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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:09 AM ET

Sponsor Check › Person

JG
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James Gilbert

Named as an officer, director or promoter on SEC Form D filings · United Kingdom (as filed: X0) · May 20, 2019 → Nov 22, 2021

4deals (issuers)
$145.5Mreported sold
15investors
9Form D filings
2019–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Gilbert is listed as a director on 9 SEC Form D filings by 4 issuers between May 2019 and Nov 2021: Aspect Core Trend Fund (Dublin, Ireland (as filed: L2) — pooled investment fund — 2019–2021; $100.3M reported sold to 2 investors), Aspect UCITS Funds PLC - Aspect Diversified Trends Fund (Dublin, Ireland (as filed: L2) — pooled investment fund — 2021; $15.4M reported sold to 7 investors), Aspect UCITS Funds PLC (Dublin 2, Ireland (as filed: L2) — pooled investment fund — 2019–2020; $15.2M reported sold to 3 investors) and Aspect UCITS Funds PLC - Aspect Core UCITS Fund (Dublin, Ireland (as filed: L2) — pooled investment fund — 2021; $14.7M reported sold to 3 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $145.5M sold in total.

Listed alongside Anthony Todd (9 shared filings), Aspect Capital Limited (9 shared filings, management entity), John Skelly (9 shared filings), Kenneth Hope (9 shared filings), Kevin James Carter (9 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 4 issuers belong to the sponsor group John Aspect (17 issuers, $3.37B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. John Aspect has 17 companies on file and $3.37B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 9 public filings for James Gilbert and found 15 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Gilbert has not run yet — it is joining a line of 47,909 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Gilbert..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for James Gilbert — 7 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Apr 30, 2021 – Nov 22, 2021

Amount sold went down between filings — Aspect UCITS Funds PLC - Aspect Diversified Trends Fund

The Apr 30, 2021 filing says $15,427,917 sold; the Nov 22, 2021 Form D/A says $14,924,930 sold — $502,987 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Apr 30, 2021 ↗Form D/A (later) · Nov 22, 2021 ↗Aspect UCITS Funds PLC - Aspect Diversified Trends Fund — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2021 – Nov 22, 2021

Investor count went down between filings — Aspect UCITS Funds PLC - Aspect Diversified Trends Fund

The Apr 30, 2021 filing reports 7 investors; the Nov 22, 2021 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Apr 30, 2021 ↗Form D/A (later) · Nov 22, 2021 ↗Aspect UCITS Funds PLC - Aspect Diversified Trends Fund — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2021 – Nov 22, 2021

Paid seller listed without a CRD number: China International Capital Corporation Hong Kong Securities Limited — Aspect UCITS Funds PLC - Aspect Diversified Trends Fund

China International Capital Corporation Hong Kong Securities Limited is listed as receiving sales compensation on 2 filings (Apr 30, 2021 to Nov 22, 2021) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Nov 22, 2021 ↗BrokerCheck search: China International Capital Corporation Hong Kong Securities Limited ↗Aspect UCITS Funds PLC - Aspect Diversified Trends Fund — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2021 – Nov 22, 2021

Paid seller listed without a CRD number: Mirae Asset Daewoo Securities Co., Ltd — Aspect UCITS Funds PLC - Aspect Diversified Trends Fund

Mirae Asset Daewoo Securities Co., Ltd is listed as receiving sales compensation on 2 filings (Apr 30, 2021 to Nov 22, 2021) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Nov 22, 2021 ↗BrokerCheck search: Mirae Asset Daewoo Securities Co., Ltd ↗Aspect UCITS Funds PLC - Aspect Diversified Trends Fund — PartnerFacts page ↗
Sources
Worth asking · Jul 10, 2015 – Apr 30, 2021

Form D filed 2,121 days after the first sale — Aspect UCITS Funds PLC - Aspect Diversified Trends Fund

The filing says the first sale was Jul 10, 2015. The Form D was filed Apr 30, 2021 — 2,121 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,106 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 30, 2021 ↗Aspect UCITS Funds PLC - Aspect Diversified Trends Fund — PartnerFacts page ↗
Sources
Note · Feb 1, 2018 – Apr 28, 2021

No amendment in the last 12 months on an offering that may still be open — Aspect Core Trend Fund (latest filing Apr 28, 2021)

The latest filing for this offering is dated Apr 28, 2021 (first sale Feb 1, 2018). It reports $100,250,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 28, 2021 ↗Aspect Core Trend Fund — PartnerFacts page ↗
Sources
Note · Mar 3, 2016 – Apr 29, 2020

No amendment in the last 12 months on an offering that may still be open — Aspect UCITS Funds PLC (latest filing Apr 29, 2020)

The latest filing for this offering is dated Apr 29, 2020 (first sale Mar 3, 2016). It reports $15,151,364 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 29, 2020 ↗Aspect UCITS Funds PLC — PartnerFacts page ↗
Sources
Worth asking · Nov 22, 2021 – Nov 10, 2022

James Gilbert is no longer listed on the Nov 10, 2022 amendment — Aspect UCITS Funds PLC - Aspect Diversified Trends Fund

James Gilbert appears on the Nov 22, 2021 Form D/A (director) but not on the Nov 10, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Nov 22, 2021 ↗Form D/A · Nov 10, 2022 ↗James Gilbert — PartnerFacts page ↗Aspect UCITS Funds PLC - Aspect Diversified Trends Fund — PartnerFacts page ↗
Sources
Worth asking · Nov 16, 2021 – Jun 1, 2022

James Gilbert is no longer listed on the Jun 1, 2022 amendment — Aspect UCITS Funds PLC - Aspect Core UCITS Fund

James Gilbert appears on the Nov 16, 2021 Form D/A (director) but not on the Jun 1, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Nov 16, 2021 ↗Form D/A · Jun 1, 2022 ↗James Gilbert — PartnerFacts page ↗Aspect UCITS Funds PLC - Aspect Core UCITS Fund — PartnerFacts page ↗
Sources
Note · Apr 30, 2021 – Nov 22, 2021

Minimum investment changed between filings — Aspect UCITS Funds PLC - Aspect Diversified Trends Fund

The Apr 30, 2021 filing lists a minimum of $100,000; the Nov 22, 2021 Form D/A lists $1,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 30, 2021 ↗Form D/A (later) · Nov 22, 2021 ↗Aspect UCITS Funds PLC - Aspect Diversified Trends Fund — PartnerFacts page ↗
Sources
Note · Nov 18, 2021 – Feb 14, 2023

Same name, different state: "James Gilbert" (OH) is a separate record

This page covers filings where the address state is X0. A separate record, "James Gilbert" with address state OH, is listed on 2 filings — most recently by Society Brands, Inc. (Feb 14, 2023). Both records have filings in the same period (Nov 18, 2021 to Nov 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Gilbert (OH) — PartnerFacts page ↗Form D · Feb 14, 2023 ↗Society Brands, Inc. — PartnerFacts page ↗James Gilbert (X0) — this page ↗
Sources
Note · Aug 10, 2012 – Nov 2, 2020

Same name, different state: "James S. Gilbert" (A6 or A1) is a separate record

This page covers filings where the address state is X0. A separate record, "James S. Gilbert" with address state A6 or A1, is listed on 8 filings — most recently by FPX Nickel Corp. (Nov 2, 2020). Both records have filings in the same period (May 20, 2019 to Nov 2, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James S. Gilbert (A6,A1) — PartnerFacts page ↗Form D · Nov 2, 2020 ↗FPX Nickel Corp. — PartnerFacts page ↗James Gilbert (X0) — this page ↗
Sources
Note · Feb 12, 2018 – Aug 15, 2018

Same name, different state: "James C. Gilbert, MD" (MA) is a separate record

This page covers filings where the address state is X0. A separate record, "James C. Gilbert, MD" with address state MA, is listed on 2 filings — most recently by Guardian Therapeutics, LLC (Aug 15, 2018). The two records do not overlap in time: this page runs May 20, 2019 to Nov 22, 2021; the other runs Feb 12, 2018 to Aug 15, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James C. Gilbert, MD (MA) — PartnerFacts page ↗Form D · Aug 15, 2018 ↗Guardian Therapeutics, LLC — PartnerFacts page ↗James Gilbert (X0) — this page ↗
Sources
Note · Mar 14, 2013 – Dec 13, 2017

Same name, different state: "James Gilbert" (CA) is a separate record

This page covers filings where the address state is X0. A separate record, "James Gilbert" with address state CA, is listed on 8 filings — most recently by Crypto Co (Dec 13, 2017). The two records do not overlap in time: this page runs May 20, 2019 to Nov 22, 2021; the other runs Mar 14, 2013 to Dec 13, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Gilbert (CA) — PartnerFacts page ↗Form D · Dec 13, 2017 ↗Crypto Co — PartnerFacts page ↗James Gilbert (X0) — this page ↗
Sources
Note · Mar 30, 2010

Same name, different state: "James Gilbert" (VA) is a separate record

This page covers filings where the address state is X0. A separate record, "James Gilbert" with address state VA, is listed on 1 filing — most recently by Apoquindo Minerals Inc (Mar 30, 2010). The two records do not overlap in time: this page runs May 20, 2019 to Nov 22, 2021; the other has one filing dated Mar 30, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Gilbert (VA) — PartnerFacts page ↗Form D · Mar 30, 2010 ↗Apoquindo Minerals Inc — PartnerFacts page ↗James Gilbert (X0) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 22, 2021 D/A
Aspect UCITS Funds PLC - Aspect Diversified Trends Fund
File 021-397840
$0$0$0China International Capital Corporation Hong Kong Securities Limited no CRD number reported
Mirae Asset Daewoo Securities Co., Ltd no CRD number reported		EDGAR ↗
Nov 16, 2021 D/A
Aspect UCITS Funds PLC - Aspect Core UCITS Fund
File 021-398435
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2021 D/A
Aspect Core Trend Fund
File 021-310910
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2020 D/A
Aspect UCITS Funds PLC
File 021-268420
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named James Gilbert on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AU
Pooled Investment Fund · group: John Aspect

Aspect UCITS Funds PLC - Aspect Diversified Trends Fund

Dublin, Ireland (as filed: L2) · Apr 30, 2021 → Nov 22, 2021 · 2 filings
  • Nov 22, 2021 · D/A · $14,924,930 sold of Indefinite · 2 investors · min. $1,000 · role: Director (James Gilbert resigned as Director of Aspect UCITS Funds PLC - Aspect Core UCITS Fund on October 19, 2021.) EDGAR ↗
  • Apr 30, 2021 · D · $15,427,917 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $15.4M from 7 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Pooled Investment Fund · group: John Aspect

Aspect UCITS Funds PLC - Aspect Core UCITS Fund

Dublin, Ireland (as filed: L2) · May 6, 2021 → Nov 16, 2021 · 2 filings
  • Nov 16, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director (James Gilbert resigned as Director of Aspect UCITS Funds PLC - Aspect Core UCITS Fund on October 19, 2021.) EDGAR ↗
  • May 6, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $14.7M from 3 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: John Aspect

Aspect Core Trend Fund

Dublin, Ireland (as filed: L2) · May 20, 2019 → Apr 28, 2021 · 3 filings
  • Apr 28, 2021 · D/A · $100,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 29, 2020 · D/A · $100,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • May 20, 2019 · D/A · $100,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $100.3M from 2 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Pooled Investment Fund · group: John Aspect

Aspect UCITS Funds PLC

Dublin 2, Ireland (as filed: L2) · May 20, 2019 → Apr 29, 2020 · 2 filings
  • Apr 29, 2020 · D/A · $15,151,364 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • May 20, 2019 · D/A · $15,151,364 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $15.2M from 3 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Gilbert — CA, 3 issuers, Mar 14, 2013 → Dec 13, 2017 · no shared issuer
  • James Gilbert — MA, 3 issuers, Feb 22, 2013 → Oct 1, 2018 · no shared issuer
  • James S. Gilbert — Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 2 issuers, Aug 10, 2012 → Nov 2, 2020 · no shared issuer
  • James Gilbert — VA, 1 issuer, Mar 30, 2010 → Mar 30, 2010 · no shared issuer
  • James C. Gilbert, MD — MA, 1 issuer, Feb 12, 2018 → Aug 15, 2018 · no shared issuer
  • James Gilbert — OH, 1 issuer, Nov 18, 2021 → Feb 14, 2023 · no shared issuer
  • James L. Gilbert — CA, 1 issuer, Aug 26, 2011 → Aug 26, 2011 · no shared issuer
  • James Gilbert — British Columbia, Canada (as filed: A1), 1 issuer, Jan 6, 2023 → Mar 1, 2023 · no shared issuer

People around James 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AC
Management entity

Aspect Capital Limited

Promoter · 9 shared filings (4 issuers) · also on 4 other issuers

Aspect Capital Limited is on 8 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Lueck

Director, Promoter · 9 shared filings (4 issuers) · also on 13 other issuers

Martin Lueck is on 17 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Todd

Director, Promoter · 9 shared filings (4 issuers) · also on 13 other issuers

Anthony Todd is on 17 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Hope

Director, Promoter · 9 shared filings (4 issuers) · also on 13 other issuers

Kenneth Hope is on 17 issuers in total — a repeat sponsor. Their page lists every one.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin James Carter

Director, Promoter · 9 shared filings (4 issuers) · also on 12 other issuers

Kevin James Carter is on 16 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Rosemary Reynolds

Director, Promoter · 9 shared filings (4 issuers) · also on 10 other issuers

Rosemary Reynolds is on 14 issuers in total — a repeat sponsor. Their page lists every one.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Teddy Otto

Director · 9 shared filings (4 issuers) · also on 13 other issuers

Teddy Otto is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Skelly

Director · 9 shared filings (4 issuers) · also on 47 other issuers

John Skelly is on 51 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian Waters

Director · 7 shared filings (4 issuers) · also on 33 other issuers

Adrian Waters is on 37 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Peter John Gibbs

Director, Promoter · 5 shared filings (2 issuers) · also on 41 other issuers

Peter John Gibbs is on 43 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Barney Dalton

Director, Promoter · 5 shared filings (2 issuers) · also on 9 other issuers

Barney Dalton is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Greenwold

Director, Promoter · 5 shared filings (2 issuers) · also on 11 other issuers

Jonathan Greenwold is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Anna Hull

Director, Promoter · 5 shared filings (2 issuers) · also on 9 other issuers

Anna Hull is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wareham

Director, Promoter · 2 shared filings (1 issuer) · also on 7 other issuers

John Wareham is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jean-Michel Fayolle

Director, Promoter · 2 shared filings (1 issuer) · also on 5 other issuers

Jean-Michel Fayolle is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian Walters

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Gilbert. Their page shows their other deals.

The team behind the deals

JA
Sponsor group

John Aspect

17 issuers · 183 filings · $3.37B reported sold · 2009–2026

One team, 17 deal companies. James Gilbert is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Gilbert.

Same business address

5 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 4 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Aspect UCITS Funds PLC - Aspect Diversified Trends Fund, Aspect UCITS Funds PLC - Aspect Core UCITS Fund, Aspect Core Trend Fund, Aspect UCITS Funds PLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Gilbert by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Gilbert is listed on: none on file. No website or social profile named in Aspect Core Trend Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #192,799 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dublin, L2). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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