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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:03 AM ET

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GS
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Gregory Sigmund

Named as an officer, director or promoter on SEC Form D filings · NC · Aug 16, 2017 → Sep 25, 2018

2deals (issuers)
$1.14Breported sold
4,429investors
3Form D filings
2017–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:39 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gregory Sigmund is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Aug 2017 and Sep 2018: Agility Multi-Asset Income Fund (Milwaukee, WI — pooled investment fund — 2017–2018; $742.9M reported sold to 2,853 investors) and Corbin Multi-Strategy Fund, LLC (Milwaukee, WI — pooled investment fund — 2018; $398.3M reported sold to 1,576 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $1.14B sold in total.

Listed alongside Adam I. Taback (3 shared filings), Darrell Cronk (3 shared filings), Dennis Schmal (3 shared filings), James Dean (3 shared filings), James Dunn (3 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gregory. Each name links to their own page.

The issuers belong to 2 sponsor groups: Agility Comprehensive (3 issuers, $8.1B reported sold, 2009–2026) and Ft Vest (43 issuers, $7.29B reported sold, 2011–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 15 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Gregory Sigmund and found 9 differences, 5 worth asking the sponsor about: Investor count went down between filings; Gregory Sigmund is no longer listed on the Aug 5, 2019 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gregory Sigmund has not run yet — it is joining a line of 5,364 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

15 cases: 5 closed (disposition not in docket feed), 8 dismissed, 2 judgment

SIGMUND v. STATE FARM INSURANCE COMPANY closed
District Court, E.D. Pennsylvania · No. 2:22-cv-03399 · Filed Aug 25, 2022 · Closed Apr 20, 2023
Role of SIGMUND: Plaintiff · Outcome: Terminated 2023-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in PA (not a filing state)
Sigmund v. Johnson & Johnson Inc closed
District Court, N.D. Texas · No. 3:18-cv-00407 · Filed Feb 16, 2018 · Closed Sep 7, 2021 · Nature of suit: 367 Health care / pharm
Role of Sigmund: Plaintiff · Outcome: Terminated 2021-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in TX (not a filing state)
SIGMUND v. TRANSWORLD SYSTEMS, INC. dismissed
District Court, E.D. Pennsylvania · No. 2:15-cv-00463 · Filed Jan 30, 2015 · Closed Sep 2, 2015 · Nature of suit: 890 Other Statutes: Other Statutory Actions · Cause: 15:1692 Fair Debt Collection Act
Role of SIGMUND: Plaintiff · Outcome: Terminated 2015-09-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in PA (not a filing state)
Sigmund Cohn Corp. v. Marshall Engineering, Inc. dismissed
District Court, S.D. New York · No. 7:12-cv-08053 · Filed Nov 5, 2012 · Closed Jul 1, 2013 · Nature of suit: 190 Other contract actions
Role of Sigmund Cohn Corp.: Plaintiff · Outcome: Terminated 2013-07-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
Behavioral Healthcare Center at Martin, LLC v. Sigmund Software, LLC dismissed
District Court, W.D. Tennessee · No. 1:12-cv-02494 · Filed Jun 22, 2012 · Closed Nov 21, 2012 · Nature of suit: 370 Other fraud
Role of Sigmund Software, LLC: Defendant · Outcome: Terminated 2012-11-21 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in TN (not a filing state)
Behavioral Healthcare Center at Martin, LLC v. Sigmund Software, LLC closed
District Court, W.D. Tennessee · No. 2:12-cv-02494 · Filed Jun 22, 2012 · Closed Jun 29, 2012 · Nature of suit: 370 Other fraud
Role of Sigmund Software, LLC: Defendant · Outcome: Terminated 2012-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in TN (not a filing state)
Custom Chip Connections, Inc. v. Sigmund Cohn Corp dismissed
District Court, N.D. Alabama · No. 5:06-cv-01343 · Filed Jul 12, 2006 · Closed Oct 25, 2006 · Nature of suit: 190 Other contract actions
Role of Sigmund Cohn Corp: Defendant · Outcome: Terminated 2006-10-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in AL (not a filing state)
Sigmund Cohn Corp. v. Scotia Mocatta, A Division of The Bank of Nova Scotia dismissed
District Court, S.D. New York · No. 1:05-cv-02918 · Filed Mar 16, 2005 · Closed Dec 20, 2006 · Nature of suit: 190 Other contract actions
Role of Sigmund Cohn Corp.: Plaintiff · Outcome: Terminated 2006-12-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
SIGMUND v. K HOVNANIAN PORT IMPERIAL URBAN RENEWAL INC dismissed
District Court, D. New Jersey · No. 2:04-cv-01913 · Filed Apr 23, 2004 · Closed Sep 30, 2005 · Nature of suit: 380 Other personal property damage
Role of SIGMUND: Plaintiff · Outcome: Terminated 2005-09-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in NJ (not a filing state)
Thompson v. Bill and Vi Sigmund Foundation judgment
District Court, E.D. Michigan · No. 2:04-cv-71031 · Filed Mar 19, 2004 · Closed May 10, 2004 · Nature of suit: 190 Other contract actions
Role of Bill and Vi Sigmund Foundation: Defendant · Outcome: Terminated 2004-05-10 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in MI (not a filing state)
Sigmund Cohn Corp. v. District No. 15 judgment
District Court, E.D. New York · No. 1:91-cv-02691 · Filed Jul 19, 1991 · Closed Oct 29, 1992 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Sigmund Cohn Corp.: Plaintiff · Outcome: Terminated 1992-10-29 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
Bell Savings Bank Pa v. Sigmund Jaron dismissed
District Court, D. New Jersey · No. 2:90-cv-00723 · Filed Feb 23, 1990 · Closed Jun 28, 1991 · Nature of suit: 470 Civil (RICO)
Role of Sigmund Jaron: Defendant · Outcome: Terminated 1991-06-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in NJ (not a filing state)
Sigmund v. Celotex Corp. closed
District Court, S.D. New York · No. 1:89-cv-06785 · Filed Oct 13, 1989 · Closed Aug 14, 1991
Role of Sigmund: Plaintiff · Outcome: Terminated 1991-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
Sigmund v. Celotex Corp. closed
District Court, E.D. New York · No. 1:89-cv-01942 · Filed Jun 12, 1989 · Closed Oct 31, 1991
Role of Sigmund: Plaintiff · Outcome: Terminated 1991-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
Schuck v. Sigmund London, Inc. dismissed
District Court, E.D. New York · No. 1:88-cv-03597 · Filed Nov 15, 1988 · Closed Sep 24, 1991 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Sigmund London, Inc.: Defendant · Outcome: Terminated 1991-09-24 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gregory Sigmund..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Sigmund Issic Johnson and Tiffany Josette Thompson-Johnson closed
United States Bankruptcy Court, E.D. North Carolina · No. 14-05980 · Filed Oct 14, 2014 · Closed Mar 12, 2019
Role of Sigmund Issic Johnson and Tiffany Josette Thompson-Johnson: Debtor · Outcome: Case closed 2019-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in the person's filing state (NC)
Daniel Sigmund Gorski and Kristi Ann Gorski closed
United States Bankruptcy Court, E.D. North Carolina · No. 11-07954 · Filed Oct 18, 2011 · Closed Jan 23, 2012
Role of Daniel Sigmund Gorski and Kristi Ann Gorski: Debtor · Outcome: Case closed 2012-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); different first name (daniel); court in the person's filing state (NC)
Morris v. Sigmund Energy LLC closed
United States Bankruptcy Court, D. Kansas · No. 07-05057 · Filed Jan 30, 2007 · Closed Jan 18, 2008
Role of Sigmund Energy LLC: Defendant · Outcome: Case closed 2008-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in KS (not a filing state)
Sigmund M Smith and Lois Kelly Smith closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-22606 · Filed Apr 24, 2001 · Closed Aug 28, 2001
Role of Sigmund M Smith and Lois Kelly Smith: Debtor · Outcome: Case closed 2001-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 57 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Gregory Sigmund — 5 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Sep 25, 2018 – Aug 5, 2019

Investor count went down between filings — Agility Multi-Asset Income Fund

The Sep 25, 2018 filing reports 2,613 investors; the Aug 5, 2019 Form D/A reports 1,225 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Sep 25, 2018 ↗Form D/A (later) · Aug 5, 2019 ↗Agility Multi-Asset Income Fund — PartnerFacts page ↗
Sources
Worth asking · Sep 25, 2018 – Jul 18, 2019

Investor count went down between filings — Corbin Multi-Strategy Fund, LLC

The Sep 25, 2018 filing reports 1,576 investors; the Jul 18, 2019 Form D/A reports 781 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Sep 25, 2018 ↗Form D/A (later) · Jul 18, 2019 ↗Corbin Multi-Strategy Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Aug 16, 2017 – Sep 25, 2018

Investor count went down between filings — Agility Multi-Asset Income Fund

The Aug 16, 2017 filing reports 2,853 investors; the Sep 25, 2018 Form D/A reports 2,613 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 16, 2017 ↗Form D/A (later) · Sep 25, 2018 ↗Agility Multi-Asset Income Fund — PartnerFacts page ↗
Sources
Worth asking · Sep 25, 2018 – Aug 5, 2019

Gregory Sigmund is no longer listed on the Aug 5, 2019 amendment — Agility Multi-Asset Income Fund

Gregory Sigmund appears on the Sep 25, 2018 Form D/A (executive officer) but not on the Aug 5, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 25, 2018 ↗Form D/A · Aug 5, 2019 ↗Gregory Sigmund — PartnerFacts page ↗Agility Multi-Asset Income Fund — PartnerFacts page ↗
Sources
Worth asking · Sep 25, 2018 – Jul 18, 2019

Gregory Sigmund is no longer listed on the Jul 18, 2019 amendment — Corbin Multi-Strategy Fund, LLC

Gregory Sigmund appears on the Sep 25, 2018 Form D/A (executive officer) but not on the Jul 18, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 25, 2018 ↗Form D/A · Jul 18, 2019 ↗Gregory Sigmund — PartnerFacts page ↗Corbin Multi-Strategy Fund, LLC — PartnerFacts page ↗
Sources
Note · Sep 25, 2018 – Aug 5, 2019

Address moved from Charlotte, NC to Milwaukee, WI — Agility Multi-Asset Income Fund

The people listed on the Sep 25, 2018 filing give Charlotte, NC; on the Aug 5, 2019 filing they give Milwaukee, WI. The address now on file (C/O Umb Fund Services, Inc., 235 West Galena Street, Milwaukee, WI) is a registered-agent or shared-office address used by 28 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Sep 25, 2018 ↗Form D/A · Aug 5, 2019 ↗Agility Multi-Asset Income Fund — PartnerFacts page ↗
Sources
Note · Sep 25, 2018 – Jul 18, 2019

Address moved from Charlotte, NC to Milwaukee, WI — Corbin Multi-Strategy Fund, LLC

The people listed on the Sep 25, 2018 filing give Charlotte, NC; on the Jul 18, 2019 filing they give Milwaukee, WI. The address now on file (C/O Umb Fund Services, Inc., 235 West Galena Street, Milwaukee, WI) is a registered-agent or shared-office address used by 28 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Sep 25, 2018 ↗Form D/A · Jul 18, 2019 ↗Corbin Multi-Strategy Fund, LLC — PartnerFacts page ↗
Sources
Note · Sep 25, 2018 – Jul 18, 2019

Minimum investment changed between filings — Corbin Multi-Strategy Fund, LLC

The Sep 25, 2018 filing lists a minimum of $50,000; the Jul 18, 2019 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 25, 2018 ↗Form D/A (later) · Jul 18, 2019 ↗Corbin Multi-Strategy Fund, LLC — PartnerFacts page ↗
Sources
Note · Aug 26, 2016 – Aug 16, 2017

Minimum investment changed between filings — Agility Multi-Asset Income Fund

The Aug 26, 2016 filing lists a minimum of $50,000; the Aug 16, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 26, 2016 ↗Form D/A (later) · Aug 16, 2017 ↗Agility Multi-Asset Income Fund — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $1,226,225; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 25, 2018 D/A
Agility Multi-Asset Income Fund
File 021-147327
$970,880 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Sep 25, 2018 D/A
Corbin Multi-Strategy Fund, LLC
File 021-153431
$255,345 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Gregory Sigmund on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CM
Pooled Investment Fund · group: Ft Vest

Corbin Multi-Strategy Fund, LLC

Milwaukee, WI · Sep 25, 2018
  • Sep 25, 2018 · D/A · $292,234,054 sold of Indefinite · 1,576 investors · min. $50,000 · role: Executive Officer (Chief Operating Officer of the Investment Adviser of the Issuer) EDGAR ↗

Raised $398.3M from 1,576 investors as of the latest filing. Gregory is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Agility Comprehensive

Agility Multi-Asset Income Fund

Milwaukee, WI · Aug 16, 2017 → Sep 25, 2018 · 2 filings
  • Sep 25, 2018 · D/A · $687,857,623 sold of Indefinite · 2,613 investors · min. $25,000 · role: Executive Officer (Chief Operating Officer of the Investment Adviser of the Issuer) EDGAR ↗
  • Aug 16, 2017 · D/A · $655,395,283 sold of Indefinite · 2,853 investors · min. $25,000 · role: Executive Officer (Chief Operating Officer of the Investment Adviser of the Issuer) EDGAR ↗

Raised $742.9M from 2,853 investors as of the latest filing. Gregory is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Gregory 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WF
Management entity

Wells Fargo Investment Institute, Inc.

Promoter · 3 shared filings (2 issuers) · also on 87 other issuers

Wells Fargo Investment Institute, Inc. is on 89 issuers in total — a repeat sponsor. Their page lists every one.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Nicolosi

Executive Officer · 3 shared filings (2 issuers) · also on 110 other issuers

Sean Nicolosi is on 112 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Dean

Director · 3 shared filings (2 issuers) · also on 6 other issuers

James Dean is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hille

Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Gregory Sigmund. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Hook

Director · 3 shared filings (2 issuers) · also on 6 other issuers

Jonathan Hook is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Roman

Executive Officer · 3 shared filings (2 issuers) · also on 131 other issuers

Michael Roman is on 133 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Schmal

Director · 3 shared filings (2 issuers) · also on 6 other issuers

Dennis Schmal is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Darrell Cronk

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Gregory Sigmund. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam I. Taback

Executive Officer, Director · 3 shared filings (2 issuers) · also on 49 other issuers

Adam I. Taback is on 51 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Dunn

Director · 3 shared filings (2 issuers) · also on 6 other issuers

James Dunn is on 8 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Britta Perkio Patterson

Executive Officer · 2 shared filings (2 issuers) · also on 125 other issuers

Britta Perkio Patterson is on 127 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

George Schaeffer

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Gregory Sigmund. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Golding

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Stephen Golding is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Coltrin

Executive Officer · 1 shared filing (1 issuer) · also on 120 other issuers

Rob Coltrin is on 121 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen I. Golding

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gregory Sigmund. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brigid Breen

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gregory Sigmund. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jack McMinn

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gregory Sigmund. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Britta Perkio

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Gregory Sigmund. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J. Mavico

Executive Officer · 1 shared filing (1 issuer) · also on 72 other issuers

Daniel J. Mavico is on 73 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Mavico

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Daniel Mavico is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

AC
Sponsor group

Agility Comprehensive

3 issuers · 45 filings · $8.1B reported sold · 2009–2026

One team, 3 deal companies. Gregory Sigmund is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gregory Sigmund.

FV
Sponsor group

Ft Vest

43 issuers · 174 filings · $7.29B reported sold · 2011–2026

One team, 43 deal companies. Gregory Sigmund is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gregory Sigmund.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 2 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Agility Multi-Asset Income Fund, Corbin Multi-Strategy Fund, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gregory Sigmund by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gregory Sigmund is listed on: none on file. No website or social profile named in Agility Multi-Asset Income Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #94,570 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Milwaukee, WI). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗Wisconsin state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗Wisconsin Secretary of State business search ↗OpenCorporates ↗

Change history

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