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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:44 AM ET

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James Poss

Named as an officer, director or promoter on SEC Form D filings · WA, CO · Oct 23, 2015 → Apr 17, 2019

1deal (issuers)
$1Mreported sold
10investors
6Form D filings
2015–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Poss is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 1 issuer between Aug 2014 and Feb 2022: Modifi, Inc. (Seattle, WA — other technology — 2014–2022; $1M reported sold to 10 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bob Wise (2 shared filings), Gordon Deane (2 shared filings), J. Todd Larson (2 shared filings), Scott Weller (2 shared filings) and Matthew Otepka (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 court cases matching the name, 3 state regulator orders, 16 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for James Poss and found 14 differences, 2 worth asking the sponsor about: WA securities regulator final order naming a team member (Sep 11, 2017); WA securities regulator summary order naming a team member (Jun 22, 2017); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Poss has not run yet — it is joining a line of 60,122 names; searches run around the clock at the hosts' allowed rate. Searched so far: 686 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

14 cases: 4 closed (disposition not in docket feed), 3 open, 4 dismissed, 3 judgment

Rangewater Real Estate, LLC v. Poss closed
District Court, N.D. Georgia · No. 1:25-cv-04597 · Filed Aug 14, 2025 · Closed Aug 26, 2025 · Nature of suit: 230 Rent Lease & Ejectment · Cause: 15:1692 Fair Debt Collection Act
Role of Poss: Defendant · Outcome: Terminated 2025-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in GA (not a filing state)
Eggs Unlimited, LLC v. Poss Select Produce, Inc. closed
District Court, N.D. Georgia · No. 1:24-cv-00672 · Filed Feb 14, 2024 · Closed May 9, 2024
Role of Poss Select Produce, Inc.: Defendant · Outcome: Terminated 2024-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in GA (not a filing state)
Poss v. State Farm Insurance Company closed
District Court, N.D. Alabama · No. 4:21-cv-01216 · Filed Sep 8, 2021 · Closed Feb 28, 2022 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Petition for Removal- Breach of Contract
Role of Poss: Plaintiff · Outcome: Terminated 2022-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in AL (not a filing state)
POSS v. JOHNSON & JOHNSON, INC open
District Court, D. New Jersey · No. 3:20-cv-00354 · Filed Jan 9, 2020 · Nature of suit: 367 Health care / pharm
Role of POSS: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in NJ (not a filing state)
POSS v. ASTRAZENECA PHARMACEUTICALS LP open
District Court, D. New Jersey · No. 2:18-cv-16036 · Filed Nov 10, 2018 · Nature of suit: 367 Health care / pharm
Role of POSS: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in NJ (not a filing state)
Poss v. DePuy Inc. dismissed
District Court, N.D. Ohio · No. 1:12-dp-20484 · Filed Feb 29, 2012 · Closed Jul 10, 2015 · Nature of suit: 367 Health care / pharm
Role of Poss: Plaintiff · Outcome: Terminated 2015-07-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in OH (not a filing state)
Poss v. First Horizon Home Loan Corporation dismissed
District Court, N.D. Georgia · No. 1:09-cv-01407 · Filed May 27, 2009 · Closed Feb 12, 2010 · Nature of suit: 220 Foreclosure
Role of Poss: Plaintiff · Outcome: Terminated 2010-02-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in GA (not a filing state)
J&J Sports Productions, Inc. v. Poss dismissed
District Court, W.D. Texas · No. 5:08-cv-00388 · Filed May 8, 2008 · Closed Nov 4, 2008 · Nature of suit: 490 Cable/Satellite TV
Role of Poss: Defendant · Outcome: Terminated 2008-11-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in TX (not a filing state)
Tyco Laboratories v. Poss judgment
District Court, N.D. Alabama · No. 2:92-cv-02864 · Filed Dec 9, 1992 · Closed Jan 18, 1994 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Poss: Defendant · Outcome: Terminated 1994-01-18 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in AL (not a filing state)
FIRST AMERICAN BANK v. RUDD AND POSS open
District Court, D. New Jersey · No. 2:90-mc-00492 · Filed Jul 12, 1990
Role of RUDD AND POSS: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in NJ (not a filing state)
Jimmie W. Poss v. Sears & Roebuck, Inc dismissed
District Court, D. Colorado · No. 1:89-cv-02190 · Filed Dec 21, 1989 · Closed Aug 20, 1990 · Nature of suit: 190 Other contract actions · Cause: 28:1331 Fed. Question: Breach of Contract
Role of Jimmie W. Poss: Plaintiff · Outcome: Terminated 1990-08-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); different first name (jimmie); court in the person's filing state (CO)
First American Bank v. Rudd and Poss closed
District Court, S.D. New York · No. 1:89-cv-07134 · Filed Oct 26, 1989 · Closed Apr 16, 1991
Role of Rudd and Poss: Defendant · Outcome: Terminated 1991-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in NY (not a filing state)
POSS v. INDEP CLEARINGHOSE CO judgment
District Court, D. Utah · No. · Filed Nov 2, 1984 · Closed Jul 23, 1987 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of POSS: Plaintiff · Outcome: Terminated 1987-07-23 — FJC Integrated Database disposition: Other; judgment for both plaintiff and defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in UT (not a filing state)
POSS v. INDEP CLEARINGHOUSE CO judgment
District Court, D. Utah · No. · Filed Nov 2, 1984 · Closed Jul 23, 1987 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of POSS: Plaintiff · Outcome: Terminated 1987-07-23 — FJC Integrated Database disposition: Other; judgment for both plaintiff and defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in UT (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 state regulator orders

Order Of Dismissal IL · Illinois Secretary of State, Securities Department
Order date Nov 8, 2013 · Regulator: Illinois Secretary of State, Securities Department · File No. 1200182 · Parties (regulator's caption): Ryan Matthew Poss
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (matthew); regulator in IL (not a filing state)
Notice Of Hearing IL · Illinois Secretary of State, Securities Department
Order date Jun 18, 2012 · Regulator: Illinois Secretary of State, Securities Department · File No. 1200182 · Parties (regulator's caption): Ryan Matthew Poss
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (matthew); regulator in IL (not a filing state)
Order (type not printed in the list entry; see the order) AL · Alabama Securities Commission
Order date Oct 12, 2007 · Regulator: Alabama Securities Commission · CD-2007-0025 · Parties (regulator's caption): Center for Senior Planning; Life Partners Holding Inc. (dba) Life Partners Inc.; Sterling Trust Company; Dan Belbeck; Roger Owens; Jerry Poss
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (jerry); regulator in AL (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Poss..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

Poss Select Produce Inc. v. Carver closed
United States Bankruptcy Court, N.D. Georgia · No. 18-02025 · Filed May 21, 2018 · Closed Aug 7, 2018
Role of Poss Select Produce Inc.: Plaintiff · Outcome: Case closed 2018-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in GA (not a filing state)
Gordon & Simmons, LLC v. Poss closed
United States Bankruptcy Court, D. Maryland · No. 16-00352 · Filed Jul 22, 2016 · Closed Dec 19, 2017
Role of Poss: Defendant · Outcome: Case closed 2017-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in MD (not a filing state)
James J Poss and Katelyn Poss closed
United States Bankruptcy Court, N.D. Illinois · No. 15-40394 · Filed Nov 27, 2015 · Closed Feb 25, 2016
Role of James J Poss and Katelyn Poss: Debtor · Outcome: Case closed 2016-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); first name matches; 2 people with this name in Form D filings; court in IL (not a filing state)
Poss v. Queensborough National Bank & Trust Company closed
United States Bankruptcy Court, S.D. Georgia · No. 11-01063 · Filed Dec 15, 2011 · Closed Jan 24, 2012
Role of Poss: Plaintiff · Outcome: Case closed 2012-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in GA (not a filing state)
Joshua K Nelson and Renate E Poss closed
United States Bankruptcy Court, D. Colorado · No. 11-30208 · Filed Aug 24, 2011 · Closed Mar 23, 2017
Role of Joshua K Nelson and Renate E Poss: Debtor · Outcome: Case closed 2017-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); different first name (renate); court in the person's filing state (CO)
MBNA America Bank, N.A. v. Poss closed
United States Bankruptcy Court, M.D. Georgia · No. 06-05094 · Filed Sep 1, 2006 · Closed Mar 7, 2007
Role of Poss: Defendant · Outcome: Case closed 2007-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in GA (not a filing state)
James E. Poss, Sr. and Judith E. Poss closed
United States Bankruptcy Court, M.D. Georgia · No. 06-51177 · Filed Jul 10, 2006 · Closed Mar 7, 2007
Role of James E. Poss, Sr.: Debtor · Outcome: Case closed 2007-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); first name matches; 2 people with this name in Form D filings; court in GA (not a filing state)
Poss v. Educational Credit Management Corporation closed
United States Bankruptcy Court, E.D. Missouri · No. 06-04034 · Filed Jan 11, 2006 · Closed Oct 12, 2006
Role of Poss: Plaintiff · Outcome: Case closed 2006-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in MO (not a filing state)
Cavendish Farms a d/b/a of Island Holdings, Ltd et v. Fleming Companies, Inc., Debotr and Debtor in Poss closed
United States Bankruptcy Court, D. Delaware · No. 03-56207 · Filed Sep 26, 2003 · Closed Jul 15, 2004
Role of Fleming Companies, Inc., Debotr and Debtor in Poss: Defendant · Outcome: Case closed 2004-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in DE (not a filing state)
Aetna Casualty And Surety Company v. Poss closed
United States Bankruptcy Court, E.D. Wisconsin · No. 01-02878 · Filed Sep 27, 2001 · Closed Feb 8, 2002
Role of Poss: Defendant · Outcome: Case closed 2002-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in WI (not a filing state)
James H. Poss closed
United States Bankruptcy Court, N.D. Georgia · No. 99-41795 · Filed May 28, 1999 · Closed May 4, 2000
Role of James H. Poss: Debtor · Outcome: Case closed 2000-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); first name matches; 2 people with this name in Form D filings; court in GA (not a filing state)
James H. Poss closed
United States Bankruptcy Court, N.D. Georgia · No. 99-40743 · Filed Mar 2, 1999 · Closed Apr 28, 1999
Role of James H. Poss: Debtor · Outcome: Case closed 1999-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); first name matches; 2 people with this name in Form D filings; court in GA (not a filing state)
Beneficial New York, Inc. v. Poss closed
United States Bankruptcy Court, N.D. New York · No. 98-70709 · Filed Mar 27, 1998 · Closed Jan 7, 1999
Role of Poss: Defendant · Outcome: Case closed 1999-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in NY (not a filing state)
James H. Poss closed
United States Bankruptcy Court, N.D. Georgia · No. 97-44528 · Filed Dec 31, 1997 · Closed Feb 11, 1999
Role of James H. Poss: Debtor · Outcome: Case closed 1999-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); first name matches; 2 people with this name in Form D filings; court in GA (not a filing state)
Trust Co. Bank of Northeast Georgia v. Poss closed
United States Bankruptcy Court, M.D. Georgia · No. 91-03001 · Filed Jan 2, 1991 · Closed Feb 12, 1991
Role of Poss: Defendant · Outcome: Case closed 1991-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); surname only in the caption; court in GA (not a filing state)
James Poss and Linda Poss closed
United States Bankruptcy Court, S.D. Georgia · No. 87-20190 · Filed Apr 22, 1987 · Closed Aug 11, 1989
Role of James Poss and Linda Poss: Debtor · Outcome: Case closed 1989-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 91 federal dockets); first name matches; 2 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for James Poss — 2 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Sep 11, 2017

WA securities regulator final order naming a team member (Sep 11, 2017)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Final Order dated Sep 11, 2017. Respondents as listed: Citium Wealth Management, LLC and J. Todd Larson. Outcome as listed: On September 11, 2017, the Securities Division entered Final Order S-17-2222-17-FO01 against Citium Wealth Management, LLC (CRD no. 138593) and J. Todd Larson (CRD no. 5073565) (“Final Order”). … The Final Order revokes Respondents’ registrations; imposes a fine; and charges costs.. Matched to J. Todd Larson (listed on the same filings). Our match estimate: 70%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Final Order ↗J. Todd Larson — PartnerFacts page ↗
Sources
Worth asking · Jun 22, 2017

WA securities regulator summary order naming a team member (Jun 22, 2017)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Summary Order dated Jun 22, 2017. Respondents as listed: Citium Wealth Management, LLC and J. Todd Larson. Outcome as listed: On June 22, 2017 the Securities Division entered Summary Order S-17-2222-17-TO01 against Citium Wealth Management, LLC (CRD no. 138593) and J. Todd Larson (CRD no. 5073565) (“Summary Order”). … The Summary Order suspends Respondents’ registrations; gives notice of an intent to revoke registration, impose a fine; and charge costs.. Matched to J. Todd Larson (listed on the same filings). Our match estimate: 70%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Summary Order ↗J. Todd Larson — PartnerFacts page ↗
Sources
Note · Jan 11, 2022 – Feb 25, 2022

Form D filed 45 days after the first sale — Modifi, Inc.

The filing says the first sale was Jan 11, 2022. The Form D was filed Feb 25, 2022 — 45 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 30 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 25, 2022 ↗Modifi, Inc. — PartnerFacts page ↗
Sources
Note · Jan 21, 2021 – Feb 17, 2021

Form D filed 27 days after the first sale — Modifi, Inc.

The filing says the first sale was Jan 21, 2021. The Form D was filed Feb 17, 2021 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 17, 2021 ↗Modifi, Inc. — PartnerFacts page ↗
Sources
Note · Mar 12, 2019 – Apr 17, 2019

Form D filed 36 days after the first sale — Modifi, Inc.

The filing says the first sale was Mar 12, 2019. The Form D was filed Apr 17, 2019 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 17, 2019 ↗Modifi, Inc. — PartnerFacts page ↗
Sources
Note · Jul 23, 2014 – Feb 25, 2022

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Modifi, Inc. (latest filing Feb 25, 2022) · No amendment in the last 12 months on an offering that may still be open — Modifi, Inc. (latest filing Apr 17, 2019) · No amendment in the last 12 months on an offering that may still be open — Modifi, Inc. (latest filing Oct 23, 2015) · No amendment in the last 12 months on an offering that may still be open — Modifi, Inc. (latest filing Aug 4, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Feb 25, 2022 ↗Modifi, Inc. — PartnerFacts page ↗Form D · Apr 17, 2019 ↗Form D · Oct 23, 2015 ↗
Sources
Note · Feb 17, 2021 – Feb 25, 2022

James Poss's role changed at Modifi, Inc.: executive officer, director → executive officer

The Feb 17, 2021 filing lists James Poss as executive officer, director; the Feb 25, 2022 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Feb 17, 2021 ↗Form D · Feb 25, 2022 ↗James Poss — PartnerFacts page ↗Modifi, Inc. — PartnerFacts page ↗
Sources
Note · Oct 23, 2015 – Sep 6, 2017

James Poss's role changed at Modifi, Inc.: executive officer, director, promoter → executive officer, director

The Oct 23, 2015 filing lists James Poss as executive officer, director, promoter; the Sep 6, 2017 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 23, 2015 ↗Form D · Sep 6, 2017 ↗James Poss — PartnerFacts page ↗Modifi, Inc. — PartnerFacts page ↗
Sources
Note · Aug 4, 2014 – Oct 23, 2015

James Poss is written 2 different ways on the filings

listed as "James A. Poss" on 2 filings (from Aug 4, 2014), and "James Poss" on 4 filings (from Oct 23, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 4, 2014 ↗Form D · Oct 23, 2015 ↗James Poss — PartnerFacts page ↗
Sources
Note · Aug 4, 2014 – Feb 25, 2022

Industry group changed between filings — Modifi, Inc.

"Other Technology" (Aug 4, 2014 to Apr 17, 2019); then "Other" (Feb 17, 2021); then "Other Technology" (Feb 25, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 4, 2014 ↗Form D · Feb 17, 2021 ↗Form D · Feb 25, 2022 ↗Modifi, Inc. — PartnerFacts page ↗
Sources
Note · Aug 4, 2014 – Feb 25, 2022

Reported revenue range changed between filings — Modifi, Inc.

"Decline to Disclose" (Aug 4, 2014); then "$1 - $1,000,000" (Feb 25, 2022).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 4, 2014 ↗Form D · Feb 25, 2022 ↗Modifi, Inc. — PartnerFacts page ↗
Sources
Note · May 19, 2009

Same name, different state: "James A Poss" (MA) is a separate record

This page covers filings where the address state is WA or CO. A separate record, "James A Poss" with address state MA, is listed on 1 filing — most recently by BIG BELLY SOLAR, INC. (May 19, 2009). The two records do not overlap in time: this page runs Oct 23, 2015 to Apr 17, 2019; the other has one filing dated May 19, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James A Poss (MA) — PartnerFacts page ↗Form D · May 19, 2009 ↗BIG BELLY SOLAR, INC. — PartnerFacts page ↗James Poss (WA,CO) — this page ↗
Sources
Note · Feb 17, 2021 – Feb 25, 2022

Address moved from Bainbridge Island, WA to Ft. Collins, CO — Modifi, Inc.

The people listed on the Feb 17, 2021 filing give Bainbridge Island, WA; on the Feb 25, 2022 filing they give Ft. Collins, CO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 17, 2021 ↗Form D · Feb 25, 2022 ↗Modifi, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 25, 2022 D
Modifi, Inc.
File 021-434967
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2021 D
Modifi, Inc.
File 021-389741
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2019 D
Modifi, Inc.
File 021-337569
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2017 D
Modifi, Inc.
File 021-294140
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 23, 2015 D
Modifi, Inc.
File 021-249935
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 4, 2014 D
Modifi, Inc.
File 021-222209
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Poss on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

M
Other Technology

Modifi, Inc.

Seattle, WA · Aug 4, 2014 → Feb 25, 2022 · 6 filings
  • Feb 25, 2022 · D · $170,000 sold of $300,000 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 17, 2021 · D · $210,000 sold of $210,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 17, 2019 · D · $589,676 sold of $1,500,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 6, 2017 · D · $1,000,000 sold of $1,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 23, 2015 · D · $675,000 sold of $1,500,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Aug 4, 2014 · D · $100,000 sold of $600,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $1M from 10 investors (100% of the $300K target) as of the latest filing. James is listed as executive officer, director, promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James A Poss — MA, 1 issuer, May 19, 2009 → May 19, 2009 · no shared issuer

People around James 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Weller

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Poss. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

J. Todd Larson

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as James Poss. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Deane

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Poss. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Wise

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Poss. Their page shows their other deals.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Otepka

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Poss. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Poss by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Poss is listed on: none on file. No website or social profile named in Modifi, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #163,823 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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