James Saalfield is listed as a director on 2 SEC Form D filings by 2 issuers between Dec 2009 and Jan 2010: Pathogenetix, Inc. (Woburn, MA — industry reported as "Other" — 2010; $11.5M reported sold to 8 investors) and Contour Semiconductor, Inc. (North Billerica, MA — other technology — 2009; $8M reported sold to 10 investors).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $19.5M sold in total.
Listed alongside Augustine Lawlor (1 shared filing), DAVID HOEY (1 shared filing), Daniel Shepard (1 shared filing), Enrico Petrillo (1 shared filing), JOHN J. CANEPA (1 shared filing) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for James Saalfield and found 4 differences: Bankruptcy case: Treinish v. Saalfield Paper Co; Form D filed 33 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.