Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:46 AM ET

Sponsor Check › Person

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James McDonnell

Named as an officer, director or promoter on SEC Form D filings · IL · Aug 15, 2018 → Jul 28, 2026

2deals (issuers)

$10.2Mreported sold

30investors

8Form D filings

2018–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:42 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James McDonnell is listed as an executive officer and director on 8 SEC Form D filings by 2 issuers between Aug 2018 and Jul 2026: Pharmazz, Inc. (Willowbrook, IL — pharmaceuticals — 2021–2026; $10M reported sold to 28 investors) and RECEPTOR CAPITAL LLC (Chicago, IL — pooled investment fund — 2018; $200K reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $10.2M sold in total.

Listed alongside Anil Gulati (7 shared filings), David Costello (7 shared filings), Sunil Gulati (7 shared filings), Dharminder Marwah (6 shared filings), Daniel Stauder (4 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 27 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for James McDonnell and found 8 differences, 1 worth asking the sponsor about: Form D filed 212 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James McDonnell has not run yet — it is joining a line of 60,618 names; searches run around the clock at the hosts' allowed rate. Searched so far: 700 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:42 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James McDonnell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 1 open, 26 closed (disposition not in docket feed)

James McDonnell open

United States Bankruptcy Court, N.D. Ohio · No. 23-11728 · Filed May 24, 2023

Role of James McDonnell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

James F. McDonnell, Jr. closed

United States Bankruptcy Court, D. Massachusetts · No. 19-11606 · Filed May 9, 2019 · Closed Aug 15, 2019

Role of James F. McDonnell, Jr.: Debtor · Outcome: Case closed 2019-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

James McDonnell closed

United States Bankruptcy Court, D. New Jersey · No. 17-30061 · Filed Oct 3, 2017 · Closed Jan 17, 2018

Role of James McDonnell: Debtor · Outcome: Case closed 2018-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James J McDonnell closed

United States Bankruptcy Court, E.D. New York · No. 8-16-72888 · Filed Jun 28, 2016 · Closed Oct 5, 2016

Role of James J McDonnell: Debtor · Outcome: Case closed 2016-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

James B McDonnell closed

United States Bankruptcy Court, E.D. New York · No. 8-13-72523 · Filed May 10, 2013 · Closed Aug 21, 2013

Role of James B McDonnell: Debtor · Outcome: Case closed 2013-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

James J McDonnell closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 10-14490 · Filed May 28, 2010 · Closed Nov 19, 2010

Role of James J McDonnell: Debtor · Outcome: Case closed 2010-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James A. McDonnell closed

United States Bankruptcy Court, E.D. Kentucky · No. 10-51544 · Filed May 7, 2010 · Closed Aug 30, 2010

Role of James A. McDonnell: Debtor · Outcome: Case closed 2010-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)

James J McDonnell closed

United States Bankruptcy Court, E.D. Missouri · No. 10-41221 · Filed Feb 15, 2010 · Closed Jun 9, 2010

Role of James J McDonnell: Debtor · Outcome: Case closed 2010-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)

James R McDonnell closed

United States Bankruptcy Court, W.D. Washington · No. 09-23298 · Filed Dec 17, 2009 · Closed Apr 29, 2010

Role of James R McDonnell: Debtor · Outcome: Case closed 2010-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

James P. McDonnell closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 05-22400 · Filed Mar 3, 2005 · Closed Jul 11, 2005

Role of James P. McDonnell: Debtor · Outcome: Case closed 2005-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James McDonnell closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 04-13188 · Filed Mar 4, 2004 · Closed Apr 12, 2004

Role of James McDonnell: Debtor · Outcome: Case closed 2004-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James F. McDonnell closed

United States Bankruptcy Court, D. Massachusetts · No. 03-16190 · Filed Jul 22, 2003 · Closed Nov 26, 2003

Role of James F. McDonnell: Debtor · Outcome: Case closed 2003-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

James J. McDonnell and Mary McDonnell closed

United States Bankruptcy Court, D. New Jersey · No. 01-38310 · Filed Jul 19, 2001 · Closed Nov 16, 2001

Role of James J. McDonnell and Mary McDonnell: Debtor · Outcome: Case closed 2001-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James G. McDonnell closed

United States Bankruptcy Court, W.D. Tennessee · No. 00-33482 · Filed Oct 25, 2000 · Closed Aug 19, 2005

Role of James G. McDonnell: Debtor · Outcome: Case closed 2005-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

James McDonnell closed

United States Bankruptcy Court, D. New Jersey · No. 99-63325 · Filed Nov 30, 1999 · Closed Mar 6, 2000

Role of James McDonnell: Debtor · Outcome: Case closed 2000-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James J. McDonnell and Lisa M. McDonnell closed

United States Bankruptcy Court, N.D. California · No. 99-32007 · Filed Jun 14, 1999 · Closed Sep 23, 1999

Role of James J. McDonnell and Lisa M. McDonnell: Debtor · Outcome: Case closed 1999-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

James P. McDonnell and Theresa A. McDonnell closed

United States Bankruptcy Court, D. Connecticut · No. 98-22574 · Filed Jun 9, 1998 · Closed Nov 12, 1998

Role of James P. McDonnell and Theresa A. McDonnell: Debtor · Outcome: Case closed 1998-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)

James J. McDonnell and Lynne M. McDonnell closed

United States Bankruptcy Court, D. Connecticut · No. 98-21315 · Filed Mar 27, 1998 · Closed Jul 29, 1998

Role of James J. McDonnell and Lynne M. McDonnell: Debtor · Outcome: Case closed 1998-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)

James A. McDonnell closed

United States Bankruptcy Court, E.D. Michigan · No. 98-42263 · Filed Feb 6, 1998 · Closed Jul 17, 1998

Role of James A. McDonnell: Debtor · Outcome: Case closed 1998-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James A. McDonnell closed

United States Bankruptcy Court, E.D. Michigan · No. 97-57848 · Filed Oct 22, 1997 · Closed May 1, 1998

Role of James A. McDonnell: Debtor · Outcome: Case closed 1998-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James P. McDonnell closed

United States Bankruptcy Court, D. Massachusetts · No. 95-17767 · Filed Nov 16, 1995 · Closed Feb 20, 1996

Role of James P. McDonnell: Debtor · Outcome: Case closed 1996-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

James P. McDonnell closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 94-16388 · Filed Sep 28, 1994 · Closed Feb 29, 1996

Role of James P. McDonnell: Debtor · Outcome: Case closed 1996-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James E. McDonnell and Cheryl A. McDonnell closed

United States Bankruptcy Court, D. Connecticut · No. 93-23209 · Filed Aug 17, 1993 · Closed Dec 3, 1993

Role of James E. McDonnell and Cheryl A. McDonnell: Debtor · Outcome: Case closed 1993-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)

James R. McDonnell and Katherine J. McDonnell closed

United States Bankruptcy Court, D. Massachusetts · No. 92-40300 · Filed Feb 4, 1992 · Closed Jul 14, 1992

Role of James R. McDonnell and Katherine J. McDonnell: Debtor · Outcome: Case closed 1992-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

James E. McDonnell and Cheryl A. McDonnell closed

United States Bankruptcy Court, D. Connecticut · No. 92-20066 · Filed Jan 9, 1992 · Closed May 7, 1993

Role of James E. McDonnell and Cheryl A. McDonnell: Debtor · Outcome: Case closed 1993-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)

James F. McDonnell closed

United States Bankruptcy Court, S.D. Florida. · No. 91-13025 · Filed Jun 26, 1991 · Closed Oct 28, 1991

Role of James F. McDonnell: Debtor · Outcome: Case closed 1991-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

James J. Mcdonnell and Donna R. Mcdonnel closed

United States Bankruptcy Court, M.D. Florida · No. 6:91-bk-02935 · Filed Jun 5, 1991 · Closed Jan 13, 1992

Role of James J. Mcdonnell and Donna R. Mcdonnel: Debtor · Outcome: Case closed 1992-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for James McDonnell — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Jul 3, 1996 – Feb 24, 1997

Bankruptcy case: AT&T Universal Card Services Corp v. Stauder — filed Jul 3, 1996

United States Bankruptcy Court, S.D. Illinois docket "AT&T Universal Card Services Corp v. Stauder" filed Jul 3, 1996, closed Feb 24, 1997. Daniel Stauder (listed on the same filings) is listed as Defendant ("Stauder"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Illinois ↗Daniel Stauder — PartnerFacts page ↗

Sources

Note · Aug 15, 2018

James McDonnell appears on 1 deal that stopped filing before reaching its target

RECEPTOR CAPITAL LLC (last filing Aug 15, 2018; $200,000 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

RECEPTOR CAPITAL LLC — PartnerFacts page ↗

Sources

RECEPTOR CAPITAL LLC — PartnerFacts page ↗ (Aug 15, 2018)

Worth asking · Oct 18, 2022 – May 18, 2023

Form D filed 212 days after the first sale — Pharmazz, Inc.

The filing says the first sale was Oct 18, 2022. The Form D was filed May 18, 2023 — 212 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 197 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 18, 2023 ↗Pharmazz, Inc. — PartnerFacts page ↗

Sources

Form D · May 18, 2023 ↗ (May 18, 2023)
Pharmazz, Inc. — PartnerFacts page ↗ (Jul 28, 2026)

Note · Apr 12, 2021 – Apr 29, 2021

Form D filed 17 days after the first sale — Pharmazz, Inc.

The filing says the first sale was Apr 12, 2021. The Form D was filed Apr 29, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 29, 2021 ↗Pharmazz, Inc. — PartnerFacts page ↗

Sources

Form D · Apr 29, 2021 ↗ (Apr 29, 2021)
Pharmazz, Inc. — PartnerFacts page ↗ (Jul 28, 2026)

Note · Aug 2, 2018 – Jun 11, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Pharmazz, Inc. (latest filing Jun 11, 2025) · No amendment in the last 12 months on an offering that may still be open — Pharmazz, Inc. (latest filing Feb 16, 2024) · No amendment in the last 12 months on an offering that may still be open — Pharmazz, Inc. (latest filing Nov 2, 2023) · No amendment in the last 12 months on an offering that may still be open — Pharmazz, Inc. (latest filing May 18, 2023) · No amendment in the last 12 months on an offering that may still be open — RECEPTOR CAPITAL LLC (latest filing Aug 15, 2018)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 11, 2025 ↗Pharmazz, Inc. — PartnerFacts page ↗Form D · Feb 16, 2024 ↗Form D · Nov 2, 2023 ↗

Sources

Form D · Jun 11, 2025 ↗ (Jun 11, 2025)
Pharmazz, Inc. — PartnerFacts page ↗ (Jul 28, 2026)
Form D · Feb 16, 2024 ↗ (Feb 16, 2024)
Form D · Nov 2, 2023 ↗ (Nov 2, 2023)
Form D · May 18, 2023 ↗ (May 18, 2023)
Form D · Aug 15, 2018 ↗ (Aug 15, 2018)
RECEPTOR CAPITAL LLC — PartnerFacts page ↗ (Aug 15, 2018)

Note · Apr 29, 2021 – May 18, 2023

Offering amount changed between filings — Pharmazz, Inc.

The Apr 29, 2021 filing says $5,000,000 offered; the May 18, 2023 Form D/A says $5,450,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 29, 2021 ↗Form D/A (later) · May 18, 2023 ↗Pharmazz, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Apr 29, 2021 ↗ (Apr 29, 2021)
Form D/A (later) · May 18, 2023 ↗ (May 18, 2023)
Pharmazz, Inc. — PartnerFacts page ↗ (Jul 28, 2026)

Note · Feb 16, 2018 – Nov 25, 2024

Same name, different state: "JAMES MCDONNELL" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "JAMES MCDONNELL" with address state CA, is listed on 5 filings — most recently by Cyngn Inc. (Nov 25, 2024). Both records have filings in the same period (Aug 15, 2018 to Nov 25, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JAMES MCDONNELL (CA) — PartnerFacts page ↗Form D · Nov 25, 2024 ↗Cyngn Inc. — PartnerFacts page ↗James McDonnell (IL) — this page ↗

Sources

JAMES MCDONNELL (CA) — PartnerFacts page ↗ (Nov 25, 2024)
Form D · Nov 25, 2024 ↗ (Nov 25, 2024)
Cyngn Inc. — PartnerFacts page ↗ (Nov 25, 2024)
James McDonnell (IL) — this page ↗ (Jul 28, 2026)

Note · Dec 24, 2012

Same name, different state: "James E. McDonnell" (NC) is a separate record

This page covers filings where the address state is IL. A separate record, "James E. McDonnell" with address state NC, is listed on 1 filing — most recently by Balsam Mountain Group, LLC (Dec 24, 2012). The two records do not overlap in time: this page runs Aug 15, 2018 to Jul 28, 2026; the other has one filing dated Dec 24, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James E. McDonnell (NC) — PartnerFacts page ↗Form D · Dec 24, 2012 ↗Balsam Mountain Group, LLC — PartnerFacts page ↗James McDonnell (IL) — this page ↗

Sources

James E. McDonnell (NC) — PartnerFacts page ↗ (Dec 24, 2012)
Form D · Dec 24, 2012 ↗ (Dec 24, 2012)
Balsam Mountain Group, LLC — PartnerFacts page ↗ (Dec 24, 2012)
James McDonnell (IL) — this page ↗ (Jul 28, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jul 28, 2026 D Pharmazz, Inc. File 021-592347	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 11, 2025 D Pharmazz, Inc. File 021-548644	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 16, 2024 D Pharmazz, Inc. File 021-505524	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 2, 2023 D Pharmazz, Inc. File 021-496304	$0	$0	$0	None listed on this filing	EDGAR ↗
May 18, 2023 D/A Pharmazz, Inc. File 021-397681	$0	$0	$0	None listed on this filing	EDGAR ↗
May 18, 2023 D Pharmazz, Inc. File 021-482042	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 15, 2018 D RECEPTOR CAPITAL LLC File 021-319345	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named James McDonnell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

Pharmazz, Inc.

Willowbrook, IL · Apr 29, 2021 → Jul 28, 2026 · 7 filings

Jul 28, 2026 · D · $250,000 sold of $3,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 11, 2025 · D · $10,037,500 sold of $25,037,500 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Feb 16, 2024 · D · $150,000 sold of $6,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 2, 2023 · D · $450,000 sold of $15,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
May 18, 2023 · D · $2,300,000 sold of $6,550,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
May 18, 2023 · D/A · $5,450,000 sold of $5,450,000 · 28 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 29, 2021 · D · $250,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 28 investors (100% of the $3.5M target) as of the latest filing. James is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

RECEPTOR CAPITAL LLC

Chicago, IL · Aug 15, 2018

Aug 15, 2018 · D · $200,000 sold of $20,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Manager of the LLC) EDGAR ↗

Raised $200K from 2 investors (1% of the $20M target) as of the latest filing. James is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

JAMES MCDONNELL — CA, 2 issuers, Feb 16, 2018 → Nov 25, 2024 · no shared issuer
James E. McDonnell — NC, 1 issuer, Dec 24, 2012 → Dec 24, 2012 · no shared issuer

People around James 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Sunil Gulati

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Anil Gulati

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Costello

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dharminder Marwah

Director, Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel Stauder

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jane Kiernan

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ajit Srimal

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher Robling

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Guru Reddy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Atul Raut

Director · 1 shared filing (1 issuer)

Listed on the same filings as James McDonnell. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James McDonnell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James McDonnell is listed on: none on file. No website or social profile named in Pharmazz, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #15,609 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Willowbrook, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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James McDonnell

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: AT&T Universal Card Services Corp v. Stauder — filed Jul 3, 1996

James McDonnell appears on 1 deal that stopped filing before reaching its target

Form D filed 212 days after the first sale — Pharmazz, Inc.

Form D filed 17 days after the first sale — Pharmazz, Inc.

5 offerings have no amendment in the last 12 months and may still be open

Offering amount changed between filings — Pharmazz, Inc.

Same name, different state: "JAMES MCDONNELL" (CA) is a separate record

Same name, different state: "James E. McDonnell" (NC) is a separate record

5. Money to insiders

Deals 2

People around James 10

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person