Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NV · Aug 13, 2009 → Sep 10, 2009
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
James M. Smith is listed as a director on 2 SEC Form D filings by 2 issuers between Aug 2009 and Sep 2009: BC Gas Recovery JV Two, LLC (Mesquite, NV — oil and gas — 2009; $2.38M reported sold to 19 investors) and BC Gas Recovery JV Three, LLC (Mesquite, NV — oil and gas — 2009; $1.48M reported sold to 19 investors).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $3.85M sold in total.
Listed alongside Jeff McIntyre (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
All 2 issuers belong to the sponsor group Bc Gas Recovery (2 issuers, $3.85M reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Bc Gas Recovery has 2 companies on file and $3.85M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 3 SEC releases, 1 bankruptcy case matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for James M. Smith and found 12 differences, 5 worth asking the sponsor about: Regulator action: James Barlow Smith (Dec 18, 2006); Regulator action: James Barlow Smith, et al. (Dec 18, 2006); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for James M. Smith has not run yet — it is joining a line of 20,550 names; searches run around the clock at the hosts' allowed rate. Searched so far: 311 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 closed (disposition not in docket feed)
Consumer Credit· Cause:
28:1441 Petition for Removal- Auto Negligence
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
3 SEC releases
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James M. Smith..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).
1 case: 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
12 differences found between the filings for James M. Smith — 5 worth asking about (compared 2 filings on Oct 24, 2026)
A ap release dated Dec 18, 2006 names James M. Smith. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Dec 18, 2006 names James M. Smith. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The Aug 13, 2009 Form D reports $1,478,200 sold and $1,400,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "organization fees".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The Sep 10, 2009 Form D reports $2,375,000 sold and $365,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "organization fees".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The filing says the first sale was May 9, 2008. The Form D was filed Sep 10, 2009 — 489 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 474 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Feb 6, 2009. The Form D was filed Aug 13, 2009 — 188 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 173 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The latest filing for this offering is dated Aug 13, 2009 (first sale Feb 6, 2009). It reports $1,478,200 sold of $2,900,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
This page covers filings where the address state is NV. A separate record, "James Smith" with address state CO, is listed on 8 filings — most recently by INVI Mindhealth, Inc. (Jul 30, 2026). The two records do not overlap in time: this page runs Aug 13, 2009 to Sep 10, 2009; the other runs Oct 8, 2010 to Jul 30, 2026.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NV. A separate record, "James Smith" with address state TX, is listed on 6 filings — most recently by Sano Chemicals Inc (May 16, 2024). The two records do not overlap in time: this page runs Aug 13, 2009 to Sep 10, 2009; the other runs Jan 8, 2013 to May 16, 2024.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NV. A separate record, "James Smith" with address state VA, is listed on 2 filings — most recently by Integrated Energy Solutions, LLC (May 10, 2013). The two records do not overlap in time: this page runs Aug 13, 2009 to Sep 10, 2009; the other runs May 27, 2010 to May 10, 2013.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NV. A separate record, "James Smith" with address state NJ, is listed on 3 filings — most recently by Mantara Inc (Jul 17, 2012). The two records do not overlap in time: this page runs Aug 13, 2009 to Sep 10, 2009; the other runs Jul 20, 2010 to Jul 17, 2012.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NV. A separate record, "James Smith" with address state OR, is listed on 1 filing — most recently by ResCom Capital Fund, LLC (Oct 13, 2009). The two records do not overlap in time: this page runs Aug 13, 2009 to Sep 10, 2009; the other has one filing dated Oct 13, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 2 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $1,765,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Sep 10, 2009 D BC Gas Recovery JV Two, LLC File 021-134293 | $0 | $0 | $365,000 (est.) organization fees | None listed on this filing | EDGAR ↗ |
| Aug 13, 2009 D BC Gas Recovery JV Three, LLC File 021-133637 | $0 | $0 | $1,400,000 (est.) organization fees | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named James M. Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $2.38M from 19 investors (100% of the $2.38M target) as of the latest filing. James is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1.48M from 19 investors (51% of the $2.9M target) as of the latest filing. James is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as James M. Smith. Their page shows their other deals.
One team, 2 deal companies. James M. Smith is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James M. Smith.
None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to James M. Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.
Websites and social links of the issuers James M. Smith is listed on: none on file. No website or social profile named in BC Gas Recovery JV Two, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #369,103 of 374,652 in line (481 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Mesquite, NV). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when James M. Smith appears on a new Form D, or when a court case or SEC action is matched to them. See plans →