PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:14 AM ET

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JC
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James David Chen

Named as an officer, director or promoter on SEC Form D filings · WA · Oct 6, 2020 → Mar 5, 2026

1deal (issuers)
$10.5Mreported sold
80investors
6Form D filings
2020–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James David Chen is listed as an executive officer and director on 6 SEC Form D filings by 1 issuer between Oct 2020 and Mar 2026: Singletto Inc. (Seattle, WA — other health care — 2020–2026; $10.5M reported sold to 80 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside John David Bjornson (6 shared filings), Thomas Sean Lendvay (6 shared filings) and Michael Butler (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for James David Chen and found 5 differences: 5 offerings have no amendment in the last 12 months and may still be open; Same name, different state: "James Chen" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James David Chen has not run yet — it is joining a line of 10,548 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 dismissed

Orlando Garcia v. James Chen closed
District Court, C.D. California · No. 2:21-cv-01554 · Filed Feb 19, 2021 · Closed Feb 23, 2021
Role of James Chen: Defendant · Outcome: Terminated 2021-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James Chen v. AT and T Mobility LLC closed
District Court, C.D. California · No. 2:20-cv-07897 · Filed Aug 28, 2020 · Closed Sep 30, 2021 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Notice of Removal - Breach of Contract
Role of James Chen: Plaintiff · Outcome: Terminated 2021-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James Chen v. Bank of America, N.A. dismissed
District Court, C.D. California · No. 2:19-cv-06941 · Filed Aug 9, 2019 · Closed Sep 16, 2020 · Nature of suit: 430 Banks and Banking · Cause: 28:1441 Notice of Removal
Role of James Chen: Plaintiff · Outcome: Terminated 2020-09-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James David Chen..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

12 cases: 1 open, 11 closed (disposition not in docket feed)

James CHEN open
United States Bankruptcy Court, E.D. New York · No. 1-26-40683 · Filed Feb 10, 2026
Role of James CHEN: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
James L. Chen closed
United States Bankruptcy Court, N.D. Illinois · No. 14-83020 · Filed Oct 2, 2014 · Closed Jan 9, 2015
Role of James L. Chen: Debtor · Outcome: Case closed 2015-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
James Chen closed
United States Bankruptcy Court, C.D. California · No. 2:09-bk-14725 · Filed Mar 2, 2009 · Closed Sep 28, 2009
Role of James Chen: Debtor · Outcome: Case closed 2009-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James Chen and Sandia Chen closed
United States Bankruptcy Court, S.D. California · No. 08-04632 · Filed May 28, 2008 · Closed Sep 5, 2008
Role of James Chen and Sandia Chen: Debtor · Outcome: Case closed 2008-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
James Chen closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-36142 · Filed Oct 6, 2005 · Closed Feb 21, 2006
Role of James Chen: Debtor · Outcome: Case closed 2006-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James I Chen closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-33666 · Filed Sep 27, 2005 · Closed Jul 19, 2006
Role of James I Chen: Debtor · Outcome: Case closed 2006-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
James S Chen closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-21233 · Filed May 17, 2005 · Closed Dec 13, 2005
Role of James S Chen: Debtor · Outcome: Case closed 2005-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
James Chen and Teresa Chen closed
United States Bankruptcy Court, N.D. Texas · No. 03-39377 · Filed Sep 15, 2003 · Closed Jan 6, 2004
Role of James Chen and Teresa Chen: Debtor · Outcome: Case closed 2004-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in TX (not a filing state); middle initial differs
James C. Chen and Louisa K. Chen closed
United States Bankruptcy Court, E.D. Michigan · No. 03-52306 · Filed Apr 30, 2003 · Closed Mar 5, 2007
Role of James C. Chen and Louisa K. Chen: Debtor · Outcome: Case closed 2007-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state); middle initial differs
James Chen closed
United States Bankruptcy Court, D. New Hampshire · No. 02-13902 · Filed Dec 19, 2002 · Closed Aug 5, 2003
Role of James Chen: Debtor · Outcome: Case closed 2003-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in NH (not a filing state)
James Chen closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-28752 · Filed Nov 19, 2002 · Closed Feb 11, 2003
Role of James Chen: Debtor · Outcome: Case closed 2003-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
James Y.S. Chen closed
United States Bankruptcy Court, D. New Jersey · No. 83-5120 · Filed Sep 2, 1983 · Closed May 11, 1992
Role of James Y.S. Chen: Debtor · Outcome: Case closed 1992-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for James David Chen (compared 6 filings on Oct 24, 2026)

Note · Sep 22, 2020 – Apr 28, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Singletto Inc. (latest filing Apr 28, 2025) · No amendment in the last 12 months on an offering that may still be open — Singletto Inc. (latest filing Jan 19, 2024) · No amendment in the last 12 months on an offering that may still be open — Singletto Inc. (latest filing May 8, 2023) · No amendment in the last 12 months on an offering that may still be open — Singletto Inc. (latest filing Aug 6, 2021) · No amendment in the last 12 months on an offering that may still be open — Singletto Inc. (latest filing Oct 6, 2020)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 28, 2025 ↗Singletto Inc. — PartnerFacts page ↗Form D · Jan 19, 2024 ↗Form D · May 8, 2023 ↗
Sources
Note · Mar 8, 2024

Same name, different state: "James Chen" (NY) is a separate record

This page covers filings where the address state is WA. A separate record, "James Chen" with address state NY, is listed on 1 filing — most recently by Clout Fund LLC (Mar 8, 2024). Both records have filings in the same period (Mar 8, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Chen (NY) — PartnerFacts page ↗Form D · Mar 8, 2024 ↗Clout Fund LLC — PartnerFacts page ↗James David Chen (WA) — this page ↗
Sources
Note · Sep 1, 2009 – Apr 27, 2021

Same name, different state: "James Chen" (CA) is a separate record

This page covers filings where the address state is WA. A separate record, "James Chen" with address state CA, is listed on 6 filings — most recently by Ntuitive Capital LP (Apr 27, 2021). Both records have filings in the same period (Oct 6, 2020 to Apr 27, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Chen (CA) — PartnerFacts page ↗Form D/A · Apr 27, 2021 ↗Ntuitive Capital LP — PartnerFacts page ↗James David Chen (WA) — this page ↗
Sources
Note · Jul 2, 2018 – Jan 3, 2020

Same name, different state: "James Chen" (OH) is a separate record

This page covers filings where the address state is WA. A separate record, "James Chen" with address state OH, is listed on 2 filings — most recently by MatchTx, LLC (Jan 3, 2020). The two records do not overlap in time: this page runs Oct 6, 2020 to Mar 5, 2026; the other runs Jul 2, 2018 to Jan 3, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Chen (OH) — PartnerFacts page ↗Form D · Jan 3, 2020 ↗MatchTx, LLC — PartnerFacts page ↗James David Chen (WA) — this page ↗
Sources
Note · May 22, 2009 – Mar 18, 2011

Same name, different state: "James Chen" (K3) is a separate record

This page covers filings where the address state is WA. A separate record, "James Chen" with address state K3, is listed on 6 filings — most recently by Vision Asia Maximus Fund (Mar 18, 2011). The two records do not overlap in time: this page runs Oct 6, 2020 to Mar 5, 2026; the other runs May 22, 2009 to Mar 18, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Chen (K3) — PartnerFacts page ↗Form D/A · Mar 18, 2011 ↗Vision Asia Maximus Fund — PartnerFacts page ↗James David Chen (WA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 5, 2026 D
Singletto Inc.
File 021-575540
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2025 D
Singletto Inc.
File 021-544614
$0$0$0None listed on this filingEDGAR ↗
Jan 19, 2024 D
Singletto Inc.
File 021-502931
$0$0$0None listed on this filingEDGAR ↗
May 8, 2023 D
Singletto Inc.
File 021-481129
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2021 D
Singletto Inc.
File 021-409086
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2020 D
Singletto Inc.
File 021-377138
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James David Chen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

S
Other Health Care

Singletto Inc.

Seattle, WA · Oct 6, 2020 → Mar 5, 2026 · 6 filings
  • Mar 5, 2026 · D · $100,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 28, 2025 · D · $10,462,720 sold of $13,399,620 · 80 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 19, 2024 · D · $65,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 8, 2023 · D · $200,000 sold of $5,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 6, 2021 · D · $50,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 6, 2020 · D · $75,000 sold of $1,500,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $10.5M from 80 investors (100% of the $10M target) as of the latest filing. James is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Chen — CA, 3 issuers, Sep 1, 2009 → Apr 27, 2021 · no shared issuer
  • James Chen — Hong Kong (as filed: K3), 2 issuers, May 22, 2009 → Mar 18, 2011 · no shared issuer
  • James F. Chen — MD, 1 issuer, Mar 27, 2015 → Oct 27, 2015 · no shared issuer
  • James Chen — OH, 1 issuer, Jul 2, 2018 → Jan 3, 2020 · no shared issuer
  • James Chen — NY, 1 issuer, Mar 8, 2024 → Mar 8, 2024 · no shared issuer
  • James C. Chen — WA, 1 issuer, Nov 5, 2009 → Jun 10, 2011 · no shared issuer

People around James 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John David Bjornson

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as James David Chen. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Sean Lendvay

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as James David Chen. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Butler

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as James David Chen. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James David Chen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James David Chen is listed on: none on file. No website or social profile named in Singletto Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #38,986 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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