PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:44 AM ET

Sponsor Check › Person

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James Riggio

Named as an officer, director or promoter on SEC Form D filings · FL · Jun 16, 2025 → Aug 25, 2026

3deals (issuers)
$6.39Mreported sold
25investors
4Form D filings
2025–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:58 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Riggio is listed as an executive officer on 4 SEC Form D filings by 3 issuers between Jun 2025 and Aug 2026: QuantLayer Multi-Strat Fund LP (Boca Raton, FL — pooled investment fund — 2025–2026; $6.39M reported sold to 25 investors), RCM GoldRok Income Fund, LP (Miami, FL — pooled investment fund — 2025) and RCM Quant Fund, LP (Miami, FL — pooled investment fund — 2025).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer. Across those companies the filings report $6.39M sold in total.

Listed alongside VolVantage Advisors, LLC (4 shared filings, management entity), QuantLayer Capital LLC (2 shared filings, management entity), RCM GoldRok Income Partners, LLC (1 shared filing, management entity) and RCM Quant Partners, LLC (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 3 issuers belong to the sponsor group Volvantage (3 issuers, $6.39M reported sold, 2025–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Volvantage has 3 companies on file and $6.39M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 18 court cases matching the name, 1 SEC release, 2 state regulator orders, 8 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for James Riggio and found 3 differences: Same name, different state: "James C Riggio" (TN) is a separate record; Same name, different state: "James Riggio" (NJ) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Riggio has not run yet — it is joining a line of 39,731 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

18 cases: 2 closed (disposition not in docket feed), 1 open, 13 dismissed, 2 judgment

Riggio v. Boehringer Ingelheim Corporation closed
District Court, S.D. Florida · No. 3:23-cv-21827 · Filed Apr 2, 2023 · Closed Apr 2, 2023
Role of Riggio: Plaintiff · Outcome: Terminated 2023-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in the person's filing state (FL)
RIGGIO v. JOHNSON & JOHNSON, INC open
District Court, D. New Jersey · No. 3:21-cv-06201 · Filed Mar 22, 2021
Role of RIGGIO: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in NJ (not a filing state)
RIGGIO v. COOK INCORPORATED closed
District Court, S.D. Indiana · No. 1:19-cv-03167 · Filed Jul 29, 2019 · Closed Aug 4, 2022 · Nature of suit: 367 Health care / pharm
Role of RIGGIO: Plaintiff · Outcome: Terminated 2022-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in IN (not a filing state)
Riggio v. BP Exploration and Production, Inc. dismissed
District Court, E.D. Louisiana · No. 2:16-cv-07263 · Filed May 27, 2016 · Closed Jul 11, 2019 · Nature of suit: 890 Other statutory actions
Role of Riggio: Plaintiff · Outcome: Terminated 2019-07-11 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in LA (not a filing state)
Riggio v. California Business Bureau, Inc. dismissed
District Court, S.D. California · No. 3:15-cv-01289 · Filed Jun 10, 2015 · Closed Sep 16, 2015 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Riggio: Plaintiff · Outcome: Terminated 2015-09-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in CA (not a filing state)
Riggio v. Verizon Communications Inc. dismissed
District Court, E.D. New York · No. 1:09-cv-02139 · Filed May 20, 2009 · Closed Dec 10, 2009 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Riggio: Plaintiff · Outcome: Terminated 2009-12-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in NY (not a filing state)
Wells Fargo Bank, N.A. v. Riggio judgment
District Court, M.D. Pennsylvania · No. 3:09-cv-00281 · Filed Feb 12, 2009 · Closed Mar 16, 2009 · Nature of suit: 220 Foreclosure
Role of Riggio: Defendant · Outcome: Terminated 2009-03-16 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in PA (not a filing state)
Wells Fargo Bank, N.A. v. Riggio dismissed
District Court, M.D. Pennsylvania · No. 3:08-cv-00500 · Filed Mar 19, 2008 · Closed Jun 12, 2008 · Nature of suit: 220 Foreclosure
Role of Riggio: Defendant · Outcome: Terminated 2008-06-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in PA (not a filing state)
Scheppler v. Riggio's, Inc. dismissed
District Court, N.D. Illinois · No. 1:08-cv-00109 · Filed Jan 7, 2008 · Closed Mar 26, 2008 · Nature of suit: 890 Other statutory actions
Role of Riggio's, Inc.: Defendant · Outcome: Terminated 2008-03-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in IL (not a filing state)
SECURITIES AND EXCHANGE COMMISSION v. RIGGIO judgment
District Court, District of Columbia · No. 1:07-cv-00125 · Filed Jan 18, 2007 · Closed Jan 23, 2007 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of RIGGIO: Defendant · Outcome: Terminated 2007-01-23 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in DC (not a filing state)
Operative Plasterers' and Cement Masons' Local Union Officers' and Employees' Pension Fund v. Riggio dismissed
District Court, S.D. New York · No. 1:06-cv-06902 · Filed Sep 8, 2006 · Closed Nov 17, 2006 · Nature of suit: 890 Other Statutory Actions · Cause: 15:78m(a) Securities Exchange Act
Role of Riggio: Defendant · Outcome: Terminated 2006-11-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in NY (not a filing state)
CSC Holdings, Inc. v. Riggio dismissed
District Court, E.D. New York · No. 2:01-cv-03465 · Filed May 31, 2001 · Closed Aug 12, 2002 · Nature of suit: 890 Other statutory actions
Role of Riggio: Defendant · Outcome: Terminated 2002-08-12 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in NY (not a filing state)
Chgo Area JWCPCC Ind v. Riggio/Boron Ltd dismissed
District Court, N.D. Illinois · No. 1:99-cv-01729 · Filed Mar 16, 1999 · Closed Apr 15, 1999 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Riggio/Boron Ltd: Defendant · Outcome: Terminated 1999-04-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in IL (not a filing state)
Chgo Area JWCPCC Ind v. Riggio Caulking Co dismissed
District Court, N.D. Illinois · No. 1:95-cv-02322 · Filed Apr 17, 1995 · Closed Apr 24, 1995 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Riggio Caulking Co: Defendant · Outcome: Terminated 1995-04-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in IL (not a filing state)
RIGGIO v. NATIONAL RAILROAD dismissed
District Court, E.D. Pennsylvania · No. 2:94-cv-02202 · Filed Apr 8, 1994 · Closed Jul 22, 1994 · Nature of suit: 330 Federal employers' liability
Role of RIGGIO: Plaintiff · Outcome: Terminated 1994-07-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in PA (not a filing state)
US Fidelity v. Riggio Caulking Co dismissed
District Court, N.D. Illinois · No. 1:93-cv-01572 · Filed Mar 16, 1993 · Closed Jun 4, 1993 · Nature of suit: 190 Other contract actions
Role of Riggio Caulking Co: Defendant · Outcome: Terminated 1993-06-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in IL (not a filing state)
RIGGIO v. NAT'L RR PASS CORP. dismissed
District Court, E.D. Pennsylvania · No. 2:90-cv-04633 · Filed Jul 16, 1990 · Closed Dec 10, 1991 · Nature of suit: 330 Federal employers' liability
Role of RIGGIO: Plaintiff · Outcome: Terminated 1991-12-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in PA (not a filing state)
Victoria Mortgage v. Riggio Etal dismissed
District Court, N.D. Illinois · No. 1:89-cv-07407 · Filed Sep 29, 1989 · Closed Jan 31, 1990 · Nature of suit: 220 Foreclosure
Role of Riggio Etal: Defendant · Outcome: Terminated 1990-01-31 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 2 state regulator orders

Individuals Barred FINRA · Financial Industry Regulatory Authority (FINRA)
Order date May 10, 2017 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Eugene Arthur Riggio (CRD #2571508, Cortlandt Manor, New York)
As listed by the regulator: An AWC was issued in which Riggio was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Riggio consented to the sanction and to the entry of findings that he failed to provide information FINRA requested in connection with an investigation into potential misuse of funds. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (arthur); nationwide regulator (FINRA) — the state is not a signal
Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith; Carl A. Allen; Donald Childers; John Crowder; Chris Jakubek; John King; Steve LeBarron; Patrick Penderghast; Frank Riggio; and Richard Vecchia Litigation release
SEC · Jan 22, 2007 · Parties as named in the release: Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith; Carl A. Allen; Donald Childers; John Crowder; Chris Jakubek; John King; Steve LeBarron; Patrick Penderghast; Frank Riggio; and Richard Vecchia Read the release ↗
same rare surname (5 people in Form D filings); different first name (frank); the person's filing state is not named
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Joseph Philip Riggio (CRD #1190360, Leighton, Pennsylvania)
As listed by the regulator: Joseph Philip Riggio (CRD #1190360, Leighton, Pennsylvania) submitted an AWC in which he was assessed a deferred fine of $10,000 and suspended from association with any FINRA member in any capacity for six months. Without admitting or denying the findings, Riggio consented to the sanctions and to the entry of findings that on approximately 40 occasions, he made fictitious entries into the participant terminal system (PTS) of the Depository Trust and Clearing Corporation (DTCC) trading platform to reflect the purported delivery of stock by his member firm to DTCC in order to process pending municipal bond trades entered by the firm that could not be completed due to the DTCC debit cap. Because these counterparties quickly rejected the transactions, the fake deliveries were cancelled prior to settlement. The suspension is in effect from June 1, 2015, through November 30, 2015. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (philip); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Riggio..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Riggio v. Tennessee Student Assistance Corporation closed
United States Bankruptcy Court, E.D. Michigan · No. 12-05660 · Filed Sep 14, 2012 · Closed May 8, 2013
Role of Riggio: Plaintiff · Outcome: Case closed 2013-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in MI (not a filing state)
James M Riggio and Gemma H Riggio closed
United States Bankruptcy Court, D. New Jersey · No. 08-30284 · Filed Oct 17, 2008 · Closed Jan 26, 2009
Role of James M Riggio and Gemma H Riggio: Debtor · Outcome: Case closed 2009-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); first name matches; 3 people with this name in Form D filings; court in NJ (not a filing state)
Bank One Delaware, N. A. v. Riggio closed
United States Bankruptcy Court, D. Massachusetts · No. 04-01048 · Filed Feb 13, 2004 · Closed Mar 3, 2004
Role of Riggio: Defendant · Outcome: Case closed 2004-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in MA (not a filing state)
James A. Riggio closed
United States Bankruptcy Court, D. Massachusetts · No. 03-19384 · Filed Nov 12, 2003 · Closed Mar 23, 2004
Role of James A. Riggio: Debtor · Outcome: Case closed 2004-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); first name matches; 3 people with this name in Form D filings; court in MA (not a filing state)
James P Riggio closed
United States Bankruptcy Court, N.D. Illinois · No. 98-03494 · Filed Feb 5, 1998 · Closed Jun 11, 1998
Role of James P Riggio: Debtor · Outcome: Case closed 1998-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); first name matches; 3 people with this name in Form D filings; court in IL (not a filing state)
Riggio Caulking Co Ltd closed
United States Bankruptcy Court, N.D. Illinois · No. 95-50679 · Filed Apr 3, 1995 · Closed Sep 1, 1999
Role of Riggio Caulking Co Ltd: Debtor · Outcome: Case closed 1999-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); surname only in the caption; court in IL (not a filing state)
Emilio Manuel Garcia and Patricia Riggio Garcia closed
United States Bankruptcy Court, S.D. Florida. · No. 94-30599 · Filed Feb 24, 1994 · Closed Jul 25, 1995
Role of Emilio Manuel Garcia and Patricia Riggio Garcia: Debtor · Outcome: Case closed 1995-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); different first name (patricia); court in the person's filing state (FL)
Frank Joseph Riggio closed
United States Bankruptcy Court, M.D. Florida · No. 8:93-bk-00761 · Filed Jan 22, 1993 · Closed Dec 29, 1993
Role of Frank Joseph Riggio: Debtor · Outcome: Case closed 1993-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 53 federal dockets); different first name (joseph); court in the person's filing state (FL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for James Riggio (compared 4 filings on Oct 24, 2026)

Note · Jan 3, 2024

Same name, different state: "James C Riggio" (TN) is a separate record

This page covers filings where the address state is FL. A separate record, "James C Riggio" with address state TN, is listed on 1 filing — most recently by M&C 1 EQUITIES FUND LP (Jan 3, 2024). The two records do not overlap in time: this page runs Jun 16, 2025 to Aug 25, 2026; the other has one filing dated Jan 3, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James C Riggio (TN) — PartnerFacts page ↗Form D · Jan 3, 2024 ↗M&C 1 EQUITIES FUND LP — PartnerFacts page ↗James Riggio (FL) — this page ↗
Sources
Note · Mar 4, 2015

Same name, different state: "James Riggio" (NJ) is a separate record

This page covers filings where the address state is FL. A separate record, "James Riggio" with address state NJ, is listed on 1 filing — most recently by Indemnitas Opportunity Fund, LP (Mar 4, 2015). The two records do not overlap in time: this page runs Jun 16, 2025 to Aug 25, 2026; the other has one filing dated Mar 4, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Riggio (NJ) — PartnerFacts page ↗Form D · Mar 4, 2015 ↗Indemnitas Opportunity Fund, LP — PartnerFacts page ↗James Riggio (FL) — this page ↗
Sources
Note · Aug 15, 2025 – Aug 25, 2026

Address moved from Delray Beach, FL to Boca Raton, FL — QuantLayer Multi-Strat Fund LP

The people listed on the Aug 15, 2025 filing give Delray Beach, FL; on the Aug 25, 2026 filing they give Boca Raton, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 15, 2025 ↗Form D/A · Aug 25, 2026 ↗QuantLayer Multi-Strat Fund LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $32,500.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 25, 2026 D/A
QuantLayer Multi-Strat Fund LP
File 021-554832
$0$0$32,500None listed on this filingEDGAR ↗
Jun 16, 2025 D
RCM Quant Fund, LP
File 021-548980
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2025 D
RCM GoldRok Income Fund, LP
File 021-548983
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named James Riggio on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

QM
Pooled Investment Fund · group: Volvantage

QuantLayer Multi-Strat Fund LP

Boca Raton, FL · Aug 15, 2025 → Aug 25, 2026 · 2 filings
  • Aug 25, 2026 · D/A · $6,389,769 sold of Indefinite · 25 investors · min. $250,000 · role: Executive Officer (Manager of the General Partner, QuantLayer Capital LLC) EDGAR ↗
  • Aug 15, 2025 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer (Manager of the General Partner, QuantLayer Capital LLC) EDGAR ↗

Raised $6.39M from 25 investors as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Volvantage

RCM GoldRok Income Fund, LP

Miami, FL · Jun 16, 2025
  • Jun 16, 2025 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Manager of the General Partner, RCM GoldRok Income Partners, LLC) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RQ
Pooled Investment Fund · group: Volvantage

RCM Quant Fund, LP

Miami, FL · Jun 16, 2025
  • Jun 16, 2025 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Manager of the General Partner, RCM Quant Partners, LLC) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Riggio — NJ, 1 issuer, Mar 4, 2015 → Mar 4, 2015 · no shared issuer
  • James C Riggio — TN, 1 issuer, Jan 3, 2024 → Jan 3, 2024 · no shared issuer

People around James 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

VA
Management entity

VolVantage Advisors, LLC

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as James Riggio. Their page shows their other deals.

QC
Management entity

QuantLayer Capital LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Riggio. Their page shows their other deals.

RG
Management entity

RCM GoldRok Income Partners, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Riggio. Their page shows their other deals.

RQ
Management entity

RCM Quant Partners, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Riggio. Their page shows their other deals.

The team behind the deals

V
Sponsor group

Volvantage

3 issuers · 4 filings · $6.39M reported sold · 2025–2026

One team, 3 deal companies. James Riggio is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Riggio.

Same business address

23 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Riggio by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Riggio is listed on: none on file. No website or social profile named in QuantLayer Multi-Strat Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #11,256 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boca Raton, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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