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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:34 AM ET

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James Dunn

Named as an officer, director or promoter on SEC Form D filings · NC · Sep 3, 2010 → Sep 25, 2018

8deals (issuers)
$1.71Breported sold
6,560investors
31Form D filings
2010–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Dunn is listed as an executive officer and director on 31 SEC Form D filings by 8 issuers between Sep 2010 and Sep 2018. Largest by amount reported sold: Agility Multi-Asset Income Fund (Milwaukee, WI — pooled investment fund — 2010–2018; $742.9M reported sold to 2,853 investors), Corbin Multi-Strategy Fund, LLC (Milwaukee, WI — pooled investment fund — 2011–2018; $398.3M reported sold to 1,576 investors), GAI Mesirow Insight Fund, LLC (Charlotte, NC — pooled investment fund — 2011–2014; $257.6M reported sold to 789 investors), GAI Aurora Opportunities Fund, LLC (Charlotte, NC — pooled investment fund — 2011–2014; $133.6M reported sold to 556 investors), ASGI Mesirow Insight Fund I, LLC (Charlotte, NC — pooled investment fund — 2011; $128.3M reported sold to 571 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $1.71B sold in total.

Listed alongside James Dean (31 shared filings), Jonathan Hook (31 shared filings), Dennis Schmal (27 shared filings), James Hille (26 shared filings), Michael Roman (24 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuers belong to 3 sponsor groups: Alternative (115 issuers, $4.56B reported sold, 2009–2021), Agility Comprehensive (3 issuers, $8.1B reported sold, 2009–2026) and Ft Vest (43 issuers, $7.29B reported sold, 2011–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 31 public filings for James Dunn and found 18 differences, 5 worth asking the sponsor about: Amount sold went down between filings; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Dunn has not run yet — it is joining a line of 35,944 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Dunn..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

James R. Dunn and Suzanne Dunn closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-07-12492 · Filed Jun 28, 2007 · Closed Oct 23, 2007
Role of James R. Dunn and Suzanne Dunn: Debtor · Outcome: Case closed 2007-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 701 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (WI)
James Dunn and Karen Dunn closed
United States Bankruptcy Court, E.D. North Carolina · No. 00-05967 · Filed Oct 6, 2000 · Closed Apr 25, 2001
Role of James Dunn and Karen Dunn: Debtor · Outcome: Case closed 2001-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 701 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NC)
Denise R Dunn and James D Dunn, Jr. closed
United States Bankruptcy Court, E.D. North Carolina · No. 99-00542 · Filed Jan 29, 1999 · Closed Jul 27, 2002
Role of James D Dunn, Jr.: Debtor · Outcome: Case closed 2002-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 701 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NC)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for James Dunn — 5 worth asking about (compared 31 filings on Oct 24, 2026)

Note · Oct 23, 2000 – Mar 1, 2001

Bankruptcy case: Wells Fargo Credit Services In v. Dunegan — filed Oct 23, 2000

United States Bankruptcy Court, C.D. California docket "Wells Fargo Credit Services In v. Dunegan" filed Oct 23, 2000, closed Mar 1, 2001. Doretta Dunegan (listed on the same filings) is listed as Defendant ("Dunegan"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 10, 2013 – Jun 4, 2014

Amount sold went down between filings — GAI Mesirow Insight Fund, LLC

The Jun 10, 2013 filing says $146,853,570 sold; the Jun 4, 2014 Form D/A says $106,943,274 sold — $39,910,296 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jun 12, 2012 – Jun 10, 2013

Amount sold went down between filings — GAI Mesirow Insight Fund, LLC

The Jun 12, 2012 filing says $257,595,820 sold; the Jun 10, 2013 Form D/A says $146,853,570 sold — $110,742,250 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jun 12, 2012 – Aug 5, 2019

5 offerings reported fewer investors on a later filing

Investor count went down between filings — Agility Multi-Asset Income Fund · Investor count went down between filings — Corbin Multi-Strategy Fund, LLC · Investor count went down between filings — Agility Multi-Asset Income Fund · Investor count went down between filings — GAI Mesirow Insight Fund, LLC · Investor count went down between filings — GAI Mesirow Insight Fund, LLC

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Note · Aug 1, 2008 – Dec 23, 2014

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GAI Mesirow Insight Fund, LLC (latest filing Dec 23, 2014) · No amendment in the last 12 months on an offering that may still be open — GAI Aurora Opportunities Fund, LLC (latest filing Dec 23, 2014) · No amendment in the last 12 months on an offering that may still be open — ASGI Mesirow Insight TEI Fund I, LLC (latest filing Dec 14, 2011) · No amendment in the last 12 months on an offering that may still be open — ASGI Mesirow Insight Fund A, LLC (latest filing Dec 14, 2011) · No amendment in the last 12 months on an offering that may still be open — ASGI Mesirow Insight TEI Fund A, LLC (latest filing Dec 14, 2011) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Sep 25, 2018 – Aug 5, 2019

James Dunn is no longer listed on the Aug 5, 2019 amendment — Agility Multi-Asset Income Fund

James Dunn appears on the Sep 25, 2018 Form D/A (director) but not on the Aug 5, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Sep 25, 2018 – Jul 18, 2019

James Dunn is no longer listed on the Jul 18, 2019 amendment — Corbin Multi-Strategy Fund, LLC

James Dunn appears on the Sep 25, 2018 Form D/A (director) but not on the Jul 18, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Sep 3, 2010 – Aug 29, 2011

James Dunn's role changed at Agility Multi-Asset Income Fund: executive officer → director

The Sep 3, 2010 filing lists James Dunn as executive officer; the Aug 29, 2011 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Sep 25, 2018 – Jul 18, 2019

Minimum investment changed between filings — Corbin Multi-Strategy Fund, LLC

The Sep 25, 2018 filing lists a minimum of $50,000; the Jul 18, 2019 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 26, 2016 – Aug 16, 2017

Minimum investment changed between filings — Agility Multi-Asset Income Fund

The Aug 26, 2016 filing lists a minimum of $50,000; the Aug 16, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 14, 2011 – Jun 12, 2012

Minimum investment changed between filings — GAI Mesirow Insight Fund, LLC

The Dec 14, 2011 filing lists a minimum of $25,000; the Jun 12, 2012 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · May 31, 2011 – Dec 14, 2011

Minimum investment changed between filings — GAI Mesirow Insight Fund, LLC

The May 31, 2011 filing lists a minimum of $0; the Dec 14, 2011 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 18, 2010 – May 18, 2022

Same name, different state: "James Dunn" (MI) is a separate record

This page covers filings where the address state is NC. A separate record, "James Dunn" with address state MI, is listed on 9 filings — most recently by FIRST INDEPENDENCE CORP (May 18, 2022). Both records have filings in the same period (Sep 3, 2010 to Sep 25, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 11, 2016 – Oct 23, 2020

Same name, different state: "James D. Dunn" (UT) is a separate record

This page covers filings where the address state is NC. A separate record, "James D. Dunn" with address state UT, is listed on 89 filings — most recently by PC Sunland ASLP, LLC (Aug 6, 2026). Both records have filings in the same period (Feb 11, 2016 to Sep 25, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 11, 2011 – Jan 9, 2012

Same name, different state: "James Dunn" (IL) is a separate record

This page covers filings where the address state is NC. A separate record, "James Dunn" with address state IL, is listed on 3 filings — most recently by ALH Holding Inc. (Sep 15, 2015). Both records have filings in the same period (Jan 11, 2011 to Jan 9, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 14, 2010 – May 25, 2011

Same name, different state: "James P Dunn" (MD) is a separate record

This page covers filings where the address state is NC. A separate record, "James P Dunn" with address state MD, is listed on 3 filings — most recently by TelStar Hosted Services, Inc. (May 25, 2011). Both records have filings in the same period (Sep 3, 2010 to May 25, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 30, 2009

Same name, different state: "James L. Dunn" (AZ) is a separate record

This page covers filings where the address state is NC. A separate record, "James L. Dunn" with address state AZ, is listed on 1 filing — most recently by ILINC COMMUNICATIONS INC (Jan 30, 2009). The two records do not overlap in time: this page runs Sep 3, 2010 to Sep 25, 2018; the other has one filing dated Jan 30, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 31, 2011 – Aug 5, 2019

7 address changes between filings

Address moved from Charlotte, NC to Milwaukee, WI — Agility Multi-Asset Income Fund · Address moved from Charlotte, NC to Milwaukee, WI — Corbin Multi-Strategy Fund, LLC · Address moved from San Francisco, CA to Charlotte, NC — GAI Mesirow Insight Fund, LLC · Address moved from San Francisco, CA to Charlotte, NC — ASGI Mesirow Insight TEI Fund I, LLC · Address moved from San Francisco, CA to Charlotte, NC — ASGI Mesirow Insight Fund A, LLC · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 8 offerings report sales commissions totalling $1,455,578; 0 report finder's fees; 4 report proceeds to related persons totalling $43,200. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 25, 2018 D/A
Agility Multi-Asset Income Fund
File 021-147327
$970,880 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Sep 25, 2018 D/A
Corbin Multi-Strategy Fund, LLC
File 021-153431
$255,345 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 23, 2014 D/A
GAI Aurora Opportunities Fund, LLC
File 021-153275
$73,201 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 23, 2014 D/A
GAI Mesirow Insight Fund, LLC
File 021-121775
$156,152 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 14, 2011 D/A
ASGI Mesirow Insight Fund I, LLC
File 021-121101
$0$0$10,800None listed on this filingEDGAR ↗
Dec 14, 2011 D/A
ASGI Mesirow Insight TEI Fund A, LLC
File 021-147872
$0$0$10,800None listed on this filingEDGAR ↗
Dec 14, 2011 D/A
ASGI Mesirow Insight Fund A, LLC
File 021-147871
$0$0$10,800None listed on this filingEDGAR ↗
Dec 14, 2011 D/A
ASGI Mesirow Insight TEI Fund I, LLC
File 021-121774
$0$0$10,800None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named James Dunn on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Ft Vest

Corbin Multi-Strategy Fund, LLC

Milwaukee, WI · Jan 11, 2011 → Sep 25, 2018 · 7 filings
  • Sep 25, 2018 · D/A · $292,234,054 sold of Indefinite · 1,576 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 2, 2016 · D/A · $246,193,912 sold of Indefinite · 1,483 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 23, 2014 · D/A · $217,579,912 sold of Indefinite · 1,256 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 10, 2014 · D/A · $139,391,433 sold of Indefinite · 893 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 11, 2013 · D/A · $103,546,943 sold of Indefinite · 571 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 11, 2012 · D/A · $42,792,121 sold of Indefinite · 144 investors · min. $50,000 · role: Director (Independent Director) EDGAR ↗
  • Jan 11, 2011 · D · $29,937,197 sold of Indefinite · 14 investors · min. $50,000 · role: Director (Manager) EDGAR ↗

Raised $398.3M from 1,576 investors as of the latest filing. James is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Agility Comprehensive

Agility Multi-Asset Income Fund

Milwaukee, WI · Sep 3, 2010 → Sep 25, 2018 · 10 filings
  • Sep 25, 2018 · D/A · $687,857,623 sold of Indefinite · 2,613 investors · min. $25,000 · role: Director EDGAR ↗
  • Aug 16, 2017 · D/A · $655,395,283 sold of Indefinite · 2,853 investors · min. $25,000 · role: Director (Trustee of the Issuer) EDGAR ↗
  • Aug 26, 2016 · D/A · $644,447,783 sold of Indefinite · 2,680 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 23, 2014 · D/A · $533,401,124 sold of Indefinite · 2,191 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 25, 2014 · D/A · $496,383,284 sold of Indefinite · 2,025 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 18, 2013 · D/A · $315,344,645 sold of Indefinite · 1,318 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 18, 2012 · D/A · $269,134,560 sold of Indefinite · 1,058 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 28, 2011 · D/A · $152,196,100 sold of Indefinite · 619 investors · min. $50,000 · role: Director (Independent Trustee) EDGAR ↗
  • Aug 29, 2011 · D/A · $152,196,100 sold of Indefinite · 619 investors · min. $50,000 · role: Director (Independent Trustee) EDGAR ↗
  • Sep 3, 2010 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Trustee) EDGAR ↗

Raised $742.9M from 2,853 investors as of the latest filing. James is listed as director, executive officer on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alternative

GAI Mesirow Insight Fund, LLC

Charlotte, NC · Dec 14, 2011 → Dec 23, 2014 · 5 filings
  • Dec 23, 2014 · D/A · $147,065,674 sold of Indefinite · 785 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 4, 2014 · D/A · $106,943,274 sold of Indefinite · 560 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 10, 2013 · D/A · $146,853,570 sold of Indefinite · 750 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 12, 2012 · D/A · $257,595,820 sold of Indefinite · 789 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 14, 2011 · D/A · $178,153,419 sold of Indefinite · 4 investors · min. $25,000 · role: Director EDGAR ↗

Raised $257.6M from 789 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alternative

GAI Aurora Opportunities Fund, LLC

Charlotte, NC · Jan 7, 2011 → Dec 23, 2014 · 5 filings
  • Dec 23, 2014 · D/A · $133,595,551 sold of Indefinite · 556 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 10, 2014 · D/A · $75,270,131 sold of Indefinite · 394 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 11, 2013 · D/A · $70,734,978 sold of Indefinite · 255 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 11, 2012 · D/A · $56,534,000 sold of Indefinite · 212 investors · min. $50,000 · role: Director (Independent Director) EDGAR ↗
  • Jan 7, 2011 · D · $25,001,000 sold of Indefinite · 2 investors · min. $50,000 · role: Director (Manager) EDGAR ↗

Raised $133.6M from 556 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alternative

ASGI Mesirow Insight TEI Fund I, LLC

Charlotte, NC · Dec 14, 2011
  • Dec 14, 2011 · D/A · $45,253,625 sold of Indefinite · 174 investors · min. $25,000 · role: Director EDGAR ↗

Raised $45.3M from 174 investors as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Alternative

ASGI Mesirow Insight Fund A, LLC

Charlotte, NC · Dec 14, 2011
  • Dec 14, 2011 · D/A · $1,609,276 sold of Indefinite · 13 investors · min. $25,000 · role: Director EDGAR ↗

Raised $3.11M from 13 investors as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Alternative

ASGI Mesirow Insight TEI Fund A, LLC

Charlotte, NC · Dec 14, 2011
  • Dec 14, 2011 · D/A · $2,993,651 sold of Indefinite · 28 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.99M from 28 investors as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Alternative

ASGI Mesirow Insight Fund I, LLC

Charlotte, NC · Dec 14, 2011
  • Dec 14, 2011 · D/A · $128,296,867 sold of Indefinite · 571 investors · min. $25,000 · role: Director EDGAR ↗

Raised $128.3M from 571 investors as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James D. Dunn — UT, 78 issuers, Feb 11, 2016 → Oct 23, 2020 · no shared issuer
  • James A. Dunn, Jr. — PA, 6 issuers, Sep 14, 2017 → Nov 22, 2017 · no shared issuer
  • James Dunn — IL, 3 issuers, Jan 11, 2011 → Jan 9, 2012 · no shared issuer
  • James E Dunn, Jr. — NC, 3 issuers, May 14, 2015 → Aug 12, 2024 · no shared issuer
  • James Dunn — MI, 2 issuers, Mar 18, 2010 → May 18, 2022 · no shared issuer
  • James Joseph Dunn — NC, 2 issuers, Sep 8, 2014 → Oct 13, 2026 · no shared issuer
  • James L. Dunn — AZ, 1 issuer, Jan 30, 2009 → Jan 30, 2009 · no shared issuer
  • James P Dunn — MD, 1 issuer, Jan 14, 2010 → May 25, 2011 · no shared issuer
  • James Edward Dunn — NY, 1 issuer, May 16, 2014 → May 16, 2014 · no shared issuer
  • James L. Dunn, Jr. — TX, 1 issuer, Jun 13, 2017 → Jun 13, 2017 · no shared issuer
  • James Dunn — CO, 1 issuer, May 18, 2017 → Oct 18, 2018 · no shared issuer
  • James Dunn — CA, 1 issuer, Apr 22, 2022 → Apr 22, 2022 · no shared issuer

People around James 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Alternative Strategies Group, Inc.

Promoter · 14 shared filings (3 issuers) · also on 79 other issuers

Alternative Strategies Group, Inc. is on 82 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Wells Fargo Investment Institute, Inc.

Promoter · 8 shared filings (3 issuers) · also on 86 other issuers

Wells Fargo Investment Institute, Inc. is on 89 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Dean

Executive Officer, Director · 31 shared filings (8 issuers)

James Dean is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Hook

Executive Officer, Director · 31 shared filings (8 issuers)

Jonathan Hook is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Schmal

Director · 27 shared filings (8 issuers)

Dennis Schmal is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hille

Executive Officer, Director · 26 shared filings (4 issuers)

Listed on the same filings as James Dunn. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Roman

Executive Officer · 24 shared filings (8 issuers) · also on 125 other issuers

Michael Roman is on 133 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Britta Perkio Patterson

Director, Executive Officer · 22 shared filings (4 issuers) · also on 123 other issuers

Britta Perkio Patterson is on 127 issuers in total — a repeat sponsor. Their page lists every one.

YN
No photo found yet (own website and image search run after this page is viewed)
Person

Yukari Nakano

Executive Officer, Director · 21 shared filings (8 issuers) · also on 72 other issuers

Yukari Nakano is on 80 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Taback

Executive Officer, Director · 18 shared filings (8 issuers) · also on 102 other issuers

Adam Taback is on 110 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Doretta Dunegan

Executive Officer · 18 shared filings (8 issuers) · also on 69 other issuers

Doretta Dunegan is on 77 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Golding

Executive Officer, Director · 15 shared filings (8 issuers)

Stephen Golding is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen I. Golding

Director · 14 shared filings (4 issuers)

Listed on the same filings as James Dunn. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam I. Taback

Executive Officer, Director · 12 shared filings (2 issuers) · also on 49 other issuers

Adam I. Taback is on 51 issuers in total — a repeat sponsor. Their page lists every one.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Nicolosi

Executive Officer, Director · 10 shared filings (4 issuers) · also on 108 other issuers

Sean Nicolosi is on 112 issuers in total — a repeat sponsor. Their page lists every one.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Lloyd Lipsett

Executive Officer · 7 shared filings (3 issuers) · also on 46 other issuers

Lloyd Lipsett is on 49 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James F. Angelos

Executive Officer · 6 shared filings (4 issuers) · also on 70 other issuers

James F. Angelos is on 74 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Hille

Director · 5 shared filings (5 issuers)

Jonathan Hille is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sheelpa P. Brown

Executive Officer · 4 shared filings (3 issuers) · also on 44 other issuers

Sheelpa P. Brown is on 47 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Ankit Patel

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as James Dunn. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Sigmund

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as James Dunn. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Darrell Cronk

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as James Dunn. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

George Schaeffer

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Dunn. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen L. Golding

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Dunn. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Coltrin

Executive Officer · 1 shared filing (1 issuer) · also on 120 other issuers

Rob Coltrin is on 121 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brigid Breen

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as James Dunn. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jack McMinn

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Dunn. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Britta Perkio

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James Dunn. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J. Mavico

Executive Officer · 1 shared filing (1 issuer) · also on 72 other issuers

Daniel J. Mavico is on 73 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Perkio Taback

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James Dunn. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Mavico

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Daniel Mavico is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Alternative

115 issuers · 433 filings · $4.56B reported sold · 2009–2021

One team, 115 deal companies. James Dunn is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Dunn.

Sponsor group

Agility Comprehensive

3 issuers · 45 filings · $8.1B reported sold · 2009–2026

One team, 3 deal companies. James Dunn is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Dunn.

Sponsor group

Ft Vest

43 issuers · 174 filings · $7.29B reported sold · 2011–2026

One team, 43 deal companies. James Dunn is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Dunn.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Agility Multi-Asset Income Fund, Corbin Multi-Strategy Fund, LLC, GAI Aurora Opportunities Fund, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Dunn by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Dunn is listed on: none on file. No website or social profile named in GAI Mesirow Insight Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #308,792 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Charlotte, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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