PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:37 AM ET

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JG
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James Gale

Named as an officer, director or promoter on SEC Form D filings · NJ · Dec 22, 2010 → Jul 24, 2026

3deals (issuers)
$20.7Mreported sold
99investors
11Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Gale is listed as an executive officer and director on 11 SEC Form D filings by 3 issuers between Dec 2010 and Jul 2026: Apicore Inc. (Somerset, NJ — pharmaceuticals — 2014–2016; $9.2M reported sold to 12 investors), IGI LABORATORIES, INC (Buena, NJ — pharmaceuticals — 2010–2013; $6.5M reported sold to 78 investors) and ASCENDIA PHARMACEUTICALS, INC. (North Brunswick, NJ — other health care — 2022–2026; $5M reported sold to 9 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $20.7M sold in total.

Listed alongside Theron Odlaug (5 shared filings), Albert Friesen (4 shared filings), Jingjun Huang (4 shared filings), Ravishanker Kovi (4 shared filings), Robert Bloder (4 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 19 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for James Gale and found 10 differences: Form D filed 28 days after the first sale; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Gale has not run yet — it is #10,998 of 19,285 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Gale..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

19 cases: 1 open, 18 closed (disposition not in docket feed)

James Gale open
United States Bankruptcy Court, S.D. California · No. 23-03293 · Filed Oct 26, 2023
Role of James Gale: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James R. Gale closed
United States Bankruptcy Court, E.D. California · No. 22-11751 · Filed Oct 14, 2022 · Closed Feb 3, 2023
Role of James R. Gale: Debtor · Outcome: Case closed 2023-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James R. Gale closed
United States Bankruptcy Court, D. Nebraska · No. 16-41184 · Filed Jul 29, 2016 · Closed Dec 5, 2016
Role of James R. Gale: Debtor · Outcome: Case closed 2016-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings
James B. Gale closed
United States Bankruptcy Court, S.D. California · No. 16-04499 · Filed Jul 26, 2016 · Closed Jul 25, 2017
Role of James B. Gale: Debtor · Outcome: Case closed 2017-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James Gale and Laura Gale closed
United States Bankruptcy Court, D. New Jersey · No. 12-15533 · Filed Mar 2, 2012 · Closed Jun 26, 2012
Role of James Gale and Laura Gale: Debtor · Outcome: Case closed 2012-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NJ)
James B. Gale closed
United States Bankruptcy Court, S.D. California · No. 11-03061 · Filed Feb 26, 2011 · Closed Jul 26, 2016
Role of James B. Gale: Debtor · Outcome: Case closed 2016-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James R. Gale and Vickie E. Gale closed
United States Bankruptcy Court, E.D. California · No. 09-28684 · Filed May 1, 2009 · Closed Sep 19, 2014
Role of James R. Gale and Vickie E. Gale: Debtor · Outcome: Case closed 2014-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James F. Gale and Wendy Lee Gale closed
United States Bankruptcy Court, D. New Hampshire · No. 05-13551 · Filed Sep 7, 2005 · Closed Feb 28, 2006
Role of James F. Gale and Wendy Lee Gale: Debtor · Outcome: Case closed 2006-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in NH (not a filing state)
James Gale and Monti Gale closed
United States Bankruptcy Court, D. Idaho · No. 04-40666 · Filed Mar 31, 2004 · Closed Jul 7, 2004
Role of James Gale and Monti Gale: Debtor · Outcome: Case closed 2004-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in ID (not a filing state)
James W. Gale and Lisa Ann Gale closed
United States Bankruptcy Court, W.D. Michigan · No. 01-08757 · Filed Aug 28, 2001 · Closed Nov 20, 2001
Role of James W. Gale and Lisa Ann Gale: Debtor · Outcome: Case closed 2001-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state)
James W. Gale and Lisa A. Gale closed
United States Bankruptcy Court, W.D. Michigan · No. 01-04749 · Filed May 2, 2001 · Closed Sep 24, 2001
Role of James W. Gale and Lisa A. Gale: Debtor · Outcome: Case closed 2001-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state)
James W. Gale and Lisa A. Gale closed
United States Bankruptcy Court, W.D. Michigan · No. 01-03129 · Filed Mar 23, 2001 · Closed Jun 28, 2001
Role of James W. Gale and Lisa A. Gale: Debtor · Outcome: Case closed 2001-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state)
James B. Gale closed
United States Bankruptcy Court, S.D. California · No. 97-19029 · Filed Dec 24, 1997 · Closed Apr 15, 1998
Role of James B. Gale: Debtor · Outcome: Case closed 1998-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James F. Gale and Vicki L. Gale closed
United States Bankruptcy Court, E.D. Michigan · No. 97-43192 · Filed Feb 27, 1997 · Closed Jul 23, 1997
Role of James F. Gale and Vicki L. Gale: Debtor · Outcome: Case closed 1997-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state)
James D. Gale closed
United States Bankruptcy Court, D. Massachusetts · No. 95-16221 · Filed Sep 14, 1995 · Closed Jul 24, 1996
Role of James D. Gale: Debtor · Outcome: Case closed 1996-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)
James Gale closed
United States Bankruptcy Court, N.D. Illinois · No. 94-17101 · Filed Aug 26, 1994 · Closed Nov 13, 1996
Role of James Gale: Debtor · Outcome: Case closed 1996-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
James R. Gale and Charlotte L. Gale closed
United States Bankruptcy Court, D. Maryland · No. 94-52250 · Filed Apr 8, 1994 · Closed Aug 3, 1994
Role of James R. Gale and Charlotte L. Gale: Debtor · Outcome: Case closed 1994-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in MD (not a filing state)
James F. Gale closed
United States Bankruptcy Court, D. New Hampshire · No. 94-10175 · Filed Jan 25, 1994 · Closed Jul 28, 1994
Role of James F. Gale: Debtor · Outcome: Case closed 1994-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in NH (not a filing state)
James F Gale closed
United States Bankruptcy Court, D. New Jersey · No. 82-6555 · Filed Sep 23, 1982 · Closed May 25, 1983
Role of James F Gale: Debtor · Outcome: Case closed 1983-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NJ)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for James Gale (compared 11 filings on Oct 24, 2026)

Note · Jun 26, 2026 – Jul 24, 2026

Form D filed 28 days after the first sale — ASCENDIA PHARMACEUTICALS, INC.

The filing says the first sale was Jun 26, 2026. The Form D was filed Jul 24, 2026 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 24, 2026 ↗ASCENDIA PHARMACEUTICALS, INC. — PartnerFacts page ↗
Sources
Note · Dec 21, 2012 – Jan 7, 2013

Form D filed 17 days after the first sale — IGI LABORATORIES, INC

The filing says the first sale was Dec 21, 2012. The Form D was filed Jan 7, 2013 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 7, 2013 ↗IGI LABORATORIES, INC — PartnerFacts page ↗
Sources
Note · Dec 8, 2010 – Dec 22, 2010

No amendment in the last 12 months on an offering that may still be open — IGI LABORATORIES, INC (latest filing Dec 22, 2010)

The latest filing for this offering is dated Dec 22, 2010 (first sale Dec 8, 2010). It reports $6,500,000 sold of $6,600,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 22, 2010 ↗IGI LABORATORIES, INC — PartnerFacts page ↗
Sources
Note · Jul 13, 2022 – Jul 24, 2026

Industry group changed between filings — ASCENDIA PHARMACEUTICALS, INC.

"Pharmaceuticals" (Jul 13, 2022 to Jun 4, 2025); then "Other Health Care" (Jul 24, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 13, 2022 ↗Form D · Jul 24, 2026 ↗ASCENDIA PHARMACEUTICALS, INC. — PartnerFacts page ↗
Sources
Note · Jun 4, 2021 – Aug 6, 2026

Same name, different state: "James Gale" (MD) is a separate record

This page covers filings where the address state is NJ. A separate record, "James Gale" with address state MD, is listed on 14 filings — most recently by Cerium Pharmaceuticals, Inc. (Aug 6, 2026). Both records have filings in the same period (Jun 4, 2021 to Jul 24, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Gale (MD) — PartnerFacts page ↗Form D · Aug 6, 2026 ↗Cerium Pharmaceuticals, Inc. — PartnerFacts page ↗James Gale (NJ) — this page ↗
Sources
Note · Oct 1, 2009 – Apr 15, 2024

Same name, different state: "James C Gale" (NY) is a separate record

This page covers filings where the address state is NJ. A separate record, "James C Gale" with address state NY, is listed on 14 filings — most recently by Signet Healthcare Partners QP Partnership V, LP (Apr 15, 2024). Both records have filings in the same period (Dec 22, 2010 to Apr 15, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James C Gale (NY) — PartnerFacts page ↗Form D/A · Apr 15, 2024 ↗Signet Healthcare Partners QP Partnership V, LP — PartnerFacts page ↗James Gale (NJ) — this page ↗
Sources
Note · Aug 22, 2022 – Oct 7, 2022

Same name, different state: "James E. Gale" (MD) is a separate record

This page covers filings where the address state is NJ. A separate record, "James E. Gale" with address state MD, is listed on 2 filings — most recently by Pharmaceutics International, Inc. (Oct 7, 2022). Both records have filings in the same period (Aug 22, 2022 to Oct 7, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James E. Gale (MD) — PartnerFacts page ↗Form D · Oct 7, 2022 ↗Pharmaceutics International, Inc. — PartnerFacts page ↗James Gale (NJ) — this page ↗
Sources
Note · Nov 13, 2014 – Oct 29, 2018

Same name, different state: "James Gale" (NY) is a separate record

This page covers filings where the address state is NJ. A separate record, "James Gale" with address state NY, is listed on 7 filings — most recently by Pharmaceutics International, Inc. (Oct 29, 2018). Both records have filings in the same period (Nov 13, 2014 to Oct 29, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Gale (NY) — PartnerFacts page ↗Form D · Oct 29, 2018 ↗Pharmaceutics International, Inc. — PartnerFacts page ↗James Gale (NJ) — this page ↗
Sources
Note · Dec 9, 2009

Same name, different state: "James Gale" (CA) is a separate record

This page covers filings where the address state is NJ. A separate record, "James Gale" with address state CA, is listed on 1 filing — most recently by Pfenex Inc. (Dec 9, 2009). The two records do not overlap in time: this page runs Dec 22, 2010 to Jul 24, 2026; the other has one filing dated Dec 9, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Gale (CA) — PartnerFacts page ↗Form D · Dec 9, 2009 ↗Pfenex Inc. — PartnerFacts page ↗James Gale (NJ) — this page ↗
Sources
Note · Jun 4, 2025 – Jul 24, 2026

Address moved from New Brunswick, NJ to North Brunswick, NJ — ASCENDIA PHARMACEUTICALS, INC.

The people listed on the Jun 4, 2025 filing give New Brunswick, NJ; on the Jul 24, 2026 filing they give North Brunswick, NJ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 4, 2025 ↗Form D · Jul 24, 2026 ↗ASCENDIA PHARMACEUTICALS, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 11 offerings reports sales commissions totalling $650,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 24, 2026 D
ASCENDIA PHARMACEUTICALS, INC.
File 021-592056
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2025 D
ASCENDIA PHARMACEUTICALS, INC.
File 021-548014
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2024 D
ASCENDIA PHARMACEUTICALS, INC.
File 021-526630
$0 (est.)$0$0None listed on this filingEDGAR ↗
Jul 13, 2022 D
ASCENDIA PHARMACEUTICALS, INC.
File 021-452185
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2016 D
Apicore Inc.
File 021-272018
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2014 D
Apicore Inc.
File 021-221011
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2014 D
Apicore Inc.
File 021-221017
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2014 D
Apicore Inc.
File 021-221020
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2013 D
IGI LABORATORIES, INC
File 021-189629
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2011 D
IGI LABORATORIES, INC
File 021-152948
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2010 D
IGI LABORATORIES, INC
File 021-152391
$650,000$0$0Maxim Group, LLC BrokerCheck CRD 120708 ↗
Sanders Morris Harris Inc. BrokerCheck CRD 20580 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named James Gale on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AP
Other Health Care

ASCENDIA PHARMACEUTICALS, INC.

North Brunswick, NJ · Jul 13, 2022 → Jul 24, 2026 · 4 filings
  • Jul 24, 2026 · D · $4,084,536 sold of $4,084,536 · 3 investors · min. $500,000 · role: Director EDGAR ↗
  • Jun 4, 2025 · D · $2,500,000 sold of $2,500,000 · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 11, 2024 · D · $2,500,638 sold of $2,500,638 · 2 investors · min. $475,121 · role: Director EDGAR ↗
  • Jul 13, 2022 · D · $2,499,945 sold of $2,499,945 · 2 investors · min. $474,989 · role: Director EDGAR ↗

Raised $5M from 9 investors (100% of the $4.08M target) as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Pharmaceuticals

Apicore Inc.

Somerset, NJ · Jul 15, 2014 → Oct 7, 2016 · 4 filings
  • Oct 7, 2016 · D · $720,118 sold of $720,118 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 15, 2014 · D · $9,200,037 sold of $9,200,037 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 15, 2014 · D · $12,500 sold of $12,500 · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 15, 2014 · D · $6,826,400 sold of $6,826,400 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $9.2M from 12 investors (100% of the $720K target) as of the latest filing. James is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IL
Pharmaceuticals

IGI LABORATORIES, INC

Buena, NJ · Dec 22, 2010 → Jan 7, 2013 · 3 filings
  • Jan 7, 2013 · D · $2,000,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 4, 2011 · D · $8,813 sold of $8,813 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2010 · D · $6,500,000 sold of $6,600,000 · 78 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.5M from 78 investors (100% of the $2M target) as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James C Gale — NY, 7 issuers, Oct 1, 2009 → Apr 15, 2024 · no shared issuer
  • James Gale — NY, 2 issuers, Nov 13, 2014 → Oct 29, 2018 · no shared issuer
  • James Gale — MD, 2 issuers, Jun 4, 2021 → Aug 6, 2026 · no shared issuer
  • James Gale — CA, 1 issuer, Dec 9, 2009 → Dec 9, 2009 · no shared issuer
  • James D. Gale — NJ, 1 issuer, Apr 9, 2010 → Apr 9, 2010 · shares 1 issuer with this record
  • James E. Gale — MD, 1 issuer, Aug 22, 2022 → Oct 7, 2022 · no shared issuer

People around James 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Theron Odlaug

Director · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James Gale. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Sone

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ravishanker Kovi

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Gale. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Albert Friesen

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jingjun Huang

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Bloder

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Nadya Lawrence

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Joyce Erony

Director · 3 shared filings (1 issuer) · also on 11 other issuers

Joyce Erony is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Hemric

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Gale. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Narendra N. Borkar

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Bhaskar Chaudhuri

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

VD
No photo found yet (own website and image search run after this page is viewed)
Person

Vithal Dhaduk

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Shoufeng Li

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jane E. Hager

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Moore

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Forte

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Grenfell-Gardner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jenniffer Collins

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Bogda

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Gale. Their page shows their other deals.

VD
No photo found yet (own website and image search run after this page is viewed)
Person

Vithal Dahduk

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy B. Sawyer

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Colin Foster

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Gale. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Gale by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Gale is listed on: none on file. No website or social profile named in Apicore Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #282,503 of 374,652 in line (48 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Somerset, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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