Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:20 AM ET

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James W. Fields

Named as an officer, director or promoter on SEC Form D filings · NY · Dec 15, 2010 → Aug 21, 2023

8deals (issuers)

$104Mreported sold

231investors

22Form D filings

2010–2023years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James W. Fields is listed as an executive officer and director on 22 SEC Form D filings by 8 issuers between Jul 2009 and Dec 2025. Largest by amount reported sold: Klingenstein Fields Venture Fund II, L.P. (New York, NY — pooled investment fund — 2020–2021; $25.8M reported sold to 36 investors), Klingenstein Fields Alpine Partners, LLC (New York, NY — investing — 2010–2012; $22M reported sold to 32 investors), Klingenstein Fields Venture Fund III, L.P. (New York, NY — pooled investment fund — 2022–2023; $17.7M reported sold to 31 investors), Klingenstein Fields Venture Fund, L.P. (New York, NY — pooled investment fund — 2017–2018; $17.3M reported sold to 34 investors), Klingenstein Fields Asia Fund, LP (New York, NY — pooled investment fund — 2010–2015; $13.4M reported sold to 48 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $104M sold in total.

Listed alongside Jonathan Roberts (6 shared filings), Kenneth D. Pollinger (6 shared filings), Alexander Dundas (5 shared filings), Dominic Ianno (5 shared filings), Robert Norton (5 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

6 of the issuers belong to the sponsor group Klingenstein Fields (6 issuers, $100.4M reported sold, 2010–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Klingenstein Fields has 6 companies on file and $100.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 5 SEC releases, 13 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 22 public filings for James W. Fields and found 19 differences, 2 worth asking the sponsor about: Investor count went down between filings; Form D filed 1,068 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James W. Fields has not run yet — it is joining a line of 13,393 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

James Fields v. Palmdale School Dist closed

District Court, C.D. California · No. 2:02-cv-09681 · Filed Dec 19, 2002 · Closed May 5, 2003

Role of James Fields: Plaintiff · Outcome: Terminated 2003-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

5 SEC releases

LocatePlus Holdings Corp., Jon Latorella and James Fields Litigation release

SEC · Jul 5, 2017 · Parties as named in the release: LocatePlus Holdings Corp., Jon Latorella and James Fields Read the release ↗

same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named

James C. Fields, CPA Administrative proceeding

SEC · Apr 9, 2013 · Parties as named in the release: James C. Fields, CPA Read the release ↗

same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named; middle initial differs

LocatePlus Holdings Corporation, Jon Latorella and James Fields Litigation release

SEC · Mar 1, 2013 · Parties as named in the release: LocatePlus Holdings Corporation, Jon Latorella and James Fields Read the release ↗

same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named

Jon Latorella and James Fields Litigation release

SEC · Nov 20, 2012 · Parties as named in the release: Jon Latorella and James Fields Read the release ↗

same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named

LocatePlus Holdings Corporation, Jon Latorella and James Fields Litigation release

SEC · Jun 18, 2012 · Parties as named in the release: LocatePlus Holdings Corporation, Jon Latorella and James Fields Read the release ↗

same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James W. Fields..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

James A Fields and Cheryl A Fields closed

United States Bankruptcy Court, N.D. New York · No. 13-10082 · Filed Jan 12, 2013 · Closed Sep 9, 2019

Role of James A Fields and Cheryl A Fields: Debtor · Outcome: Case closed 2019-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

James R. Fields and Mary J. Fields closed

United States Bankruptcy Court, N.D. California · No. 10-74218 · Filed Dec 10, 2010 · Closed Nov 25, 2013

Role of James R. Fields and Mary J. Fields: Debtor · Outcome: Case closed 2013-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

James D Fields closed

United States Bankruptcy Court, N.D. California · No. 10-51921 · Filed Feb 26, 2010 · Closed May 26, 2010

Role of James D Fields: Debtor · Outcome: Case closed 2010-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

James Fields closed

United States Bankruptcy Court, E.D. New York · No. 8-08-74840 · Filed Sep 8, 2008 · Closed Jan 15, 2009

Role of James Fields: Debtor · Outcome: Case closed 2009-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)

James Fields closed

United States Bankruptcy Court, S.D. New York · No. 07-37012 · Filed Dec 15, 2007 · Closed Mar 26, 2008

Role of James Fields: Debtor · Outcome: Case closed 2008-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)

James Fields closed

United States Bankruptcy Court, C.D. California · No. 2:07-bk-13239 · Filed Apr 23, 2007 · Closed Oct 25, 2007

Role of James Fields: Debtor · Outcome: Case closed 2007-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)

James Fields and Tammany Fields closed

United States Bankruptcy Court, C.D. California · No. 1:06-bk-12165 · Filed Nov 20, 2006 · Closed May 14, 2007

Role of James Fields and Tammany Fields: Debtor · Outcome: Case closed 2007-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

James Fields closed

United States Bankruptcy Court, E.D. New York · No. 1-05-35312 · Filed Oct 16, 2005 · Closed Apr 18, 2006

Role of James Fields: Debtor · Outcome: Case closed 2006-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)

James Fields and Michelle Fields closed

United States Bankruptcy Court, E.D. New York · No. 1-04-24393 · Filed Oct 11, 2004 · Closed Jul 19, 2007

Role of James Fields and Michelle Fields: Debtor · Outcome: Case closed 2007-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

James L Fields closed

United States Bankruptcy Court, E.D. New York · No. 8-04-86107 · Filed Sep 24, 2004 · Closed Feb 2, 2005

Role of James L Fields: Debtor · Outcome: Case closed 2005-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

James D. Fields and Roberta E. Fields closed

United States Bankruptcy Court, E.D. California · No. 04-18109 · Filed Sep 22, 2004 · Closed May 24, 2005

Role of James D. Fields and Roberta E. Fields: Debtor · Outcome: Case closed 2005-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

James W. Fields closed

United States Bankruptcy Court, W.D. New York · No. 2-02-23319 · Filed Aug 26, 2002 · Closed Dec 16, 2002

Role of James W. Fields: Debtor · Outcome: Case closed 2002-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)

James A. Fields closed

United States Bankruptcy Court, W.D. New York · No. 2-91-23604 · Filed Dec 27, 1991 · Closed Jun 9, 1992

Role of James A. Fields: Debtor · Outcome: Case closed 1992-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 488 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for James W. Fields — 2 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Dec 15, 2010 – Jun 22, 2012

Investor count went down between filings — Klingenstein Fields Asia Fund, LP

The Dec 15, 2010 filing reports 45 investors; the Jun 22, 2012 Form D/A reports 9 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Dec 15, 2010 ↗Form D/A (later) · Jun 22, 2012 ↗Klingenstein Fields Asia Fund, LP — PartnerFacts page ↗

Sources

Form D (earlier) · Dec 15, 2010 ↗ (Dec 15, 2010)
Form D/A (later) · Jun 22, 2012 ↗ (Jun 22, 2012)
Klingenstein Fields Asia Fund, LP — PartnerFacts page ↗ (Nov 13, 2015)

Worth asking · Apr 1, 2007 – Mar 4, 2010

Form D filed 1,068 days after the first sale — Klingenstein Fields Alpine Partners, LLC

The filing says the first sale was Apr 1, 2007. The Form D was filed Mar 4, 2010 — 1,068 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,053 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 4, 2010 ↗Klingenstein Fields Alpine Partners, LLC — PartnerFacts page ↗

Sources

Form D · Mar 4, 2010 ↗ (Mar 4, 2010)
Klingenstein Fields Alpine Partners, LLC — PartnerFacts page ↗ (Jun 25, 2012)

Note · Jul 31, 2023 – Aug 17, 2023

Form D filed 17 days after the first sale — Roundtable Entertainment Holdings, Inc.

The filing says the first sale was Jul 31, 2023. The Form D was filed Aug 17, 2023 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 17, 2023 ↗Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 17, 2023 ↗ (Aug 17, 2023)
Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗ (Dec 30, 2025)

Note · Aug 17, 2023 – Dec 30, 2024

Offering amount changed between filings — Roundtable Entertainment Holdings, Inc.

The Aug 17, 2023 filing says $1,700,000 offered; the Dec 30, 2024 Form D/A says $2,705,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 17, 2023 ↗Form D/A (later) · Dec 30, 2024 ↗Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Aug 17, 2023 ↗ (Aug 17, 2023)
Form D/A (later) · Dec 30, 2024 ↗ (Dec 30, 2024)
Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗ (Dec 30, 2025)

Note · Jun 22, 2012 – Nov 12, 2013

Offering amount changed between filings — Klingenstein Fields Global Fund LP

The Jun 22, 2012 filing says $50,000,000 offered; the Nov 12, 2013 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jun 22, 2012 ↗Form D/A (later) · Nov 12, 2013 ↗Klingenstein Fields Global Fund LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jun 22, 2012 ↗ (Jun 22, 2012)
Form D/A (later) · Nov 12, 2013 ↗ (Nov 12, 2013)
Klingenstein Fields Global Fund LP — PartnerFacts page ↗ (Nov 13, 2015)

Note · Mar 4, 2010 – Jun 25, 2012

Offering amount lowered between filings — Klingenstein Fields Alpine Partners, LLC

The Mar 4, 2010 filing says $50,000,000 offered; the Jun 25, 2012 Form D/A says $22,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Mar 4, 2010 ↗Form D/A (later) · Jun 25, 2012 ↗Klingenstein Fields Alpine Partners, LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Mar 4, 2010 ↗ (Mar 4, 2010)
Form D/A (later) · Jun 25, 2012 ↗ (Jun 25, 2012)
Klingenstein Fields Alpine Partners, LLC — PartnerFacts page ↗ (Jun 25, 2012)

Note · Jun 1, 2007 – Aug 21, 2023

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Klingenstein Fields Venture Fund III, L.P. (latest filing Aug 21, 2023) · No amendment in the last 12 months on an offering that may still be open — Roundtable Entertainment Holdings, Inc. (latest filing Jan 18, 2023) · No amendment in the last 12 months on an offering that may still be open — Klingenstein Fields Venture Fund II, L.P. (latest filing Jun 29, 2021) · No amendment in the last 12 months on an offering that may still be open — Klingenstein Fields Venture Fund, L.P. (latest filing Oct 30, 2018) · No amendment in the last 12 months on an offering that may still be open — Klingenstein Fields Global Fund LP (latest filing Nov 13, 2015) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 21, 2023 ↗Klingenstein Fields Venture Fund III, L.P. — PartnerFacts page ↗Form D/A · Jan 18, 2023 ↗Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗

Sources

Form D/A · Aug 21, 2023 ↗ (Aug 21, 2023)
Klingenstein Fields Venture Fund III, L.P. — PartnerFacts page ↗ (Aug 21, 2023)
Form D/A · Jan 18, 2023 ↗ (Jan 18, 2023)
Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗ (Dec 30, 2025)
Form D/A · Jun 29, 2021 ↗ (Jun 29, 2021)
Klingenstein Fields Venture Fund II, L.P. — PartnerFacts page ↗ (Jun 29, 2021)
Form D/A · Oct 30, 2018 ↗ (Oct 30, 2018)
Klingenstein Fields Venture Fund, L.P. — PartnerFacts page ↗ (Oct 30, 2018)

Note · Jul 10, 2009 – Dec 15, 2010

James W. Fields is written 2 different ways on the filings

listed as "James Fields" on 9 filings (from Jul 10, 2009), and "James W. Fields" on 13 filings (from Dec 15, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 10, 2009 ↗Form D · Dec 15, 2010 ↗James W. Fields — PartnerFacts page ↗

Sources

Note · Mar 4, 2010 – Jun 22, 2012

Industry group changed between filings — Klingenstein Fields Global Fund LP

"Investing" (Mar 4, 2010); then "Pooled Investment Fund" (Jun 22, 2012 to Nov 13, 2015).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Mar 4, 2010 ↗Form D/A · Jun 22, 2012 ↗Klingenstein Fields Global Fund LP — PartnerFacts page ↗

Sources

Form D · Mar 4, 2010 ↗ (Mar 4, 2010)
Form D/A · Jun 22, 2012 ↗ (Jun 22, 2012)
Klingenstein Fields Global Fund LP — PartnerFacts page ↗ (Nov 13, 2015)

Note · Nov 3, 2021

Same name, different state: "James Fields" (TN) is a separate record

This page covers filings where the address state is NY. A separate record, "James Fields" with address state TN, is listed on 1 filing — most recently by InsCorp Inc (Nov 3, 2021). Both records have filings in the same period (Nov 3, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Fields (TN) — PartnerFacts page ↗Form D · Nov 3, 2021 ↗InsCorp Inc — PartnerFacts page ↗James W. Fields (NY) — this page ↗

Sources

James Fields (TN) — PartnerFacts page ↗ (Nov 3, 2021)
Form D · Nov 3, 2021 ↗ (Nov 3, 2021)
InsCorp Inc — PartnerFacts page ↗ (Nov 3, 2021)
James W. Fields (NY) — this page ↗ (Aug 21, 2023)

Note · Aug 6, 2009 – Sep 27, 2011

Same name, different state: "James Fields" (X0) is a separate record

This page covers filings where the address state is NY. A separate record, "James Fields" with address state X0, is listed on 4 filings — most recently by Pugnacious Endeavors Inc (Sep 27, 2011). Both records have filings in the same period (Dec 15, 2010 to Sep 27, 2011).

James Fields (X0) — PartnerFacts page ↗Form D · Sep 27, 2011 ↗Pugnacious Endeavors Inc — PartnerFacts page ↗James W. Fields (NY) — this page ↗

Sources

James Fields (X0) — PartnerFacts page ↗ (Sep 27, 2011)
Form D · Sep 27, 2011 ↗ (Sep 27, 2011)
Pugnacious Endeavors Inc — PartnerFacts page ↗ (Sep 27, 2011)
James W. Fields (NY) — this page ↗ (Aug 21, 2023)

Note · Feb 24, 2011

Same name, different state: "James Fields" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "James Fields" with address state CA, is listed on 2 filings — most recently by OUTCAST MEDIA HOLDINGS, INC. (Feb 24, 2011). Both records have filings in the same period (Feb 24, 2011).

James Fields (CA) — PartnerFacts page ↗Form D · Feb 24, 2011 ↗OUTCAST MEDIA HOLDINGS, INC. — PartnerFacts page ↗James W. Fields (NY) — this page ↗

Sources

James Fields (CA) — PartnerFacts page ↗ (Feb 24, 2011)
Form D · Feb 24, 2011 ↗ (Feb 24, 2011)
OUTCAST MEDIA HOLDINGS, INC. — PartnerFacts page ↗ (Feb 24, 2011)
James W. Fields (NY) — this page ↗ (Aug 21, 2023)

Note · Jan 10, 2022 – Jan 18, 2023

Address moved from Nashville, TN to Los Angeles, CA — Roundtable Entertainment Holdings, Inc.

The people listed on the Jan 10, 2022 filing give Nashville, TN; on the Jan 18, 2023 filing they give Los Angeles, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 10, 2022 ↗Form D/A · Jan 18, 2023 ↗Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗

Sources

Form D · Jan 10, 2022 ↗ (Jan 10, 2022)
Form D/A · Jan 18, 2023 ↗ (Jan 18, 2023)
Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗ (Dec 30, 2025)

Note · Jan 10, 2022 – Dec 30, 2024

Reported revenue range changed between filings — Roundtable Entertainment Holdings, Inc.

"No Revenues" (Jan 10, 2022); then "Decline to Disclose" (Jan 18, 2023); then "No Revenues" (Aug 17, 2023); then "$1 - $1,000,000" (Dec 30, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 10, 2022 ↗Form D/A · Jan 18, 2023 ↗Form D · Aug 17, 2023 ↗Form D/A · Dec 30, 2024 ↗

Sources

Form D · Jan 10, 2022 ↗ (Jan 10, 2022)
Form D/A · Jan 18, 2023 ↗ (Jan 18, 2023)
Form D · Aug 17, 2023 ↗ (Aug 17, 2023)
Form D/A · Dec 30, 2024 ↗ (Dec 30, 2024)
Roundtable Entertainment Holdings, Inc. — PartnerFacts page ↗ (Dec 30, 2025)

Note · Jun 22, 2012 – Nov 12, 2013

Reported net asset value range changed between filings — Klingenstein Fields Global Fund LP

"$1 - $5,000,000" (Jun 22, 2012); then "Decline to Disclose" (Nov 12, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Jun 22, 2012 ↗Form D/A · Nov 12, 2013 ↗Klingenstein Fields Global Fund LP — PartnerFacts page ↗

Sources

Form D/A · Jun 22, 2012 ↗ (Jun 22, 2012)
Form D/A · Nov 12, 2013 ↗ (Nov 12, 2013)
Klingenstein Fields Global Fund LP — PartnerFacts page ↗ (Nov 13, 2015)

Note · Mar 4, 2010 – Jun 25, 2012

Reported revenue range changed between filings — Klingenstein Fields Alpine Partners, LLC

"$1 - $1,000,000" (Mar 4, 2010); then "No Revenues" (Jun 25, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 4, 2010 ↗Form D/A · Jun 25, 2012 ↗Klingenstein Fields Alpine Partners, LLC — PartnerFacts page ↗

Sources

Form D · Mar 4, 2010 ↗ (Mar 4, 2010)
Form D/A · Jun 25, 2012 ↗ (Jun 25, 2012)
Klingenstein Fields Alpine Partners, LLC — PartnerFacts page ↗ (Jun 25, 2012)

Note · Jun 22, 2012 – Nov 12, 2013

Minimum investment changed between filings — Klingenstein Fields Global Fund LP

The Jun 22, 2012 filing lists a minimum of $10,000; the Nov 12, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 22, 2012 ↗Form D/A (later) · Nov 12, 2013 ↗Klingenstein Fields Global Fund LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jun 22, 2012 ↗ (Jun 22, 2012)
Form D/A (later) · Nov 12, 2013 ↗ (Nov 12, 2013)
Klingenstein Fields Global Fund LP — PartnerFacts page ↗ (Nov 13, 2015)

Note · Jun 22, 2012 – Nov 12, 2013

Minimum investment changed between filings — Klingenstein Fields Asia Fund, LP

The Jun 22, 2012 filing lists a minimum of $100,000; the Nov 12, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 22, 2012 ↗Form D/A (later) · Nov 12, 2013 ↗Klingenstein Fields Asia Fund, LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jun 22, 2012 ↗ (Jun 22, 2012)
Form D/A (later) · Nov 12, 2013 ↗ (Nov 12, 2013)
Klingenstein Fields Asia Fund, LP — PartnerFacts page ↗ (Nov 13, 2015)

Note · Dec 15, 2010 – Jun 22, 2012

Minimum investment changed between filings — Klingenstein Fields Asia Fund, LP

The Dec 15, 2010 filing lists a minimum of $0; the Jun 22, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 15, 2010 ↗Form D/A (later) · Jun 22, 2012 ↗Klingenstein Fields Asia Fund, LP — PartnerFacts page ↗

Sources

Form D (earlier) · Dec 15, 2010 ↗ (Dec 15, 2010)
Form D/A (later) · Jun 22, 2012 ↗ (Jun 22, 2012)
Klingenstein Fields Asia Fund, LP — PartnerFacts page ↗ (Nov 13, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $1,225,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 30, 2025 D/A Roundtable Entertainment Holdings, Inc. File 021-490063	$0	$0	$500,000 (est.) Amount reflects salaries and independent contractor fees paid to Executive Officers and Directors for future services.	None listed on this filing	EDGAR ↗
Aug 21, 2023 D/A Klingenstein Fields Venture Fund III, L.P. File 021-456375	$0	$0	$0 (est.) The Investment Manager will receive a fee based on each limited partner's capital commitments and the General Partner may receive carried interest as more fully set forth in the offering materials.	None listed on this filing	EDGAR ↗
Jan 18, 2023 D/A Roundtable Entertainment Holdings, Inc. File 021-428626	$0	$0	$725,000 Amount reflects salaries and independent contractor fees paid to Executive Officers and Directors for future services.	None listed on this filing	EDGAR ↗
Jun 29, 2021 D/A Klingenstein Fields Venture Fund II, L.P. File 021-369907	$0	$0	$0 (est.) The Investment Manager will receive a fee based on capital commitments / capital accounts and the General Partner may receive carried interest as set forth in the offering materials.	None listed on this filing	EDGAR ↗
Oct 30, 2018 D/A Klingenstein Fields Venture Fund, L.P. File 021-297718	$0	$0	$0 (est.) The Investment Manager will receive a fee based on capital commitments / capital accounts and the General Partner may receive carried interest as set forth in the offering materials.	None listed on this filing	EDGAR ↗
Nov 13, 2015 D/A Klingenstein Fields Asia Fund, LP File 021-151921	$0 (est.)	$0 (est.)	$0 (est.) The Investment Advisor, Sub-Advisor and their related persons may receive a quarterly fee based upon the net asset value of each Limited Partner's Capital Account.	None listed on this filing	EDGAR ↗
Nov 13, 2015 D/A Klingenstein Fields Global Fund LP File 021-109298	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager may receive a quarterly management fee based on the net asset value of each Limited Partner's Capital Account.	None listed on this filing	EDGAR ↗
Jun 25, 2012 D/A Klingenstein Fields Alpine Partners, LLC File 021-106560	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 10, 2009 D Bottlenotes inc File 021-88051	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named James W. Fields on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Roundtable Entertainment Holdings, Inc.

Los Angeles, CA · Jan 10, 2022 → Dec 30, 2025 · 5 filings

Dec 30, 2025 · D/A · $2,635,100 sold of $2,705,000 · 23 investors · min. $5,000 · role: Director EDGAR ↗
Dec 30, 2024 · D/A · $2,034,600 sold of $2,705,000 · 21 investors · min. $5,000 · role: Director EDGAR ↗
Aug 17, 2023 · D · $550,000 sold of $1,700,000 · 1 investors · min. $5,000 · role: Director EDGAR ↗
Jan 18, 2023 · D/A · $2,660,250 sold of $10,000,000 · 17 investors · min. $25,000 · role: Director EDGAR ↗
Jan 10, 2022 · D · $1,805,250 sold of $10,000,000 · 9 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.66M from 23 investors (98% of the $2.71M target) as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Klingenstein Fields

Klingenstein Fields Venture Fund III, L.P.

New York, NY · Aug 19, 2022 → Aug 21, 2023 · 2 filings

Aug 21, 2023 · D/A · $17,700,000 sold of $75,000,000 · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Aug 19, 2022 · D · $0 sold of $75,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $17.7M from 31 investors (24% of the $75M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Klingenstein Fields

Klingenstein Fields Venture Fund II, L.P.

New York, NY · Jun 29, 2020 → Jun 29, 2021 · 2 filings

Jun 29, 2021 · D/A · $25,787,500 sold of $50,000,000 · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jun 29, 2020 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $25.8M from 36 investors (52% of the $50M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Klingenstein Fields

Klingenstein Fields Venture Fund, L.P.

New York, NY · Oct 30, 2017 → Oct 30, 2018 · 2 filings

Oct 30, 2018 · D/A · $17,287,500 sold of $50,000,000 · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Oct 30, 2017 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $17.3M from 34 investors (35% of the $50M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Klingenstein Fields

Klingenstein Fields Global Fund LP

New York, NY · Nov 12, 2013 → Nov 13, 2015 · 3 filings

Nov 13, 2015 · D/A · $4,240,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (President of Klingenstein, Fields & Co, LLC) EDGAR ↗
Nov 13, 2014 · D/A · $4,165,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (President of Klingenstein, Fields & Co, LLC) EDGAR ↗
Nov 12, 2013 · D/A · $3,765,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (President of Klingenstein, Fields & Co, LLC) EDGAR ↗

Raised $4.24M from 16 investors as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Klingenstein Fields

Klingenstein Fields Asia Fund, LP

New York, NY · Dec 15, 2010 → Nov 13, 2015 · 5 filings

Nov 13, 2015 · D/A · $13,425,000 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer (President of Klingenstein, Fields & Co, LLC) EDGAR ↗
Nov 13, 2014 · D/A · $13,350,000 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer (President of Klingenstein, Fields & Co, LLC) EDGAR ↗
Nov 12, 2013 · D/A · $13,350,000 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer (President of Klingenstein, Fields & Co, LLC) EDGAR ↗
Jun 22, 2012 · D/A · $13,150,000 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer (PRESIDENT OF THE SOLE MEMBER OF THE GP OF THE ISSUER) EDGAR ↗
Dec 15, 2010 · D · $13,150,000 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $13.4M from 48 investors as of the latest filing. James is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Klingenstein Fields

Klingenstein Fields Alpine Partners, LLC

New York, NY · Mar 4, 2010 → Jun 25, 2012 · 2 filings

Jun 25, 2012 · D/A · $22,000,000 sold of $22,000,000 · 32 investors · min. $250,000 · role: Executive Officer (Authorized Signatory of the Manager of the Issuer) EDGAR ↗
Mar 4, 2010 · D · $22,000,000 sold of $50,000,000 · 32 investors · min. $250,000 · role: Executive Officer (Authorized Signatory of the Manager of the Issuer) EDGAR ↗

Raised $22M from 32 investors (100% of the $22M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

Bottlenotes inc

Palo Alto, CA · Jul 10, 2009

Jul 10, 2009 · D · $901,284 sold of $1,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $901K from 11 investors (90% of the $1M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

James Michael Fields — NC, 6 issuers, Mar 30, 2010 → Mar 24, 2016 · no shared issuer
James Michael Fields — GA, 3 issuers, Mar 1, 2019 → Feb 4, 2022 · no shared issuer
James Fields — CA, 2 issuers, Feb 24, 2011 → Feb 24, 2011 · no shared issuer
James Fields — United Kingdom (as filed: X0), 1 issuer, Aug 6, 2009 → Sep 27, 2011 · no shared issuer
James, III A. Fields — TX, 1 issuer, Nov 17, 2017 → Mar 15, 2018 · no shared issuer
James Fields — TN, 1 issuer, Nov 3, 2021 → Nov 3, 2021 · no shared issuer

People around James 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity