PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:25 AM ET

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James Ketner

Named as an officer, director or promoter on SEC Form D filings · TX · Apr 18, 2013 → Oct 1, 2024

2deals (issuers)
$365Kreported sold
0investors
4Form D filings
2013–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Ketner is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Apr 2013 and Oct 2024: Galenfeha, Inc. (Ft. Worth, TX — other energy — 2013–2015; $365K reported sold) and KTNR, Inc. (Southlake, TX — other technology — 2015–2024).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $365K sold in total.

Listed alongside Lucien Marioneaux (2 shared filings), Richard Owston (2 shared filings) and Trey Moore (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 2 state regulator orders, 9 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for James Ketner and found 11 differences, 1 worth asking the sponsor about: Bankruptcy case: James Ketner and Susan Ketner; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Ketner has not run yet — it is joining a line of 32,653 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 2 open, 2 closed (disposition not in docket feed), 1 dismissed

KETNER v. PERSON COUNTY DEPARTMENT OF SOCIAL SERVICES open
District Court, M.D. North Carolina · No. 1:26-cv-00692 · Filed Jul 16, 2026
Role of KETNER: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); surname only in the caption; court in NC (not a filing state)
Ketner v. State Farm Fire and Casualty Company open
District Court, W.D. Arkansas · No. 5:25-cv-05007 · Filed Jan 10, 2025
Role of Ketner: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); surname only in the caption; court in AR (not a filing state)
KETNER v. COOK INCORPORATED closed
District Court, S.D. Indiana · No. 1:19-cv-02600 · Filed Jun 26, 2019 · Closed Aug 10, 2022 · Nature of suit: 367 Health care / pharm
Role of KETNER: Plaintiff · Outcome: Terminated 2022-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); surname only in the caption; court in IN (not a filing state)
Ketner v. State Employees Credit Union of Maryland, Inc. dismissed
District Court, D. Maryland · No. 1:15-cv-03594 · Filed Nov 24, 2015 · Closed Jan 11, 2018 · Nature of suit: 430 Banks and Banking · Cause: 15:1693m Violation of Prov. of Subchpt.VI (Electronic Fund Transfers)
Role of Ketner: Plaintiff · Outcome: Terminated 2018-01-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); surname only in the caption; court in MD (not a filing state)
KETNER v. H & S CHEVROLET, INC closed
District Court, E.D. Pennsylvania · No. 2:90-cv-07392 · Filed Nov 19, 1990 · Closed Apr 5, 1991
Role of KETNER: Plaintiff · Outcome: Terminated 1991-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Notice of Resolution and Amended Order Accepting Withdrawal of Application for Agent Registration KY · Kentucky Department of Financial Institutions, Division of Securities
Order date Jul 11, 2018 · Regulator: Kentucky Department of Financial Institutions, Division of Securities · 18AH00024 · Parties (regulator's caption): Mark Jude Ketner
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (4 people in Form D filings); different first name (jude); regulator in KY (not a filing state)
Individuals Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Mar 27, 2018 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Mark Jude Ketner (CRD #1138522, Dix Hills, New York)
As listed by the regulator: An AWC was issued in which Ketner was fined $5,000, suspended from association with any FINRA member in all capacities for two months and ordered to pay $1,054.33, plus interest, in restitution to a customer. Without admitting or denying the findings, Ketner consented to the sanctions and to the entry of findings that he engaged in an unsuitable pattern of short-term trading of unit investment trusts (UITs) in connection with the accounts of customers. The suspension is in effect from April 16, 2018, through June 15, 2018. Order / docket ↗ Regulator's list ↗
same rare surname (4 people in Form D filings); different first name (jude); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Ketner..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 1 open, 8 closed (disposition not in docket feed)

Daniel J. Lawrence and Debrah Allene Ketner Lawrence open
United States Bankruptcy Court, M.D. Louisiana · No. 24-10614 · Filed Jul 31, 2024
Role of Daniel J. Lawrence and Debrah Allene Ketner Lawrence: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); different first name (allene); court in LA (not a filing state)
James Michael Ketner closed
United States Bankruptcy Court, S.D. Texas · No. 23-30146 · Filed Jan 16, 2023 · Closed Jul 20, 2023
Role of James Michael Ketner: Debtor · Outcome: Case closed 2023-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); different first name (michael); court in the person's filing state (TX)
James P Ketner and Elaine M Ketner closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-21174 · Filed Apr 30, 2011 · Closed Sep 2, 2011
Role of James P Ketner and Elaine M Ketner: Debtor · Outcome: Case closed 2011-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); first name matches; 3 people with this name in Form D filings; court in PA (not a filing state)
JAMES KETNER and SARAH KETNER closed
United States Bankruptcy Court, D. Nevada · No. 03-20860 · Filed Sep 3, 2003 · Closed Nov 11, 2005
Role of JAMES KETNER and SARAH KETNER: Debtor · Outcome: Case closed 2005-11-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); first name matches; 3 people with this name in Form D filings; court in NV (not a filing state)
James Ketner and Susan Ketner closed
United States Bankruptcy Court, N.D. Texas · No. 02-37111 · Filed Aug 16, 2002 · Closed Jan 13, 2003
Role of James Ketner and Susan Ketner: Debtor · Outcome: Case closed 2003-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); first name matches; 3 people with this name in Form D filings; court in the person's filing state (TX)
Regions Bank v. Ketner closed
United States Bankruptcy Court, C.D. California · No. 8:01-ap-01261 · Filed May 24, 2001 · Closed Nov 30, 2001
Role of Ketner: Defendant · Outcome: Case closed 2001-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); surname only in the caption; court in CA (not a filing state)
Prudential Securities Credit C v. Ketner closed
United States Bankruptcy Court, C.D. California · No. 8:01-ap-01131 · Filed Mar 26, 2001 · Closed Jan 21, 2003
Role of Ketner: Defendant · Outcome: Case closed 2003-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); surname only in the caption; court in CA (not a filing state)
James R. Ketner and Eva P. Ketner closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-23478 · Filed Aug 23, 1999 · Closed Dec 13, 1999
Role of James R. Ketner and Eva P. Ketner: Debtor · Outcome: Case closed 1999-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); first name matches; 3 people with this name in Form D filings; court in PA (not a filing state)
James Ketner and Elaine Ketner closed
United States Bankruptcy Court, D. New Jersey · No. 93-12883 · Filed Jun 18, 1993 · Closed Nov 12, 1993
Role of James Ketner and Elaine Ketner: Debtor · Outcome: Case closed 1993-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 28 federal dockets); first name matches; 3 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for James Ketner — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Aug 16, 2002 – Jan 13, 2003

Bankruptcy case: James Ketner and Susan Ketner — filed Aug 16, 2002

United States Bankruptcy Court, N.D. Texas docket "James Ketner and Susan Ketner" filed Aug 16, 2002, closed Jan 13, 2003. James Ketner is listed as Debtor ("James Ketner and Susan Ketner"). Our match estimate: 49%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Texas ↗
Sources
Note · Oct 1, 2024

James Ketner appears on 1 deal that stopped filing before reaching its target

KTNR, Inc. (last filing Oct 1, 2024; $0 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

KTNR, Inc. — PartnerFacts page ↗
Sources
Note · Oct 1, 2024

No amendment in the last 12 months on an offering that may still be open — KTNR, Inc. (latest filing Oct 1, 2024)

The latest filing for this offering is dated Oct 1, 2024 (first sale Oct 1, 2024). It reports $0 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 1, 2024 ↗KTNR, Inc. — PartnerFacts page ↗
Sources
Note · Feb 10, 2015 – Feb 24, 2015

No amendment in the last 12 months on an offering that may still be open — Galenfeha, Inc. (latest filing Feb 24, 2015)

The latest filing for this offering is dated Feb 24, 2015 (first sale Feb 10, 2015). It reports $365,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 24, 2015 ↗Galenfeha, Inc. — PartnerFacts page ↗
Sources
Note · Jul 1, 2015 – Oct 1, 2024

James Ketner's role changed at KTNR, Inc.: executive officer, director → executive officer

The Jul 1, 2015 filing lists James Ketner as executive officer, director; the Oct 1, 2024 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 1, 2015 ↗Form D · Oct 1, 2024 ↗James Ketner — PartnerFacts page ↗KTNR, Inc. — PartnerFacts page ↗
Sources
Note · Jul 1, 2015 – Oct 1, 2024

Industry group changed between filings — KTNR, Inc.

"Other" (Jul 1, 2015); then "Other Technology" (Oct 1, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 1, 2015 ↗Form D · Oct 1, 2024 ↗KTNR, Inc. — PartnerFacts page ↗
Sources
Note · Apr 18, 2013 – Feb 24, 2015

Reported revenue range changed between filings — Galenfeha, Inc.

"No Revenues" (Apr 18, 2013); then "$1 - $1,000,000" (Feb 24, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 18, 2013 ↗Form D · Feb 24, 2015 ↗Galenfeha, Inc. — PartnerFacts page ↗
Sources
Note · Aug 17, 2018

Same name, different state: "James Ketner" (NV) is a separate record

This page covers filings where the address state is TX. A separate record, "James Ketner" with address state NV, is listed on 1 filing — most recently by ONCOURSE TECHNOLOGIES INC (Aug 17, 2018). Both records have filings in the same period (Aug 17, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Ketner (NV) — PartnerFacts page ↗Form D · Aug 17, 2018 ↗ONCOURSE TECHNOLOGIES INC — PartnerFacts page ↗James Ketner (TX) — this page ↗
Sources
Note · Dec 14, 2010

Same name, different state: "James Ketner" (CT) is a separate record

This page covers filings where the address state is TX. A separate record, "James Ketner" with address state CT, is listed on 1 filing — most recently by Kelyniam Global, Inc. (Dec 14, 2010). The two records do not overlap in time: this page runs Apr 18, 2013 to Oct 1, 2024; the other has one filing dated Dec 14, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Ketner (CT) — PartnerFacts page ↗Form D · Dec 14, 2010 ↗Kelyniam Global, Inc. — PartnerFacts page ↗James Ketner (TX) — this page ↗
Sources
Note · Jul 1, 2015 – Oct 1, 2024

Address moved from Colleyville, TX to Southlake, TX — KTNR, Inc.

The people listed on the Jul 1, 2015 filing give Colleyville, TX; on the Oct 1, 2024 filing they give Southlake, TX. The address now on file (1560 East Southlake Blvd, Suite 100, Southlake, TX) is a registered-agent or shared-office address used by 10 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jul 1, 2015 ↗Form D · Oct 1, 2024 ↗KTNR, Inc. — PartnerFacts page ↗
Sources
Note · Apr 18, 2013 – Feb 24, 2015

Address moved from Bedford, TX to Ft. Worth, TX — Galenfeha, Inc.

The people listed on the Apr 18, 2013 filing give Bedford, TX; on the Feb 24, 2015 filing they give Ft. Worth, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 18, 2013 ↗Form D · Feb 24, 2015 ↗Galenfeha, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 1, 2024 D
KTNR, Inc.
File 021-525471
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2015 D
KTNR, Inc.
File 021-242864
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2015 D
Galenfeha, Inc.
File 021-234647
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2013 D
Galenfeha, Inc.
File 021-195193
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named James Ketner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

K
Other Technology

KTNR, Inc.

Southlake, TX · Jul 1, 2015 → Oct 1, 2024 · 2 filings
  • Oct 1, 2024 · D · $0 sold of $10,000,000 · 0 investors · min. $2,500 · role: Executive Officer EDGAR ↗
  • Jul 1, 2015 · D · $0 sold of Indefinite · 0 investors · min. $2,500 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

G
Other Energy

Galenfeha, Inc.

Ft. Worth, TX · Apr 18, 2013 → Feb 24, 2015 · 2 filings
  • Feb 24, 2015 · D · $365,000 sold of Indefinite · 0 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 18, 2013 · D · $0 sold of Indefinite · 0 investors · min. $2,500 · role: Executive Officer, Director EDGAR ↗

Raised $365K as of the latest filing. James is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Ketner — CT, 1 issuer, Dec 14, 2010 → Dec 14, 2010 · no shared issuer
  • James Ketner — NV, 1 issuer, Aug 17, 2018 → Aug 17, 2018 · no shared issuer

People around James 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Owston

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Ketner. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Trey Moore

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Ketner. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lucien Marioneaux

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Ketner. Their page shows their other deals.

The team behind the deals

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Ketner by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Ketner is listed on: none on file. No website or social profile named in KTNR, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #88,662 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Southlake, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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