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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:56 AM ET

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JM
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James M. Mitchell

Named as an officer, director or promoter on SEC Form D filings · TX · Nov 29, 2017 → Nov 29, 2017

1deal (issuers)
$98.3Mreported sold
114investors
1Form D filing
2017year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James M. Mitchell is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Nov 2017: GULFMARK OFFSHORE INC (Houston, TX — oil and gas — 2017; $98.3M reported sold to 114 investors).

What this means One deal on file with the SEC, filed Nov 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Domenic DiPiero (1 shared filing), Gene Davis (1 shared filing), Ken Traub (1 shared filing), Krishna Shivram (1 shared filing), Louis Raspino (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 1 state regulator order, 6 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for James M. Mitchell and found 5 differences: Same name, different state: "James Mitchell" (MA) is a separate record; Same name, different state: "James Mitchell" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James M. Mitchell has not run yet — it is joining a line of 1,932 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Action filed AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Jun 18, 2026 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · eDocket 29988 ↗ · Parties (regulator's caption): James P. Mitchell; CRES Global Holdings, L.L.C.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 14 people with this name in Form D filings; regulator in AZ (not a filing state); middle initial differs
Ralph K. Ungermann, Alan J. McMillan, and James O. Mitchell Litigation release
SEC · Dec 2, 2002 · Parties as named in the release: Ralph K. Ungermann, Alan J. McMillan, and James O. Mitchell Read the release ↗
same full name in the release title; 14 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James M. Mitchell..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

James R. Mitchell closed
United States Bankruptcy Court, N.D. Texas · No. 12-44164 · Filed Jul 27, 2012 · Closed Feb 14, 2017
Role of James R. Mitchell: Debtor · Outcome: Case closed 2017-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1436 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
James Mitchell and Mandy Mitchell closed
United States Bankruptcy Court, E.D. Texas · No. 12-60010 · Filed Jan 2, 2012 · Closed Jun 24, 2013
Role of James Mitchell and Mandy Mitchell: Debtor · Outcome: Case closed 2013-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1436 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX)
James D Mitchell and Jean M Mitchell closed
United States Bankruptcy Court, W.D. Texas · No. 11-60291 · Filed Mar 15, 2011 · Closed Jul 1, 2011
Role of James D Mitchell and Jean M Mitchell: Debtor · Outcome: Case closed 2011-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1436 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
James Mitchell closed
United States Bankruptcy Court, E.D. Texas · No. 10-50269 · Filed Dec 7, 2010 · Closed Mar 21, 2011
Role of James Mitchell: Debtor · Outcome: Case closed 2011-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1436 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX)
James E Mitchell and Odessa Williams Mitchell closed
United States Bankruptcy Court, E.D. Texas · No. 10-90230 · Filed Jun 7, 2010 · Closed Apr 12, 2012
Role of James E Mitchell and Odessa Williams Mitchell: Debtor · Outcome: Case closed 2012-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1436 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
James R. Mitchell closed
United States Bankruptcy Court, N.D. Texas · No. 10-43221 · Filed May 11, 2010 · Closed Jan 12, 2012
Role of James R. Mitchell: Debtor · Outcome: Case closed 2012-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1436 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for James M. Mitchell (compared 1 filing on Oct 24, 2026)

Note · Feb 19, 2026

Same name, different state: "James Mitchell" (MA) is a separate record

This page covers filings where the address state is TX. A separate record, "James Mitchell" with address state MA, is listed on 1 filing — most recently by NED Medical, Inc. (Feb 19, 2026). The two records do not overlap in time: this page has one filing dated Nov 29, 2017; the other has one filing dated Feb 19, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Mitchell (MA) — PartnerFacts page ↗Form D · Feb 19, 2026 ↗NED Medical, Inc. — PartnerFacts page ↗James M. Mitchell (TX) — this page ↗
Sources
Note · Sep 13, 2019 – Apr 25, 2025

Same name, different state: "James Mitchell" (NY) is a separate record

This page covers filings where the address state is TX. A separate record, "James Mitchell" with address state NY, is listed on 4 filings — most recently by Aufbau Holdings Ltd (Apr 25, 2025). The two records do not overlap in time: this page has one filing dated Nov 29, 2017; the other runs Sep 13, 2019 to Apr 25, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Mitchell (NY) — PartnerFacts page ↗Form D · Apr 25, 2025 ↗Aufbau Holdings Ltd — PartnerFacts page ↗James M. Mitchell (TX) — this page ↗
Sources
Note · May 23, 2014 – Jun 14, 2024

Same name, different state: "James Mitchell" (WA) is a separate record

This page covers filings where the address state is TX. A separate record, "James Mitchell" with address state WA, is listed on 20 filings — most recently by Slalom, Inc. (Jun 14, 2024). Both records have filings in the same period (Nov 29, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Mitchell (WA) — PartnerFacts page ↗Form D · Jun 14, 2024 ↗Slalom, Inc. — PartnerFacts page ↗James M. Mitchell (TX) — this page ↗
Sources
Note · May 22, 2009 – Nov 15, 2021

Same name, different state: "James Mitchell" (CA) is a separate record

This page covers filings where the address state is TX. A separate record, "James Mitchell" with address state CA, is listed on 21 filings — most recently by Alchera Inc (Nov 15, 2021). Both records have filings in the same period (Nov 29, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Mitchell (CA) — PartnerFacts page ↗Form D · Nov 15, 2021 ↗Alchera Inc — PartnerFacts page ↗James M. Mitchell (TX) — this page ↗
Sources
Note · Jan 25, 2010

Same name, different state: "James Mitchell" (A1) is a separate record

This page covers filings where the address state is TX. A separate record, "James Mitchell" with address state A1, is listed on 1 filing — most recently by Orestone Mining Corp. (Jan 25, 2010). The two records do not overlap in time: this page has one filing dated Nov 29, 2017; the other has one filing dated Jan 25, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Mitchell (A1) — PartnerFacts page ↗Form D · Jan 25, 2010 ↗Orestone Mining Corp. — PartnerFacts page ↗James M. Mitchell (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 29, 2017 D
GULFMARK OFFSHORE INC
File 021-299726
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James M. Mitchell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GO
Oil and Gas

GULFMARK OFFSHORE INC

Houston, TX · Nov 29, 2017
  • Nov 29, 2017 · D · $98,321,359 sold of $98,321,359 · 114 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $98.3M from 114 investors (100% of the $98.3M target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (13)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Mitchell — CA, 5 issuers, May 22, 2009 → Nov 15, 2021 · no shared issuer
  • James Mitchell — WA, 3 issuers, May 23, 2014 → Jun 14, 2024 · no shared issuer
  • James D. Mitchell — WA, 3 issuers, Mar 22, 2012 → Jan 14, 2015 · no shared issuer
  • James Eldon Mitchell — CA, 2 issuers, Apr 8, 2014 → Apr 1, 2024 · no shared issuer
  • James Mitchell — British Columbia, Canada (as filed: A1), 1 issuer, Jan 25, 2010 → Jan 25, 2010 · no shared issuer
  • James Dennis Mitchell — AZ, 1 issuer, Sep 18, 2015 → Sep 18, 2015 · no shared issuer
  • James Mitchell — NY, 1 issuer, Sep 13, 2019 → Apr 25, 2025 · no shared issuer
  • James Mitchell — MA, 1 issuer, Feb 19, 2026 → Feb 19, 2026 · no shared issuer
  • James Gordon Mitchell — China (as filed: F4), 1 issuer, Jun 1, 2026 → Jun 1, 2026 · no shared issuer
  • James M. Mitchell — CA, 1 issuer, Nov 21, 2012 → Nov 21, 2012 · no shared issuer
  • James B. Mitchell — WA, 1 issuer, May 17, 2013 → May 17, 2013 · no shared issuer
  • James E Mitchell — AZ, 1 issuer, Aug 26, 2019 → Aug 26, 2019 · no shared issuer
  • James D. Mitchell — NY, 1 issuer, Jul 8, 2025 → Jul 8, 2025 · no shared issuer

People around James 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Raspino

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James M. Mitchell. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Traub

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mitchell. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gene Davis

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mitchell. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Domenic DiPiero

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mitchell. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel R. Rubio

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mitchell. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott McCarthy

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mitchell. Their page shows their other deals.

QK
No photo found yet (own website and image search run after this page is viewed)
Person

Quintin V. Kneen

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mitchell. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Krishna Shivram

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James M. Mitchell. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James M. Mitchell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James M. Mitchell is listed on: none on file. No website or social profile named in GULFMARK OFFSHORE INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #263,722 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Houston, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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