Sponsor Check › Person
Related person on Form D filings · address states as listed: MA, NJ, NH, CO · listed Apr 14, 2009 → Mar 21, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 32 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 21, 2024 D File 021-508279 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 21, 2024 D File 021-508281 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 29, 2021 D File 021-404586 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 29, 2021 D File 021-397688 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 7, 2019 D/A File 021-325150 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 21, 2017 D/A File 021-261747 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 27, 2015 D File 021-250119 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 10, 2015 D File 021-245408 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 2, 2015 D File 021-240924 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2015 D File 021-231909 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 29, 2014 D File 021-227333 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2014 D File 021-214087 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 26, 2013 D File 021-207050 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 2, 2013 D File 021-194343 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 6, 2013 D File 021-192792 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2012 D File 021-179842 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 5, 2011 D File 021-169619 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 8, 2011 D File 021-168351 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 16, 2011 D File 021-166006 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 14, 2011 D/A File 021-152678 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 8, 2011 D File 021-165491 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 28, 2011 D File 021-163600 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 7, 2011 D File 021-158025 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 17, 2010 D File 021-147896 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 12, 2010 D File 021-146298 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 4, 2010 D File 021-145907 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 2, 2010 D File 021-144376 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 18, 2010 D File 021-142233 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 19, 2010 D File 021-77033 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 15, 2009 D File 021-54697 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 1, 2009 D File 021-132361 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 15, 2009 D File 021-65070 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Pillar IV-B, L.P. group: Pillar | Executive Officer Managing Member of the General Partner | Mar 21, 2024 | D | $175,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pillar IV-A, L.P. group: Pillar | Executive Officer Managing Member of the General Partner | Mar 21, 2024 | D | $175,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pillar Select Fund I, L.P. group: Pillar | Executive Officer Managing Member of the General Partner | Jun 29, 2021 | D | $25,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pillar III-A, L.P. group: Pillar | Executive Officer Managing Member of the General Partner | Apr 29, 2021 | D | $160,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pillar II-A, L.P. group: Pillar | Executive Officer | Jun 7, 2019 | D/A | $101,170,000 similar: $155,000–$5,250,000 | $101,170,000 | 76 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pillar II-A, L.P. group: Pillar | Executive Officer | Feb 12, 2019 | D/A | $85,000,000 similar: $155,000–$5,250,000 | $84,875,000 | 65 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pillar II-A, L.P. group: Pillar | Executive Officer | Nov 6, 2018 | D | $75,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pillar I, L.P. group: Pillar | Executive Officer | Apr 21, 2017 | D/A | $75,000,000 similar: $155,000–$5,250,000 | $47,705,000 | 50 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pillar I, L.P. group: Pillar | Executive Officer | Apr 20, 2016 | D | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | QD VISION INC | Director | Oct 27, 2015 | D | $14,735,903 similar: $1,100,015–$10,001,163 | $14,735,903 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | QD VISION INC | Director | Aug 10, 2015 | D | $8,604,866 similar: $1,100,015–$10,001,163 | $6,604,866 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Layer3 TV, Inc. | Director | Jun 2, 2015 | D | $56,681,754 similar: $1,100,015–$10,001,163 | $47,780,002 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | QD VISION INC | Director | Jan 12, 2015 | D | $28,896,342 similar: $1,100,015–$10,001,163 | $28,896,342 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | North Bridge Venture Partners 8, L.P. group: North | Executive Officer | Oct 29, 2014 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Actifio, Inc. | Director | Mar 24, 2014 | D | $100,000,000 similar: $1,100,015–$10,001,163 | $75,000,000 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | QD VISION INC | Director | Nov 26, 2013 | D | $11,999,994 similar: $1,100,015–$10,001,163 | $7,999,998 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | QD VISION INC | Director | Apr 2, 2013 | D | $19,886,132 | $11,696,136 | 13 | No minimum reported |
| EDGAR ↗ | Actifio, Inc. | Director | Mar 6, 2013 | D | $50,000,003 | $50,000,003 | 10 | No minimum reported |
| EDGAR ↗ | MFORMATION TECHNOLOGIES Inc | Director | Jun 15, 2012 | D | $1,500,000 | $1,312,993 | 13 | No minimum reported |
| EDGAR ↗ | Actifio, Inc. | Director | Dec 5, 2011 | D | $33,499,997 | $33,499,997 | 8 | No minimum reported |
| EDGAR ↗ | Lyra Therapeutics, Inc. | Director | Nov 8, 2011 | D | $3,000,000 | $3,000,000 | 1 | No minimum reported |
| EDGAR ↗ | Arsenal Medical, Inc. | Director | Sep 16, 2011 | D | $3,000,000 | $3,000,000 | 8 | No minimum reported |
| EDGAR ↗ | MFORMATION TECHNOLOGIES Inc | Director | Sep 14, 2011 | D/A | $7,000,000 | $7,000,000 | 16 | No minimum reported |
| EDGAR ↗ | Lyra Therapeutics, Inc. | Director | Sep 8, 2011 | D | $18,000,002 | $12,000,000 | 10 | No minimum reported |
| EDGAR ↗ | Plexxi Inc. | Director | Jul 28, 2011 | D | $20,000,000 | $20,000,000 | 5 | No minimum reported |
| EDGAR ↗ | MFORMATION TECHNOLOGIES Inc | Director | Apr 7, 2011 | D | $600,000 | $600,000 | 1 | No minimum reported |
| EDGAR ↗ | MFORMATION TECHNOLOGIES Inc | Director | Dec 29, 2010 | D | $5,000,000 | $4,000,000 | 13 | No minimum reported |
| EDGAR ↗ | Actifio, Inc. | Director | Sep 17, 2010 | D | $15,999,998 | $15,999,998 | 5 | No minimum reported |
| EDGAR ↗ | Lyra Therapeutics, Inc. | Director | Aug 12, 2010 | D | $3,000,000 | $3,000,000 | 1 | No minimum reported |
| EDGAR ↗ | Viridity Software, Inc. | Director | Aug 4, 2010 | D | $7,999,999 | $7,999,999 | 3 | No minimum reported |
| EDGAR ↗ | MFORMATION TECHNOLOGIES Inc | Director | Jul 2, 2010 | D | $10,000,000 | $5,818,968 | 16 | No minimum reported |
| EDGAR ↗ | Lyra Therapeutics, Inc. | Director | May 18, 2010 | D | $10,051,308 | $10,051,308 | 11 | No minimum reported |
| EDGAR ↗ | Lyra Therapeutics, Inc. | Director | Mar 19, 2010 | D | $1,000,000 | $1,000,000 | 8 | No minimum reported |
| EDGAR ↗ | Lyra Therapeutics, Inc. | Director | Jan 20, 2010 | D | $2,050,000 | $2,050,000 | 9 | No minimum reported |
| EDGAR ↗ | MFORMATION TECHNOLOGIES Inc | Director | Sep 15, 2009 | D | $350,000 | $350,000 | 1 | No minimum reported |
| EDGAR ↗ | Actifio, Inc. | Director | Jul 1, 2009 | D | $8,000,000 | $4,000,000 | 2 | No minimum reported |
| EDGAR ↗ | Reva Systems Corp | Director | Apr 15, 2009 | D | $5,000,000 | $4,999,900 | 11 | No minimum reported |
| EDGAR ↗ | Lyra Therapeutics, Inc. | Director | Apr 14, 2009 | D | $12,187,500 | $8,187,500 | 10 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as James Goldstein. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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