Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:23 AM ET

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James E Fallon

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 3, 2010 → Mar 3, 2010

1deal (issuers)

$0reported sold

0investors

1Form D filing

2010year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James E Fallon is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2010: Entitlement LA-22 LLC (Walnut Creek, CA — commercial — 2010).

What this means One deal on file with the SEC, filed Mar 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for James E Fallon and found 1 difference: Same name, different state: "James Fallon" (TX) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James E Fallon has not run yet — it is joining a line of 14,675 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 dismissed, 1 judgment

United States v. James Fallon dismissed

District Court, C.D. California · No. 2:06-cv-06638 · Filed Oct 18, 2006 · Closed Jun 27, 2008 · Nature of suit: 890 Other statutory actions

Role of James Fallon: Defendant · Outcome: Terminated 2008-06-27 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same full name (a name found in 38 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

James C Fallon v. Summit Tech Inc judgment

District Court, C.D. California · No. 8:94-cv-00797 · Filed Sep 9, 1994 · Closed Jul 31, 1995 · Nature of suit: 190 Other contract actions

Role of James C Fallon: Plaintiff · Outcome: Terminated 1995-07-31 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same full name (a name found in 38 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

In re James Fallon v. dismissed

District Court, N.D. California · No. 3:93-cv-02451 · Filed Jul 1, 1993 · Closed Aug 12, 1993 · Nature of suit: 890 Other statutory actions

Role of James Fallon v.: Party · Outcome: Terminated 1993-08-12 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same full name (a name found in 38 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James E Fallon..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

James R. Fallon closed

United States Bankruptcy Court, E.D. California · No. 04-24541 · Filed May 3, 2004 · Closed Feb 3, 2005

Role of James R. Fallon: Debtor · Outcome: Case closed 2005-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 38 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

James R. Fallon closed

United States Bankruptcy Court, E.D. California · No. 00-25200 · Filed May 3, 2000 · Closed Aug 31, 2004

Role of James R. Fallon: Debtor · Outcome: Case closed 2004-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 38 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

James E. Fallon closed

United States Bankruptcy Court, D. Massachusetts · No. 96-16068 · Filed Aug 12, 1996 · Closed Sep 21, 1999

Role of James E. Fallon: Debtor · Outcome: Case closed 1999-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 38 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

James C. Fallon closed

United States Bankruptcy Court, C.D. California · No. 8:92-bk-17889 · Filed Jul 22, 1992 · Closed Feb 2, 1994

Role of James C. Fallon: Debtor · Outcome: Case closed 1994-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 38 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for James E Fallon (compared 1 filing on Oct 24, 2026)

Note · May 2, 2019

Same name, different state: "James Fallon" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "James Fallon" with address state TX, is listed on 1 filing — most recently by Curation Farm I, LLC (May 2, 2019). The two records do not overlap in time: this page has one filing dated Mar 3, 2010; the other has one filing dated May 2, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Fallon (TX) — PartnerFacts page ↗Form D · May 2, 2019 ↗Curation Farm I, LLC — PartnerFacts page ↗James E Fallon (CA) — this page ↗

Sources

James Fallon (TX) — PartnerFacts page ↗ (May 2, 2019)
Form D · May 2, 2019 ↗ (May 2, 2019)
Curation Farm I, LLC — PartnerFacts page ↗ (May 2, 2019)
James E Fallon (CA) — this page ↗ (Mar 3, 2010)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 3, 2010 D Entitlement LA-22 LLC File 021-139193	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James E Fallon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial

Entitlement LA-22 LLC

Walnut Creek, CA · Mar 3, 2010

Mar 3, 2010 · D · $0 sold of $2,090,000 · 0 investors · min. $20,000 · role: Director (Co/ Mannager) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

James Fallon — TX, 1 issuer, May 2, 2019 → May 2, 2019 · no shared issuer

People around James 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

The team behind the deals

Same business address

7 other issuers file from the same address

BetterComp, Inc. Walnut Creek, CA · 2024
BID Oak Grove LLC Walnut Creek, CA · 2019
Yapstone Holdings, Inc. Walnut Creek, CA · 2009
Park Miller Capital Partners, L.P. Walnut Creek,, CA · 2013
Badlands NGLS, LLC Walnut Creek, CA · 2014
Insight Capital Small-Cap Growth Fund Walnut Creek, CA · 2009
Entitlement LA-21 LLC Walnut Creek, CA · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James E Fallon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James E Fallon is listed on: none on file. No website or social profile named in Entitlement LA-22 LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #365,150 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Walnut Creek, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Members get an email when James E Fallon appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

James E Fallon

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Same name, different state: "James Fallon" (TX) is a separate record

5. Money to insiders

Deals 1

Entitlement LA-22 LLC

People around James 0

The team behind the deals

7 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person