James E. Hillman is listed as a director on 2 SEC Form D filings by 2 issuers between Feb 2010 and Apr 2010: IQ ABSOLUTE RETURN DIVERSIFIED (OFFSHORE) FUND LTD (New York, NY — pooled investment fund — 2010; $19.2M reported sold to 7 investors) and IQ Global Long/Short Equity Select (Offshore) Fund, Ltd. (New York, NY — pooled investment fund — 2010; $14.7M reported sold to 5 investors).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $33.9M sold in total.
Listed alongside Colleen R. Rusch (2 shared filings) and Justin C Ferri (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
1 of the issuers belongs to the sponsor group Iq Absolute Return (6 issuers, $394.1M reported sold, 2009–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Iq Absolute Return has 6 companies on file and $394.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 10 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for James E. Hillman and found 6 differences, 2 worth asking the sponsor about: James E. Hillman is no longer listed on the Oct 12, 2011 amendment; James E. Hillman is no longer listed on the Oct 11, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.