JAMES E. SHIAH is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 1 issuer between Apr 2019 and Jun 2024: SCENT BEAUTY, INC. (Huntington, NY — industry reported as "Other" — 2019–2024; $17M reported sold to 6 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside BERND BEETZ (5 shared filings), STEPHEN C. MORMORIS (5 shared filings), STEVEN KOSS (4 shared filings), THEO SPILKA (4 shared filings), DANIEL GAY (3 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JAMES. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for JAMES E. SHIAH and found 8 differences, 1 worth asking the sponsor about: Form D filed 555 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.