of Securities
Order date May 6, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Opposed Emergency Motion to Stay Discovery and Extend Pre-Trial Conference Date and Associated Deadlines by Defendants Richard Dale Dean and DDI Advisory Group, LLC OK · Oklahoma Department of Securities
Order date May 2, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Withdrawal of the Notice of Deposition Regarding Patricia C. Kelley OK · Oklahoma Department of Securities
Order date May 1, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Allowing Withdrawal - Justin Williams OK · Oklahoma Department of Securities
Order date Apr 30, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Response in Opposition to the Motion for Authority to Pay Defendant Richard A. Dean a Salary OK · Oklahoma Department of Securities
Order date Apr 29, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Response to Motion for Authority to Pay Defendant Richard A. Dean a Salary (Receiver) OK · Oklahoma Department of Securities
Order date Apr 29, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Entry of Appearance and Reservation of Time - J.M. O'Connor (R. Shay) OK · Oklahoma Department of Securities
Order date Apr 28, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Letter Rogatory and Commission Regarding Roland Espinosa OK · Oklahoma Department of Securities
Order date Apr 24, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Letter Rogatory and Commission Regarding David A. Vorbeck OK · Oklahoma Department of Securities
Order date Apr 24, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Letter Rogatory and Commission Regarding Danielle L. Good OK · Oklahoma Department of Securities
Order date Apr 24, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Letter Rogatory and Commission Regarding Patricia C. Kelley OK · Oklahoma Department of Securities
Order date Apr 24, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Motion to Withdraw - Justin Williams OK · Oklahoma Department of Securities
Order date Apr 24, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Motion for Letter Rogatory and Commission to Take Deposition Out of State of Non-Party, Rolando Espinosa OK · Oklahoma Department of Securities
Order date Apr 22, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Motion for Letter Rogatory and Commission to Take Deposition Out of State of Non-Party, Danielle L. Good OK · Oklahoma Department of Securities
Order date Apr 22, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Motion for Letter Rogatory and Commission to Take Deposition Out of State of Non-Party, David A. Borbeck OK · Oklahoma Department of Securities
Order date Apr 22, 2025 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Motion to Withdraw as Counsel of Record [Aimee L Majoue] for Dean Defendants] OK · Oklahoma Department of Securities
Order date Dec 30, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Submission of Defense Fees and Expenses Monthly Statements (Nov 2024) by Defendants Dean and DDI OK · Oklahoma Department of Securities
Order date Dec 30, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Denying Defendants Richard Dale Dean’s and DDI Advisory Group, LLC’s Motion to Stay Civil Proceedings or, in the Alternative, Motion to Stay Discovery, and Order Sealing the Deposition Transcript And Exhibits Thereto of Defendant Richard Dale Dean OK · Oklahoma Department of Securities
Order date Dec 26, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Journal Entry of Judgment OK · Oklahoma Department of Securities
Order date Dec 18, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Order (1) Establishing Claims Procedures; (2) Setting Claims Bar Date; and (3) Approving Claims Agent OK · Oklahoma Department of Securities
Order date Dec 18, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Dean Defendants' Notice of Subpoena Duces Tecum to Kanza Bank OK · Oklahoma Department of Securities
Order date Dec 17, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Motion for Order (1) Establishing Claims Procedures; (2) Setting Claims Bar Date; and (3) Approving Claims Agent OK · Oklahoma Department of Securities
Order date Dec 12, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Defendant Richard Dale Dean's November and December 2024 Periodic Sixty-Day Report and Transaction Description of Life Settlement Accounts OK · Oklahoma Department of Securities
Order date Dec 11, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Reply Brief in Support of the Dean Defendants’ Motion to Stay Civil Proceedings or, in the Alternative, Motion to Stay Discovery OK · Oklahoma Department of Securities
Order date Dec 11, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Second Amended Notice of Deposition OK · Oklahoma Department of Securities
Order date Dec 9, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Amended Subpoena Duces Tecum [Settlements of Texas] OK · Oklahoma Department of Securities
Order date Dec 6, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Second Amended Subpoena Duces Tecum and Deposition Subpoena to Richard Dean OK · Oklahoma Department of Securities
Order date Dec 6, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Concerning Receiver's Motion to Show Cause and Plaintiff's Expedited Motion for Accounting and to Return Funds, and Setting an Evidentiary Hearing OK · Oklahoma Department of Securities
Order date Dec 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Dean Defendants' Response in Objection to the Receiver's In Camera Fee Recommendation Related to Dean Defendants' 20th Monthly Statement of Defense Fees OK · Oklahoma Department of Securities
Order date Dec 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Agreed Order for Authority to Sell Personal Property (Golf Cart) OK · Oklahoma Department of Securities
Order date Dec 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Authorizing Fifth Interim Application by Eric L. Johnson, Receiver for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for January through March 2024 OK · Oklahoma Department of Securities
Order date Dec 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Authorizing and Directing Receiver to Sell Property Interests in Certain Foreign Assets OK · Oklahoma Department of Securities
Order date Dec 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order for Authority to 1,500,000 Shares of Common Stock OK · Oklahoma Department of Securities
Order date Dec 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Authorizing Sixth Interim Application by Eric L. Johnson, Receiver for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for April through September 2024 OK · Oklahoma Department of Securities
Order date Dec 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Sixth Interim Application for Allowance of Compensation to Steptoe & Johnson for Services Rendered and Reimbursement of Actual and Necessary Expenses for May-July, 2024 OK · Oklahoma Department of Securities
Order date Dec 3, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
ODS' Response in Opposition to the Motion to Stay Civil Proceedings or, in the Alternative, Motion to Stay Discovery OK · Oklahoma Department of Securities
Order date Dec 2, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Response and Objection to Dean Defendants’ Motion to Stay Civil Proceedings or, in the Alternative, Motion to Stay Discovery OK · Oklahoma Department of Securities
Order date Dec 2, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Notice of Subpoena Duces Tecum [Settlements of Texas] OK · Oklahoma Department of Securities
Order date Dec 2, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Dean Defendants’ Response in Opposition to the Receiver’s Motion to Transfer and Request to Stay Proceedings OK · Oklahoma Department of Securities
Order date Dec 2, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Motion for Authority to Sell Personal Property [Golf Cart] OK · Oklahoma Department of Securities
Order date Nov 27, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Granting Receiver's Motion for Authority to Compromise Claims OK · Oklahoma Department of Securities
Order date Nov 22, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Dean Defendants' Submission of Defense Fees and Expenses Monthly Statements for October 2024 OK · Oklahoma Department of Securities
Order date Nov 22, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Defendant Dean's Response in Opposition to the Receiver's Motion for Authorization to Sell Property Interests in Certain Foreign Assets OK · Oklahoma Department of Securities
Order date Nov 22, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Notice of Subpoena Duces Tecum OK · Oklahoma Department of Securities
Order date Nov 19, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Supplement to Motion to Stay Civil Proceedings or, in the Alternative, Motion to Stay Discovery OK · Oklahoma Department of Securities
Order date Nov 15, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver's Motion to for Authority to 1,500,000 Shares of Common Stock OK · Oklahoma Department of Securities
Order date Nov 15, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Motion to Stay Civil Proceedings or, in the Alternative, Motion to Stay Discovery OK · Oklahoma Department of Securities
Order date Nov 14, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
The Dean Defendants' Motion for Expedited Hearing on Motion to Stay Civil Proceedings OK · Oklahoma Department of Securities
Order date Nov 14, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order of Expedited Hearing OK · Oklahoma Department of Securities
Order date Nov 14, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Sixth Interim Application by Eric L. Johnson, Receiver, for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for Apr through Sep 2024 OK · Oklahoma Department of Securities
Order date Nov 12, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Motion to Transfer and Request to Stay Proceedings OK · Oklahoma Department of Securities
Order date Nov 12, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Hearing - Receiver's Motion to Transfer and Request to Stay Proceedings OK · Oklahoma Department of Securities
Order date Nov 12, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Hearing - Receiver's Sixth Interim Application for Allowance of Compensation for Services Rendered and Reimbursement of Actual and Necessary Expenses for the Period of April 1, 2024 through September 30, 2024 OK · Oklahoma Department of Securities
Order date Nov 12, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Granting Receiver’s Motion for Leave to File Additional Pages to Reply in Support of Motion to Show Cause and for Accounting by Defendant Richard Dean OK · Oklahoma Department of Securities
Order date Nov 12, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Hearing [12/5/24 @ 10:00 a.m.] on Receiver's Motion for Authorization to Sell Property Interests in Certain Foreign Assets OK · Oklahoma Department of Securities
Order date Nov 7, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Hearing [12/18/24 @ 10:00 a.m.] on Receiver's Motion for Claims Procedures OK · Oklahoma Department of Securities
Order date Nov 6, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Amended Notice of Deposition - R.D. Dean OK · Oklahoma Department of Securities
Order date Nov 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver's Motion for Authorization to Sell Property Interests in Certain Foreign Assets OK · Oklahoma Department of Securities
Order date Nov 5, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Notice of Amended Subpoena Duces Tecum and Deposition Subpoena to Richard Dean OK · Oklahoma Department of Securities
Order date Nov 1, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver's Notice of Subpoena Duces Tecum and Deposition Subpoena to Richard Dean OK · Oklahoma Department of Securities
Order date Oct 30, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver's Notice of Subpoena to Appear and Testify at the Hearing on Receiver's Motion to Show Cause and for Accounting to Richard Dean OK · Oklahoma Department of Securities
Order date Oct 29, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Deposition - Richard Dale Dean OK · Oklahoma Department of Securities
Order date Oct 28, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Deposition - Jacob M. Parish OK · Oklahoma Department of Securities
Order date Oct 24, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Reply to Defendant Richard Dale Dean's Response to Receiver's Motion to Show Cause and Plaintiff's Motion for Accounting OK · Oklahoma Department of Securities
Order date Oct 21, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Motion for Leave to File Additional Pages to Reply in Support of Motion to Show Cause and for Accounting by Def Dean OK · Oklahoma Department of Securities
Order date Oct 21, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Reply in Support of Motion to Show Cause and for Accounting by Defendant Dean OK · Oklahoma Department of Securities
Order date Oct 21, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Submission of Defense Fees and Expenses Monthly Statements (September 2024) by Defendants Dean and DDI OK · Oklahoma Department of Securities
Order date Oct 21, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Defendant Richard Dale Dean's August and September 2024 Periodic Sixty-Day Report and Transaction Description of Life Settlement Accounts OK · Oklahoma Department of Securities
Order date Oct 18, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Interim Order Authorizing Payment Related to Dean Defendants’18th Monthly Statement of Defense Fees OK · Oklahoma Department of Securities
Order date Oct 17, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Interim Order Authorizing Payment Related to Dean Defendants’19th Monthly Statement of Defense Fees OK · Oklahoma Department of Securities
Order date Oct 17, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Motion for Authority to Compromise Claims OK · Oklahoma Department of Securities
Order date Oct 15, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Agreed Order Regarding Hearing on Receiver's Motion to Show Cause and for Accounting by Defendant Richard Dean and Plaintiff's Expedited Motion for Accounting and Order for the Return of Funds OK · Oklahoma Department of Securities
Order date Oct 11, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Voluntary Withdrawal of the Notice of Deposition Regarding Joshua Dane Owen OK · Oklahoma Department of Securities
Order date Sep 27, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Voluntary Withdrawal of the Notice of Deposition Regarding Randy L. McCarty OK · Oklahoma Department of Securities
Order date Sep 27, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Dean Defendants' Submission of Defense Fees and Expenses Monthly Statements for August 2024 OK · Oklahoma Department of Securities
Order date Sep 26, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Amended Notice of Hearing OK · Oklahoma Department of Securities
Order date Sep 24, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Motion for Partial Summary Adjudication and Brief in Support as to Defendants, Brent Lee Worley and Edmond Brokerage, Inc. OK · Oklahoma Department of Securities
Order date Sep 23, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Notice of Hearing - for Plaintiff's Motion for Partial Summary Adjudication and Brief in Support as to Defendants B. Worley and Edmond Brokerage, Inc. OK · Oklahoma Department of Securities
Order date Sep 23, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff's Combined Response in Opposition to Defendant Richard Dale Dean's Motion to Unfreeze and/or Release Certain Accounts From the Order Freezing Assets and Expedited Motion for Accounting and Order for the Return of Funds OK · Oklahoma Department of Securities
Order date Sep 20, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order of Expedited Hearing OK · Oklahoma Department of Securities
Order date Sep 19, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver's Amended Objection to Defendant Dean’s Motion to Unfreeze and/or Release Certain Accounts from the Order Freezing Assets OK · Oklahoma Department of Securities
Order date Sep 17, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Objection to Defendant Dean’s Motion to Unfreeze and/or Release Certain Accounts from the Order Freezing Assets OK · Oklahoma Department of Securities
Order date Sep 16, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Plaintiff’s Combined Response in Opposition to Defendant Richard Dale Dean’s Motion to Unfreeze and/or Release Certain Accounts from the Order Freezing Assets and Expedited Motion for Accounting and Order for the Return of Funds OK · Oklahoma Department of Securities
Order date Sep 16, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Order Granting Bruce Day's Motion to Withdraw as Counsel of Record [Dean Defendants] OK · Oklahoma Department of Securities
Order date Sep 16, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Receiver’s Motion to File Unredacted Objection and Supporting Documents to Defendant Richard Dale Dean’s Motion to Unfreeze and/or Release Certain Accounts from the Order Freezing Assets Under Seal OK · Oklahoma Department of Securities
Order date Sep 16, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Bruce Day's Motion to Withdraw as Counsel of Record [Dean Defendants] OK · Oklahoma Department of Securities
Order date Sep 13, 2024 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Premier Global Corporation and Premier Factoring Group, LLC and Premier Factoring, LLC and PF-2, LLC and PF-3, LLC and PF-4, LLC and PF-5, LLC and PF-6, LLC and PF-7, LLC and Parish, Steve Jonathan and Dean, Richard Dale and Premier Marketing Management and Owen, Joshua Dane and J&H Holdings, LLC and Blackburn, Kyle and Mitzimack, Inc. and Greggs, Erika and Elkins & Associates, Inc. and Elkins, Clyde Edward and Stanley, James Scott and Edmond Brokerage, Inc. and Worley, Brent Lee and Freeman, Byron Kent and Freeman, Karen Lynne and Bogdahn, Jay Michael and DDI Advisory Group, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in OK (not a filing state)
Kenneth C. Meissner, James Doug Scott and Mark S. "Mike" Tomich Administrative proceeding
SEC · May 12, 2023 · Parties as named in the release: Kenneth C. Meissner, James Doug Scott and Mark S. "Mike" Tomich Read the release ↗
person name; common name
James D. Scott Administrative proceeding
SEC · Jun 25, 1998 · Parties as named in the release: James D. Scott Read the release ↗
same full name in the release title; 6 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Scott..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for James Scott — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · May 12, 2023

Regulator action: Kenneth C. Meissner, James Doug Scott and Mark S. "Mike" Tomich (May 12, 2023)

A ap release dated May 12, 2023 names James Scott. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Kenneth C. Meissner, James Doug Scott and Mark S. "Mike" Tomich ↗
Sources
Worth asking · Feb 26, 2016 – Feb 24, 2017

James Scott appears on 3 deals that stopped filing before reaching their target

PSC III, LP (last filing Feb 24, 2017; $115,623,970 sold of $503,965,000); PSC Investments B LP (last filing Mar 3, 2016; $0 sold of $5,000,000); PSC Investments LP (last filing Feb 26, 2016; $0 sold of $431,197,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

PSC III, LP — PartnerFacts page ↗PSC Investments B LP — PartnerFacts page ↗PSC Investments LP — PartnerFacts page ↗
Sources
Note · Mar 18, 2016 – Feb 24, 2017

No amendment in the last 12 months on an offering that may still be open — PSC III, LP (latest filing Feb 24, 2017)

The latest filing for this offering is dated Feb 24, 2017 (first sale Mar 18, 2016). It reports $115,623,970 sold of $503,965,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 24, 2017 ↗PSC III, LP — PartnerFacts page ↗
Sources
Note · Apr 13, 2022 – Apr 13, 2023

Same name, different state: "JAMES SCOTT" (A6) is a separate record

This page covers filings where the address state is Y7 or X0. A separate record, "JAMES SCOTT" with address state A6, is listed on 3 filings — most recently by ADURO CLEAN TECHNOLOGIES INC. (Apr 13, 2023). The two records do not overlap in time: this page runs Feb 26, 2016 to Feb 24, 2017; the other runs Apr 13, 2022 to Apr 13, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JAMES SCOTT (A6) — PartnerFacts page ↗Form D · Apr 13, 2023 ↗ADURO CLEAN TECHNOLOGIES INC. — PartnerFacts page ↗James Scott (Y7,X0) — this page ↗
Sources
Note · May 1, 2013 – Mar 14, 2014

Same name, different state: "James Kevin Scott" (CA) is a separate record

This page covers filings where the address state is Y7 or X0. A separate record, "James Kevin Scott" with address state CA, is listed on 2 filings — most recently by LINKEDIN CORP (Mar 14, 2014). The two records do not overlap in time: this page runs Feb 26, 2016 to Feb 24, 2017; the other runs May 1, 2013 to Mar 14, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Kevin Scott (CA) — PartnerFacts page ↗Form D · Mar 14, 2014 ↗LINKEDIN CORP — PartnerFacts page ↗James Scott (Y7,X0) — this page ↗
Sources
Note · Apr 13, 2011 – Mar 13, 2013

Same name, different state: "James K. Scott" (HI) is a separate record

This page covers filings where the address state is Y7 or X0. A separate record, "James K. Scott" with address state HI, is listed on 2 filings — most recently by HAWAIIAN ELECTRIC INDUSTRIES INC (Mar 13, 2013). The two records do not overlap in time: this page runs Feb 26, 2016 to Feb 24, 2017; the other runs Apr 13, 2011 to Mar 13, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James K. Scott (HI) — PartnerFacts page ↗Form D · Mar 13, 2013 ↗HAWAIIAN ELECTRIC INDUSTRIES INC — PartnerFacts page ↗James Scott (Y7,X0) — this page ↗
Sources
Note · Jul 16, 2010

Same name, different state: "James Scott" (IL) is a separate record

This page covers filings where the address state is Y7 or X0. A separate record, "James Scott" with address state IL, is listed on 1 filing — most recently by Aon Hewitt Group Trust (Jul 16, 2010). The two records do not overlap in time: this page runs Feb 26, 2016 to Feb 24, 2017; the other has one filing dated Jul 16, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Scott (IL) — PartnerFacts page ↗Form D · Jul 16, 2010 ↗Aon Hewitt Group Trust — PartnerFacts page ↗James Scott (Y7,X0) — this page ↗
Sources
Note · May 25, 2010

Same name, different state: "James Scott" (NV) is a separate record

This page covers filings where the address state is Y7 or X0. A separate record, "James Scott" with address state NV, is listed on 1 filing — most recently by Global Business Marketing, Inc. (May 25, 2010). The two records do not overlap in time: this page runs Feb 26, 2016 to Feb 24, 2017; the other has one filing dated May 25, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Scott (NV) — PartnerFacts page ↗Form D · May 25, 2010 ↗Global Business Marketing, Inc. — PartnerFacts page ↗James Scott (Y7,X0) — this page ↗
Sources
Note · May 16, 2014 – Feb 24, 2017

James Scott is listed with 2 different address states: Y7, X0

Guernsey (as filed: Y7) on 1 filing (May 16, 2014); United Kingdom (as filed: X0) on 4 filings (Feb 26, 2016 to Feb 24, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 16, 2014 ↗Form D · Feb 26, 2016 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 4 offerings reports sales commissions totalling $3,516,240; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 24, 2017 D/A
PSC III, LP
File 021-258171
$0$0$0 (est.)
The general partner is entitled to a priority profit share and a performance allocation, which are fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 3, 2016 D
PSC Investments B LP
File 021-258508
$0$0$0 (est.)
The general partner is entitled to a priority profit share and a performance allocation, which are fully disclosed in the Issuer's confidential offering materials.
Credit Suisse Asset Management Limited BrokerCheck CRD 113463 ↗EDGAR ↗
Feb 26, 2016 D
PSC Investments LP
File 021-258170
$0$0$0 (est.)
The general partner is entitled to a priority profit share and a performance allocation, which are fully disclosed in the Issuer's confidential offering materials.
Credit Suisse Asset Management Limited BrokerCheck CRD 113463 ↗EDGAR ↗
May 16, 2014 D
Special Opportunities Fund (Guernsey) LP
File 021-217521
$3,516,240$0$0 (est.)
The general partner is entitled to a priority profit share and a performance allocation, which are fully disclosed in the Issuer's confidential offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Credit Suisse Asset Management Limited BrokerCheck CRD 113463 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named James Scott on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

P
Pooled Investment Fund · group: Psc

PSC III, LP

London, United Kingdom (as filed: X0) · Feb 26, 2016 → Feb 24, 2017 · 2 filings
  • Feb 24, 2017 · D/A · $115,623,970 sold of $503,965,000 · 37 investors · min. No minimum reported · role: Director, Promoter (Director of General Partner of Issuer) EDGAR ↗
  • Feb 26, 2016 · D · $0 sold of $503,965,000 · 0 investors · min. No minimum reported · role: Director, Promoter (Director of General Partner of Issuer) EDGAR ↗

Raised $115.6M from 37 investors (23% of the $504M target) as of the latest filing. James is listed as director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Psc

PSC Investments B LP

London, United Kingdom (as filed: X0) · Mar 3, 2016
  • Mar 3, 2016 · D · $0 sold of $5,000,000 · 0 investors · min. No minimum reported · role: Director, Promoter (Director of General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Psc

PSC Investments LP

London, United Kingdom (as filed: X0) · Feb 26, 2016
  • Feb 26, 2016 · D · $0 sold of $431,197,000 · 0 investors · min. No minimum reported · role: Director, Promoter (Director of General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: Psc

Special Opportunities Fund (Guernsey) LP

St. Peter Port, Guernsey (as filed: Y7) · May 16, 2014
  • May 16, 2014 · D · $502,320,000 sold of $502,320,000 · 70 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $502.3M from 70 investors (100% of the $502.3M target) as of the latest filing. James is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Scott — NV, 1 issuer, May 25, 2010 → May 25, 2010 · no shared issuer
  • James Scott — IL, 1 issuer, Jul 16, 2010 → Jul 16, 2010 · no shared issuer
  • James K. Scott — HI, 1 issuer, Apr 13, 2011 → Mar 13, 2013 · no shared issuer
  • James Kevin Scott — CA, 1 issuer, May 1, 2013 → Mar 14, 2014 · no shared issuer
  • JAMES SCOTT — Ontario, Canada (as filed: A6), 1 issuer, Apr 13, 2022 → Apr 13, 2023 · no shared issuer

People around James 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lindsey McMurray

Promoter, Director · 5 shared filings (4 issuers) · also on 13 other issuers

Lindsey McMurray is on 17 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Guilbert

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Paul Guilbert is on 8 issuers in total — a repeat sponsor. Their page lists every one.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Michael England

Promoter · 1 shared filing (1 issuer) · also on 10 other issuers

Michael England is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Potter

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as James Scott. Their page shows their other deals.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Gascoigne

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as James Scott. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Psc

4 issuers · 5 filings · $617.9M reported sold · 2014–2017

One team, 4 deal companies. James Scott is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Scott.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Scott by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Scott is listed on: none on file. No website or social profile named in Special Opportunities Fund (Guernsey) LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #317,166 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Peter Port, Y7). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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