PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:44 AM ET

Sponsor Check › Person

JR
No photo found yet (own website and image search run after this page is viewed)

James H. Ray

Named as an officer, director or promoter on SEC Form D filings · GA · Jun 16, 2009 → Nov 2, 2009

1deal (issuers)
$218Kreported sold
19investors
3Form D filings
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James H. Ray is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Jun 2009 and Nov 2009: C-3 Int'l, LLC (Alpharetta, GA — industry reported as "Other" — 2009; $218K reported sold to 19 investors).

What this means One deal on file with the SEC, filed Nov 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Arthur A. Horning (3 shared filings), Don Long (3 shared filings), John Akitt (3 shared filings), Mark A. Deininger (3 shared filings), William Phinney (3 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 state regulator orders, 16 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for James H. Ray and found 10 differences, 2 worth asking the sponsor about: Investor count went down between filings; Form D filed 70 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James H. Ray has not run yet — it is joining a line of 59,993 names; searches run around the clock at the hosts' allowed rate. Searched so far: 684 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Order Setting Hearing OK · Oklahoma Department of Securities
Order date Jul 9, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Aloha Group, LLC and Green Fire Acquisitions,LLC and Bell, Michael and Bell, James Ray
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in OK (not a filing state)
Cease and Desist and Notice of Opportunity OK · Oklahoma Department of Securities
Order date Jun 5, 2026 · Regulator: Oklahoma Department of Securities · Parties (regulator's caption): Aloha Group, LLC and Green Fire Acquisitions,LLC and Bell, Michael and Bell, James Ray
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in OK (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James H. Ray..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

James A Ray closed
United States Bankruptcy Court, S.D. Georgia · No. 16-10235 · Filed Feb 15, 2016 · Closed Jun 13, 2016
Role of James A Ray: Debtor · Outcome: Case closed 2016-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James L. Ray closed
United States Bankruptcy Court, S.D. Georgia · No. 15-40309 · Filed Mar 2, 2015 · Closed Aug 10, 2016
Role of James L. Ray: Debtor · Outcome: Case closed 2016-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James T Ray closed
United States Bankruptcy Court, S.D. Georgia · No. 14-41315 · Filed Aug 14, 2014 · Closed Feb 29, 2016
Role of James T Ray: Debtor · Outcome: Case closed 2016-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James L Ray closed
United States Bankruptcy Court, M.D. Georgia · No. 09-40268 · Filed Feb 27, 2009 · Closed Nov 7, 2012
Role of James L Ray: Debtor · Outcome: Case closed 2012-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James Ray and Kathy Ray closed
United States Bankruptcy Court, N.D. Georgia · No. 08-22756 · Filed Sep 30, 2008 · Closed Apr 9, 2012
Role of James Ray and Kathy Ray: Debtor · Outcome: Case closed 2012-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James L. Ray and Angie M. Ray closed
United States Bankruptcy Court, M.D. Georgia · No. 04-53105 · Filed Jul 13, 2004 · Closed Oct 1, 2007
Role of James L. Ray and Angie M. Ray: Debtor · Outcome: Case closed 2007-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James Ray closed
United States Bankruptcy Court, N.D. Georgia · No. 03-99808 · Filed Sep 12, 2003 · Closed Dec 24, 2003
Role of James Ray: Debtor · Outcome: Case closed 2003-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA)
James D Ray closed
United States Bankruptcy Court, N.D. Georgia · No. 02-31321 · Filed Oct 2, 2002 · Closed Dec 30, 2002
Role of James D Ray: Debtor · Outcome: Case closed 2002-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James B. Ray and Lori L. Ray closed
United States Bankruptcy Court, N.D. Georgia · No. 01-42072 · Filed Sep 24, 2001 · Closed Mar 4, 2002
Role of James B. Ray and Lori L. Ray: Debtor · Outcome: Case closed 2002-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James M. Ray and Margaret T. Ray closed
United States Bankruptcy Court, N.D. Georgia · No. 00-71578 · Filed Sep 1, 2000 · Closed Mar 12, 2002
Role of James M. Ray and Margaret T. Ray: Debtor · Outcome: Case closed 2002-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James L. Ray closed
United States Bankruptcy Court, M.D. Georgia · No. 00-51756 · Filed May 15, 2000 · Closed Aug 24, 2000
Role of James L. Ray: Debtor · Outcome: Case closed 2000-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James G. Ray and Keri D. Ray closed
United States Bankruptcy Court, M.D. Georgia · No. 97-55489 · Filed Nov 24, 1997 · Closed Nov 5, 2002
Role of James G. Ray and Keri D. Ray: Debtor · Outcome: Case closed 2002-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James S. Ray closed
United States Bankruptcy Court, M.D. Georgia · No. 97-54035 · Filed Sep 5, 1997 · Closed Nov 12, 1998
Role of James S. Ray: Debtor · Outcome: Case closed 1998-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James A. Ray and Sandra L. Ray closed
United States Bankruptcy Court, N.D. Georgia · No. 96-20050 · Filed Jan 12, 1996 · Closed Jan 27, 1998
Role of James A. Ray and Sandra L. Ray: Debtor · Outcome: Case closed 1998-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
James H. Ray Sr. closed
United States Bankruptcy Court, N.D. Georgia · No. 94-61423 · Filed Jan 31, 1994 · Closed May 27, 1994
Role of James H. Ray Sr.: Debtor · Outcome: Case closed 1994-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA)
James E. Ray and Patsy A. Ray closed
United States Bankruptcy Court, S.D. Georgia · No. 93-50338 · Filed Jun 16, 1993 · Closed Sep 15, 1998
Role of James E. Ray and Patsy A. Ray: Debtor · Outcome: Case closed 1998-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 595 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for James H. Ray — 2 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Jun 16, 2009 – Oct 7, 2009

Investor count went down between filings — C-3 Int'l, LLC

The Jun 16, 2009 filing reports 10 investors; the Oct 7, 2009 Form D reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jun 16, 2009 ↗Form D (later) · Oct 7, 2009 ↗C-3 Int'l, LLC — PartnerFacts page ↗
Sources
Note · Nov 2, 2009

James H. Ray appears on 1 deal that stopped filing before reaching its target

C-3 Int'l, LLC (last filing Nov 2, 2009; $217,500 sold of $2,700,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

C-3 Int'l, LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 7, 2009 – Jun 16, 2009

Form D filed 70 days after the first sale — C-3 Int'l, LLC

The filing says the first sale was Apr 7, 2009. The Form D was filed Jun 16, 2009 — 70 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 55 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 16, 2009 ↗C-3 Int'l, LLC — PartnerFacts page ↗
Sources
Note · Apr 7, 2009 – Nov 2, 2009

No amendment in the last 12 months on an offering that may still be open — C-3 Int'l, LLC (latest filing Nov 2, 2009)

The latest filing for this offering is dated Nov 2, 2009 (first sale Apr 7, 2009). It reports $217,500 sold of $2,700,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 2, 2009 ↗C-3 Int'l, LLC — PartnerFacts page ↗
Sources
Note · Jun 16, 2009 – Oct 7, 2009

James H. Ray's role changed at C-3 Int'l, LLC: executive officer, director → executive officer

The Jun 16, 2009 filing lists James H. Ray as executive officer, director; the Oct 7, 2009 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 16, 2009 ↗Form D · Oct 7, 2009 ↗James H. Ray — PartnerFacts page ↗C-3 Int'l, LLC — PartnerFacts page ↗
Sources
Note · Jun 16, 2009 – Oct 7, 2009

Offering amount changed between filings — C-3 Int'l, LLC

The Jun 16, 2009 filing says $1,500,000 offered; the Oct 7, 2009 Form D says $2,700,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 16, 2009 ↗Form D (later) · Oct 7, 2009 ↗C-3 Int'l, LLC — PartnerFacts page ↗
Sources
Note · Jul 31, 2019 – Jul 16, 2024

Same name, different state: "James Ray" (FL or AZ) is a separate record

This page covers filings where the address state is GA. A separate record, "James Ray" with address state FL or AZ, is listed on 11 filings — most recently by Wyatt TopCo, L.P. (Nov 24, 2025). The two records do not overlap in time: this page runs Jun 16, 2009 to Nov 2, 2009; the other runs Jul 31, 2019 to Jul 16, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Ray (FL,AZ) — PartnerFacts page ↗Form D · Nov 24, 2025 ↗Wyatt TopCo, L.P. — PartnerFacts page ↗James H. Ray (GA) — this page ↗
Sources
Note · Oct 4, 2022

Same name, different state: "JAMES RAY, JR." (PA) is a separate record

This page covers filings where the address state is GA. A separate record, "JAMES RAY, JR." with address state PA, is listed on 1 filing — most recently by ZENITH SOLUTIONS, INC. (Oct 4, 2022). The two records do not overlap in time: this page runs Jun 16, 2009 to Nov 2, 2009; the other has one filing dated Oct 4, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JAMES RAY, JR. (PA) — PartnerFacts page ↗Form D · Oct 4, 2022 ↗ZENITH SOLUTIONS, INC. — PartnerFacts page ↗James H. Ray (GA) — this page ↗
Sources
Note · May 27, 2022

Same name, different state: "James Ray" (CT) is a separate record

This page covers filings where the address state is GA. A separate record, "James Ray" with address state CT, is listed on 1 filing — most recently by AVC Parent, LLC (May 27, 2022). The two records do not overlap in time: this page runs Jun 16, 2009 to Nov 2, 2009; the other has one filing dated May 27, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Ray (CT) — PartnerFacts page ↗Form D · May 27, 2022 ↗AVC Parent, LLC — PartnerFacts page ↗James H. Ray (GA) — this page ↗
Sources
Note · Feb 14, 2018 – Mar 6, 2019

Same name, different state: "James Ray" (TX) is a separate record

This page covers filings where the address state is GA. A separate record, "James Ray" with address state TX, is listed on 3 filings — most recently by Pieces Technologies, Inc. (Mar 6, 2019). The two records do not overlap in time: this page runs Jun 16, 2009 to Nov 2, 2009; the other runs Feb 14, 2018 to Mar 6, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Ray (TX) — PartnerFacts page ↗Form D · Mar 6, 2019 ↗Pieces Technologies, Inc. — PartnerFacts page ↗James H. Ray (GA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $26,100; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 2, 2009 D/A
C-3 Int'l, LLC
File 021-132014
$26,100 (est.)$0$0Sequence Investment Partners, LLC BrokerCheck CRD 132915 ↗
Resource Horizons Group LLC BrokerCheck CRD 104368 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James H. Ray on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C3
Other

C-3 Int'l, LLC

Alpharetta, GA · Jun 16, 2009 → Nov 2, 2009 · 3 filings
  • Nov 2, 2009 · D/A · $217,500 sold of $2,700,000 · 19 investors · min. $7,500 · role: Executive Officer (Manager) EDGAR ↗
  • Oct 7, 2009 · D · $30,000 sold of $2,700,000 · 3 investors · min. $7,500 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 16, 2009 · D · $0 sold of $1,500,000 · 10 investors · min. $7,500 · role: Executive Officer, Director (Manager) EDGAR ↗

Raised $218K from 19 investors (8% of the $2.7M target) as of the latest filing. James is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Ray — FL, AZ, 3 issuers, Jul 31, 2019 → Jul 16, 2024 · no shared issuer
  • James C. Ray — TN, 1 issuer, Dec 29, 2009 → Dec 29, 2009 · no shared issuer
  • James Ray — TX, 1 issuer, Feb 14, 2018 → Mar 6, 2019 · no shared issuer
  • James Ray — CT, 1 issuer, May 27, 2022 → May 27, 2022 · no shared issuer
  • JAMES RAY, JR. — PA, 1 issuer, Oct 4, 2022 → Oct 4, 2022 · no shared issuer
  • James D. Ray — TX, 1 issuer, Apr 1, 2022 → Apr 3, 2023 · no shared issuer
  • James Ray — GA, 1 issuer, Jul 2, 2025 → Jul 2, 2025 · no shared issuer

People around James 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William Phinney

Director · 3 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John Akitt

Director · 3 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur A. Horning

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mark A. Deininger

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Don Long

Director · 3 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Bergman

Director · 2 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Kelly

Director · 2 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Morgan Spears

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Pelham

Director · 2 shared filings (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robin Hancox

Director · 1 shared filing (1 issuer)

Listed on the same filings as James H. Ray. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James H. Ray by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James H. Ray is listed on: none on file. No website or social profile named in C-3 Int'l, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #366,933 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Alpharetta, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Georgia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Georgia Secretary of State business search ↗OpenCorporates ↗

Change history

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