James H. Matson is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 3 issuers between Oct 2008 and Dec 2011: PTAM Structured Credit Fund, LP (Chicago, IL — pooled investment fund — 2008–2009; $243.5M reported sold to 132 investors), PT Financial LLC (Chicago, IL — other banking and financial services — 2011; $13.7M reported sold to 18 investors) and Performance Trust TALF Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2010; $8.5M reported sold to 12 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 3 years. Across those companies the filings report $265.7M sold in total.
All 3 issuers belong to the sponsor group Phase3 (14 issuers, $682.8M reported sold, 2008–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Phase3 has 14 companies on file and $682.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for James H. Matson and found 9 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.