PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:19 AM ET

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JL
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James M. Li

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 14, 2024 → Jul 28, 2026

15deals (issuers)
$24.53Breported sold
2,501investors
34Form D filings
2024–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James M. Li is listed as an executive officer on 34 SEC Form D filings by 15 issuers between Apr 2024 and Jul 2026. Largest by amount reported sold: DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. (New York, NY — pooled investment fund — 2024–2026; $13.61B reported sold to 859 investors), DAVIDSON KEMPNER PARTNERS (New York, NY — pooled investment fund — 2024–2026; $6.34B reported sold to 910 investors), DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP (New York, NY — pooled investment fund — 2024; $1.84B reported sold to 371 investors), Davidson Kempner Opportunities International VII LP (New York, NY — pooled investment fund — 2025–2026; $911.6M reported sold to 79 investors), Davidson Kempner Opportunities Fund VII LP (New York, NY — pooled investment fund — 2025–2026; $534.6M reported sold to 104 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $24.53B sold in total.

Listed alongside Anthony A. Yoseloff (34 shared filings), Conor Bastable (34 shared filings), Davidson Kempner Capital Management LP (34 shared filings, management entity), Gabriel T. Schwartz (34 shared filings), Gregory S. Feldman (34 shared filings) and 22 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 15 issuers belong to the sponsor group Davidson Kempner (53 issuers, $42.97B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Davidson Kempner has 53 companies on file and $42.97B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 SEC releases, 3 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 34 public filings for James M. Li and found 3 differences: 4 offerings have no amendment in the last 12 months and may still be open; James M. Li is written 2 different ways on the filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James M. Li has not run yet — it is joining a line of 12,973 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

James Li (a/k/a Ching Hua Li), Thomas Chow (a/k/a Man Kit Chow), Roger Kao (a/k/a Chao Chun Kao), Christopher Liu (a/k/a Chi Lei Liu), and Wayne A. Pratt Litigation release
SEC · Apr 6, 2012 · Parties as named in the release: James Li (a/k/a Ching Hua Li), Thomas Chow (a/k/a Man Kit Chow), Roger Kao (a/k/a Chao Chun Kao), Christopher Liu (a/k/a Chi Lei Liu), and Wayne A. Pratt Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
James Li, Thomas Chow, Roger Kao, and Wayne A. Pratt Litigation release
SEC · Aug 31, 2011 · Parties as named in the release: James Li, Thomas Chow, Roger Kao, and Wayne A. Pratt Read the release ↗
same full name in the release title; 3 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James M. Li..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

James Li closed
United States Bankruptcy Court, C.D. California · No. 8:11-bk-16426 · Filed May 5, 2011 · Closed Aug 2, 2011
Role of James Li: Debtor · Outcome: Case closed 2011-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
James C Li closed
United States Bankruptcy Court, E.D. New York · No. 1-04-15563 · Filed Apr 16, 2004 · Closed Aug 3, 2004
Role of James C Li: Debtor · Outcome: Case closed 2004-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
James C.S. Li closed
United States Bankruptcy Court, D. Connecticut · No. 97-31911 · Filed May 9, 1997 · Closed Sep 24, 1997
Role of James C.S. Li: Debtor · Outcome: Case closed 1997-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for James M. Li (compared 34 filings on Oct 24, 2026)

Note · Apr 1, 2005 – May 30, 2025

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Davidson Kempner Income Fund II LP (latest filing May 30, 2025) · No amendment in the last 12 months on an offering that may still be open — Davidson Kempner Income International II LP (latest filing May 30, 2025) · No amendment in the last 12 months on an offering that may still be open — Davidson Kempner Income International II (DI) LP (latest filing Apr 17, 2025) · No amendment in the last 12 months on an offering that may still be open — DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP (latest filing Jun 14, 2024)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 30, 2025 ↗Davidson Kempner Income Fund II LP — PartnerFacts page ↗Form D/A · May 30, 2025 ↗Davidson Kempner Income International II LP — PartnerFacts page ↗
Sources
Note · Apr 22, 2024 – Jun 14, 2024

James M. Li is written 2 different ways on the filings

listed as "James Li" on the Apr 22, 2024 filing, and "James M. Li" on 33 filings (from Jun 14, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 22, 2024 ↗Form D/A · Jun 14, 2024 ↗James M. Li — PartnerFacts page ↗
Sources
Note · Mar 9, 2026

Same name, different state: "James Li" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "James Li" with address state CA, is listed on 1 filing — most recently by AirNexis Therapeutics, Inc. (Mar 9, 2026). Both records have filings in the same period (Mar 9, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Li (CA) — PartnerFacts page ↗Form D · Mar 9, 2026 ↗AirNexis Therapeutics, Inc. — PartnerFacts page ↗James M. Li (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 15 offerings report sales commissions totalling $7,383,659; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 28, 2026 D/A
Davidson Kempner Talonite Fund LP
File 021-552960
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jul 23, 2026 D/A
Davidson Kempner Opportunities Fund VII LP
File 021-543051
$184,515 (est.)$0$0
The fund charges a management fee that is described in the fund's offering documents.
CAIS Capital LLC BrokerCheck CRD 000154512 ↗
RBC Capital Markets, LLC BrokerCheck CRD 000031194 ↗		EDGAR ↗
Jun 17, 2026 D/A
Davidson Kempner Real Estate Opportunities Fund LP
File 021-525011
$129,644$0$0
The fund charges a management fee that is described in the fund's offering documents.
CAIS Capital LLC BrokerCheck CRD 000154512 ↗EDGAR ↗
May 27, 2026 D/A
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P.
File 021-114793
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 27, 2026 D/A
DAVIDSON KEMPNER PARTNERS
File 021-114794
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Apr 21, 2026 D/A
Davidson Kempner Real Estate Opportunities International LP
File 021-525012
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Apr 6, 2026 D/A
Davidson Kempner Opportunities International VII LP
File 021-543053
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 26, 2026 D/A
Davidson Kempner Solutions Co-Invest Fund I LP
File 021-567462
$7,069,500$0$0PJT PARTNERS LP BrokerCheck CRD 171058 ↗EDGAR ↗
Dec 5, 2025 D
Davidson Kempner Solutions Co-Invest Fund K LP
File 021-565856
$0$0$0None listed on this filingEDGAR ↗
May 30, 2025 D/A
Davidson Kempner Income International II LP
File 021-499835
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
May 30, 2025 D/A
Davidson Kempner Income Fund II LP
File 021-499832
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Apr 17, 2025 D/A
Davidson Kempner Income International II (DI) LP
File 021-511164
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 28, 2025 D
Davidson Kempner Madison Co-Invest Fund LP
File 021-542429
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2024 D
Davidson Kempner Hart Co-Invest Fund LP
File 021-518440
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2024 D/A
DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP
File 021-76428
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named James M. Li on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Talonite Fund LP

New York, NY · Jul 28, 2025 → Jul 28, 2026 · 2 filings
  • Jul 28, 2026 · D/A · $143,900,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Jul 28, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗

Raised $143.9M from 16 investors as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Opportunities Fund VII LP

New York, NY · Apr 7, 2025 → Jul 23, 2026 · 6 filings
  • Jul 23, 2026 · D/A · $534,643,000 sold of Indefinite · 104 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Apr 15, 2026 · D/A · $403,128,000 sold of Indefinite · 87 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Jan 6, 2026 · D/A · $371,185,000 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Nov 17, 2025 · D/A · $365,385,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Aug 15, 2025 · D/A · $337,568,000 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Apr 7, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗

Raised $534.6M from 104 investors as of the latest filing. James is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Real Estate Opportunities Fund LP

New York, NY · Sep 25, 2024 → Jun 17, 2026 · 4 filings
  • Jun 17, 2026 · D/A · $90,874,490 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Aug 20, 2025 · D/A · $72,044,990 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Apr 28, 2025 · D/A · $70,694,590 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Sep 25, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner of the Investment Manager) EDGAR ↗

Raised $90.9M from 40 investors as of the latest filing. James is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P.

New York, NY · Jun 14, 2024 → May 27, 2026 · 3 filings
  • May 27, 2026 · D/A · $13,613,981,158 sold of Indefinite · 859 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • May 27, 2025 · D/A · $12,697,321,853 sold of Indefinite · 849 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Jun 14, 2024 · D/A · $12,179,435,146 sold of Indefinite · 843 investors · min. No minimum reported · role: Executive Officer (Partner of the Investment Manager) EDGAR ↗

Raised $13.61B from 859 investors as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

DAVIDSON KEMPNER PARTNERS

New York, NY · Jun 14, 2024 → May 27, 2026 · 3 filings
  • May 27, 2026 · D/A · $6,338,972,241 sold of Indefinite · 910 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • May 27, 2025 · D/A · $6,191,661,615 sold of Indefinite · 888 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Jun 14, 2024 · D/A · $6,061,602,774 sold of Indefinite · 866 investors · min. No minimum reported · role: Executive Officer (Partner of the Investment Manager) EDGAR ↗

Raised $6.34B from 910 investors as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Real Estate Opportunities International LP

New York, NY · Sep 25, 2024 → Apr 21, 2026 · 3 filings
  • Apr 21, 2026 · D/A · $179,684,410 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Apr 28, 2025 · D/A · $179,384,410 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Sep 25, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner of the Investment Manager) EDGAR ↗

Raised $179.7M from 17 investors as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Opportunities International VII LP

New York, NY · Apr 7, 2025 → Apr 6, 2026 · 2 filings
  • Apr 6, 2026 · D/A · $911,600,000 sold of Indefinite · 79 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Apr 7, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗

Raised $911.6M from 79 investors as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Solutions Co-Invest Fund I LP

New York, NY · Dec 19, 2025 → Mar 26, 2026 · 3 filings
  • Mar 26, 2026 · D/A · $259,575,000 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Jan 8, 2026 · D/A · $190,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Dec 19, 2025 · D · $75,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗

Raised $259.6M from 41 investors as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Solutions Co-Invest Fund K LP

New York, NY · Dec 5, 2025
  • Dec 5, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Income Fund II LP

New York, NY · May 30, 2025
  • May 30, 2025 · D/A · $93,245,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗

Raised $93.2M from 25 investors as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Income International II LP

New York, NY · May 30, 2025
  • May 30, 2025 · D/A · $229,250,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗

Raised $229.3M from 35 investors as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Income International II (DI) LP

New York, NY · Apr 22, 2024 → Apr 17, 2025 · 2 filings
  • Apr 17, 2025 · D/A · $300,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗
  • Apr 22, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner of the Investment Manager) EDGAR ↗

Raised $300M from 4 investors as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Madison Co-Invest Fund LP

New York, NY · Mar 28, 2025
  • Mar 28, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner and President of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

Davidson Kempner Hart Co-Invest Fund LP

New York, NY · Jul 11, 2024
  • Jul 11, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Partner of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Davidson Kempner

DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP

New York, NY · Jun 14, 2024
  • Jun 14, 2024 · D/A · $1,835,239,801 sold of Indefinite · 371 investors · min. No minimum reported · role: Executive Officer (Partner of the Investment Manager) EDGAR ↗

Raised $1.84B from 371 investors as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Tie Li — NJ, 2 issuers, May 15, 2009 → Sep 27, 2010 · no shared issuer
  • James Li — CA, 1 issuer, Mar 9, 2026 → Mar 9, 2026 · no shared issuer

People around James 27

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DK
Management entity

Davidson Kempner Capital Management LP

Promoter · 34 shared filings (15 issuers) · also on 7 other issuers

Davidson Kempner Capital Management LP is on 22 issuers in total — a repeat sponsor. Their page lists every one.

DK
Management entity

Davidson Kempner Income GP II LLC

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as James M. Li. Their page shows their other deals.

MM
Management entity

MHD Management Co. LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James M. Li. Their page shows their other deals.

DK
Management entity

Davidson Kempner Advisers Inc.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James M. Li. Their page shows their other deals.

DK
Management entity

Davidson Kempner Talonite GP LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James M. Li. Their page shows their other deals.

DG
Management entity

DK Group LLC

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James M. Li. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gabriel T. Schwartz

Executive Officer · 34 shared filings (15 issuers) · also on 21 other issuers

Gabriel T. Schwartz is on 36 issuers in total — a repeat sponsor. Their page lists every one.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick W. Dennis

Executive Officer · 34 shared filings (15 issuers) · also on 23 other issuers

Patrick W. Dennis is on 38 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua D. Morris

Executive Officer · 34 shared filings (15 issuers) · also on 12 other issuers

Joshua D. Morris is on 27 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Suzanne K. Gibbons

Executive Officer · 34 shared filings (15 issuers) · also on 8 other issuers

Suzanne K. Gibbons is on 23 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Morgan P. Blackwell

Executive Officer · 34 shared filings (15 issuers) · also on 26 other issuers

Morgan P. Blackwell is on 41 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Conor Bastable

Executive Officer · 34 shared filings (15 issuers) · also on 29 other issuers

Conor Bastable is on 44 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Melanie B. Levine

Executive Officer · 34 shared filings (15 issuers)

Melanie B. Levine is on 15 issuers in total — a repeat sponsor. Their page lists every one.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory S. Feldman

Executive Officer · 34 shared filings (15 issuers)

Gregory S. Feldman is on 15 issuers in total — a repeat sponsor. Their page lists every one.

AY
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony A. Yoseloff

Executive Officer · 34 shared filings (15 issuers) · also on 29 other issuers

Anthony A. Yoseloff is on 44 issuers in total — a repeat sponsor. Their page lists every one.

ZA
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary Z. Altschuler

Executive Officer · 32 shared filings (14 issuers) · also on 10 other issuers

Zachary Z. Altschuler is on 24 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Chiaramonte

Executive Officer · 27 shared filings (13 issuers)

Michael Chiaramonte is on 13 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sona Gohel

Executive Officer · 27 shared filings (13 issuers)

Sona Gohel is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey K. Hurwitz

Executive Officer · 27 shared filings (13 issuers)

Jeffrey K. Hurwitz is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Tan

Executive Officer · 27 shared filings (13 issuers) · also on 2 other issuers

Andrew Tan is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Shulamit Leviant

Executive Officer · 23 shared filings (15 issuers) · also on 27 other issuers

Shulamit Leviant is on 42 issuers in total — a repeat sponsor. Their page lists every one.

ZA
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary Z. Alschuler

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James M. Li. Their page shows their other deals.

The team behind the deals

DK
Sponsor group

Davidson Kempner

53 issuers · 167 filings · $42.97B reported sold · 2010–2026

One team, 53 deal companies. James M. Li is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James M. Li.

Same business address

10 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 15 of the 15 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Davidson Kempner Talonite Fund LP, Davidson Kempner Opportunities Fund VII LP, Davidson Kempner Real Estate Opportunities Fund LP, DAVIDSON KEMPNER PARTNERS, DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P., Davidson Kempner Real Estate Opportunities International LP, Davidson Kempner Opportunities International VII LP, Davidson Kempner Solutions Co-Invest Fund I LP, Davidson Kempner Solutions Co-Invest Fund K LP, Davidson Kempner Income Fund II LP, Davidson Kempner Income International II LP, Davidson Kempner Income International II (DI) LP, Davidson Kempner Madison Co-Invest Fund LP, Davidson Kempner Hart Co-Invest Fund LP, DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James M. Li by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James M. Li is listed on: none on file. No website or social profile named in DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #25,873 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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