PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:23 AM ET

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JH
No photo found yet (own website and image search run after this page is viewed)

James Harris

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 20, 2017 → Sep 27, 2018

1deal (issuers)
$1.1Mreported sold
14investors
3Form D filings
2017–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Harris is listed as a director on 3 SEC Form D filings by 1 issuer between Nov 2017 and Sep 2018: DMOS Collective, Inc. (Jackson, WY — industry reported as "Other" — 2017–2018; $1.1M reported sold to 14 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Thomas Bennett (3 shared filings), Susan Pieper Bailey (2 shared filings) and Susan K. Pieper (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 3 state regulator orders, 5 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for James Harris and found 7 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Harris has not run yet — it is joining a line of 32,045 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 3 state regulator orders

Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Apr 24, 2015 · Regulator: Illinois Secretary of State, Securities Department · File No. 1400270 · Parties (regulator's caption): The League Company Inc., The League Inc., James E. Harris, Beverly M. Johnson, Benjamin Jones Jr., Terrence Duckette
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 17 people with this name in Form D filings; regulator in IL (not a filing state)
Temporary Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Mar 12, 2015 · Regulator: Illinois Secretary of State, Securities Department · File No. 1400270 · Parties (regulator's caption): The League Company Inc., The League Inc., James E. Harris, Beverly M. Johnson, Benjamin Jones Jr., Terrence Duckette
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 17 people with this name in Form D filings; regulator in IL (not a filing state)
Eric L. Mattson and James W. Harris Litigation release
SEC · Sep 1, 2004 · Parties as named in the release: Eric L. Mattson and James W. Harris Read the release ↗
same full name in the release title; 17 people with this name in Form D filings; the person's filing state is not named
Eric L. Mattson and James W. Harris Litigation release
SEC · Sep 12, 2001 · Parties as named in the release: Eric L. Mattson and James W. Harris Read the release ↗
same full name in the release title; 17 people with this name in Form D filings; the person's filing state is not named
Summary Order AR · Arkansas Securities Department
Order date Jul 20, 1999 · Regulator: Arkansas Securities Department · 99-035-S · Parties (regulator's caption): ARKANSAS CASINO CORPORATION, AN IDAHO CORPORATION; ARKANSAS CASINO CORPORATION, AN ARKANSAS CORPORATION; ARKANSAS CASINO PARTNERS, A/K/A ARKANSAS CASINO COMPANY, AN ARKANSAS GENERAL PARTNERSHIP; ROBERT D. MAY, PRESIDENT; THOMAS L. GOODWIN, FORMER PRESIDENT; JAMES C. HARRIS, FORMER CHAIRMAN AND SECRETARY; ROBERT C. MEANS, VICE-PRESIDENT; AND PULASKI COUNTY CASINO PARTNERS
As listed by the regulator: Summary Order to Cease and Desist pursuant to Ark. Code Ann. §§ 23-42-209 and 23-42-505, Rule 504.02(B) of the Rules of the Arkansas Securities Commissioner and the Arkansas Administrative Procedure Act, Arkansas Code Ann. § 25-15-201, et. seq. Order / docket ↗ Regulator's list ↗
same full name in the order; 17 people with this name in Form D filings; regulator in AR (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Harris..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

James Harris, II closed
United States Bankruptcy Court, E.D. New York · No. 1-24-41424 · Filed Apr 2, 2024 · Closed Jul 10, 2024
Role of James Harris, II: Debtor · Outcome: Case closed 2024-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2578 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (NY)
James E. Harris closed
United States Bankruptcy Court, S.D. New York · No. 17-12784 · Filed Oct 3, 2017 · Closed Jan 9, 2018
Role of James E. Harris: Debtor · Outcome: Case closed 2018-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2578 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (NY)
James M Harris and Lawanda S Smiley closed
United States Bankruptcy Court, E.D. New York · No. 1-17-41738 · Filed Apr 10, 2017 · Closed Jul 13, 2017
Role of James M Harris and Lawanda S Smiley: Debtor · Outcome: Case closed 2017-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2578 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (NY)
James Harris closed
United States Bankruptcy Court, S.D. New York · No. 15-10672 · Filed Mar 20, 2015 · Closed Mar 2, 2020
Role of James Harris: Debtor · Outcome: Case closed 2020-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2578 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (NY)
James J. Harris and Constance C. Harris closed
United States Bankruptcy Court, N.D. New York · No. 14-10669 · Filed Mar 28, 2014 · Closed Jul 24, 2014
Role of James J. Harris and Constance C. Harris: Debtor · Outcome: Case closed 2014-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2578 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for James Harris (compared 3 filings on Oct 24, 2026)

Note · Sep 14, 2018 – Sep 27, 2018

No amendment in the last 12 months on an offering that may still be open — DMOS Collective, Inc. (latest filing Sep 27, 2018)

The latest filing for this offering is dated Sep 27, 2018 (first sale Sep 14, 2018). It reports $35,418 sold of $272,867 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 27, 2018 ↗DMOS Collective, Inc. — PartnerFacts page ↗
Sources
Note · Nov 20, 2017 – May 31, 2018

Offering amount changed between filings — DMOS Collective, Inc.

The Nov 20, 2017 filing says $941,887 offered; the May 31, 2018 Form D/A says $1,104,980.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 20, 2017 ↗Form D/A (later) · May 31, 2018 ↗DMOS Collective, Inc. — PartnerFacts page ↗
Sources
Note · Jan 13, 2010 – Jan 7, 2025

Same name, different state: "James D. Harris" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "James D. Harris" with address state CA, is listed on 19 filings — most recently by BISLETT PARTNERS L P (Jan 7, 2025). Both records have filings in the same period (Nov 20, 2017 to Sep 27, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James D. Harris (CA) — PartnerFacts page ↗Form D/A · Jan 7, 2025 ↗BISLETT PARTNERS L P — PartnerFacts page ↗James Harris (NY) — this page ↗
Sources
Note · Oct 13, 2010 – Aug 30, 2023

Same name, different state: "James Harris" (A1 or O5 or U0) is a separate record

This page covers filings where the address state is NY. A separate record, "James Harris" with address state A1 or O5 or U0, is listed on 17 filings — most recently by Planet Based Foods Global Inc. (Aug 30, 2023). Both records have filings in the same period (Nov 20, 2017 to Sep 27, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Harris (A1,O5,U0) — PartnerFacts page ↗Form D · Aug 30, 2023 ↗Planet Based Foods Global Inc. — PartnerFacts page ↗James Harris (NY) — this page ↗
Sources
Note · Oct 8, 2014 – Jul 30, 2021

Same name, different state: "James Harris" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "James Harris" with address state FL, is listed on 6 filings — most recently by Perini Capital Structured Credit Opportunity Fund, LLC (Jul 30, 2021). Both records have filings in the same period (Nov 20, 2017 to Sep 27, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Harris (FL) — PartnerFacts page ↗Form D/A · Jul 30, 2021 ↗Perini Capital Structured Credit Opportunity Fund, LLC — PartnerFacts page ↗James Harris (NY) — this page ↗
Sources
Note · Feb 24, 2009 – Nov 8, 2019

Same name, different state: "James L Harris" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "James L Harris" with address state TX, is listed on 32 filings — most recently by GRAND ENERGY INC (Nov 8, 2019). Both records have filings in the same period (Nov 20, 2017 to Sep 27, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James L Harris (TX) — PartnerFacts page ↗Form D · Nov 8, 2019 ↗GRAND ENERGY INC — PartnerFacts page ↗James Harris (NY) — this page ↗
Sources
Note · Oct 28, 2011

Same name, different state: "James Harris" (GA) is a separate record

This page covers filings where the address state is NY. A separate record, "James Harris" with address state GA, is listed on 1 filing — most recently by N4MD, Inc. (Oct 28, 2011). The two records do not overlap in time: this page runs Nov 20, 2017 to Sep 27, 2018; the other has one filing dated Oct 28, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Harris (GA) — PartnerFacts page ↗Form D · Oct 28, 2011 ↗N4MD, Inc. — PartnerFacts page ↗James Harris (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 27, 2018 D
DMOS Collective, Inc.
File 021-322322
$0$0$0None listed on this filingEDGAR ↗
May 31, 2018 D/A
DMOS Collective, Inc.
File 021-299150
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Harris on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DC
Other

DMOS Collective, Inc.

Jackson, WY · Nov 20, 2017 → Sep 27, 2018 · 3 filings
  • Sep 27, 2018 · D · $35,418 sold of $272,867 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 31, 2018 · D/A · $1,104,980 sold of $1,104,980 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 20, 2017 · D · $491,854 sold of $941,887 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.1M from 14 investors (100% of the $273K target) as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (16)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James L Harris — TX, 18 issuers, Feb 24, 2009 → Nov 8, 2019 · no shared issuer
  • James Harris — British Columbia, Canada (as filed: A1), Mexico (as filed: O5), Singapore (as filed: U0), 7 issuers, Oct 13, 2010 → Aug 30, 2023 · no shared issuer
  • James Harris — CA, 4 issuers, Jun 28, 2010 → Sep 16, 2019 · no shared issuer
  • James Harris — FL, 3 issuers, Oct 8, 2014 → Jul 30, 2021 · no shared issuer
  • James Harris — PA, NV, 2 issuers, Jun 17, 2016 → Jan 22, 2019 · no shared issuer
  • James L. Harris — CA, 2 issuers, Feb 12, 2010 → Nov 12, 2015 · no shared issuer
  • James D. Harris — CA, 1 issuer, Jan 13, 2010 → Jan 7, 2025 · no shared issuer
  • James Harris — GA, 1 issuer, Oct 28, 2011 → Oct 28, 2011 · no shared issuer
  • James Harris — MA, 1 issuer, Jul 7, 2016 → Jul 20, 2016 · no shared issuer
  • James Harris — NJ, 1 issuer, Apr 10, 2020 → Apr 10, 2020 · no shared issuer
  • James D. Harris — NM, 1 issuer, Jul 8, 2021 → Jul 8, 2021 · no shared issuer
  • JAMES W. HARRIS — TX, 1 issuer, Aug 11, 2010 → Oct 2, 2017 · no shared issuer
  • James Harris — TX, 1 issuer, Sep 28, 2011 → Nov 25, 2015 · no shared issuer
  • James A. Harris — CA, 1 issuer, Nov 10, 2015 → Nov 10, 2015 · no shared issuer
  • James B. Harris — PA, 1 issuer, Mar 17, 2022 → Mar 17, 2022 · no shared issuer
  • James Jeffrey Harris — CA, 1 issuer, Jul 6, 2022 → Jul 8, 2022 · no shared issuer

People around James 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Bennett

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Harris. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Pieper Bailey

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as James Harris. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Susan K. Pieper

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as James Harris. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Harris by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Harris is listed on: none on file. No website or social profile named in DMOS Collective, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #247,009 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Jackson, WY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Wyoming state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Wyoming Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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