Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:45 AM ET

Sponsor Check › Person

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James Connolly

Named as an officer, director or promoter on SEC Form D filings · MA · Jan 9, 2017 → Feb 15, 2019

1deal (issuers)

$57.3Mreported sold

16investors

2Form D filings

2017–2019years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Connolly is listed as a director on 2 SEC Form D filings by 1 issuer between Jan 2017 and Feb 2019: Terrestrial Bio, Inc. (Woburn, MA — biotechnology — 2017–2019; $57.3M reported sold to 16 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Aaron Sandoski (2 shared filings), Kathryn Kosuda (2 shared filings), Livio Valenti (2 shared filings), Michael Schrader (2 shared filings), Fiorenzo Omenetto (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 60 bankruptcy cases matching the name listed in Key records below.

What this means 62 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for James Connolly and found 2 differences: Same name, different state: "James Connolly" (CA) is a separate record; Address moved from Allston, MA to Cambridge, MA.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Connolly has not run yet — it is joining a line of 60,243 names; searches run around the clock at the hosts' allowed rate. Searched so far: 690 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 open, 1 judgment

Sonos Inc. v. James Connolly open

District Court, C.D. California · No. 2:25-cv-05548 · Filed Jun 18, 2025 · Nature of suit: Other Statutory Actions · Cause: 28:2201 Declaratory Judgment

Role of James Connolly: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

CONNOLLY, JAMES F. v. MILLS, LEE R. judgment

District Court, E.D. Pennsylvania · No. · Filed May 19, 1988 · Closed Jul 5, 1989 · Nature of suit: 190 Other contract actions

Role of CONNOLLY, JAMES F.: Plaintiff · Outcome: Terminated 1989-07-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Connolly..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

60 cases: 2 open, 58 closed (disposition not in docket feed)

James Connolly open

United States Bankruptcy Court, N.D. Illinois · No. 26-80196 · Filed Feb 9, 2026

Role of James Connolly: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

James Connolly open

United States Bankruptcy Court, N.D. Illinois · No. 25-80127 · Filed Feb 6, 2025

Role of James Connolly: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

James J Connolly closed

United States Bankruptcy Court, N.D. Illinois · No. 19-18605 · Filed Jun 29, 2019 · Closed Oct 10, 2019

Role of James J Connolly: Debtor · Outcome: Case closed 2019-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

James E Connolly closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 17-11337 · Filed Feb 27, 2017 · Closed Jun 14, 2017

Role of James E Connolly: Debtor · Outcome: Case closed 2017-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James F Connolly closed

United States Bankruptcy Court, N.D. California · No. 16-30646 · Filed Jun 10, 2016 · Closed Sep 21, 2016

Role of James F Connolly: Debtor · Outcome: Case closed 2016-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

James A. Connolly and Bridget A. Connolly closed

United States Bankruptcy Court, W.D. Kentucky · No. 15-32195 · Filed Jul 6, 2015 · Closed Mar 9, 2017

Role of James A. Connolly and Bridget A. Connolly: Debtor · Outcome: Case closed 2017-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)

James T Connolly closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:14-bk-01320 · Filed Mar 25, 2014 · Closed Jul 2, 2014

Role of James T Connolly: Debtor · Outcome: Case closed 2014-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James Connolly and Stacey Connolly closed

United States Bankruptcy Court, E.D. New York · No. 1-13-47712 · Filed Dec 31, 2013 · Closed May 9, 2014

Role of James Connolly and Stacey Connolly: Debtor · Outcome: Case closed 2014-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

James Connolly and Marylou A. Cook Connolly closed

United States Bankruptcy Court, D. Maine · No. 12-21304 · Filed Oct 17, 2012 · Closed Jan 28, 2014

Role of James Connolly and Marylou A. Cook Connolly: Debtor · Outcome: Case closed 2014-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

James D. Connolly and Mary R. Connolly closed

United States Bankruptcy Court, D. Maine · No. 12-10773 · Filed Jun 29, 2012 · Closed Feb 25, 2013

Role of James D. Connolly and Mary R. Connolly: Debtor · Outcome: Case closed 2013-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

James Connolly and Helen Mary Connolly closed

United States Bankruptcy Court, N.D. Illinois · No. 11-49237 · Filed Dec 7, 2011 · Closed Mar 16, 2012

Role of James Connolly and Helen Mary Connolly: Debtor · Outcome: Case closed 2012-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

James S. Connolly and Arlene L. Connolly closed

United States Bankruptcy Court, D. South Carolina · No. 11-04677 · Filed Jul 27, 2011 · Closed Sep 29, 2014

Role of James S. Connolly and Arlene L. Connolly: Debtor · Outcome: Case closed 2014-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)

James J Connolly and Heidi L Connolly closed

United States Bankruptcy Court, S.D. New York · No. 11-23169 · Filed Jun 10, 2011 · Closed Jul 26, 2016

Role of James J Connolly and Heidi L Connolly: Debtor · Outcome: Case closed 2016-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

James L Connolly closed

United States Bankruptcy Court, E.D. Virginia · No. 11-10466 · Filed Jan 21, 2011 · Closed Feb 23, 2011

Role of James L Connolly: Debtor · Outcome: Case closed 2011-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

James A Connolly and Catherine A Connolly closed

United States Bankruptcy Court, W.D. Washington · No. 10-45189 · Filed Jun 26, 2010 · Closed Nov 5, 2013

Role of James A Connolly and Catherine A Connolly: Debtor · Outcome: Case closed 2013-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

James Connolly closed

United States Bankruptcy Court, D. Massachusetts · No. 09-21681 · Filed Dec 1, 2009 · Closed Mar 11, 2010

Role of James Connolly: Debtor · Outcome: Case closed 2010-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)

James B. Connolly and Elyse Simon Connolly closed

United States Bankruptcy Court, D. Massachusetts · No. 09-19059 · Filed Sep 24, 2009 · Closed Mar 22, 2011

Role of James B. Connolly and Elyse Simon Connolly: Debtor · Outcome: Case closed 2011-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)

James C. Connolly closed

United States Bankruptcy Court, D. Rhode Island · No. 1:07-bk-10744 · Filed Apr 25, 2007 · Closed Jul 30, 2007

Role of James C. Connolly: Debtor · Outcome: Case closed 2007-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)

James Connolly closed

United States Bankruptcy Court, E.D. Michigan · No. 07-40971 · Filed Jan 17, 2007 · Closed Oct 2, 2012

Role of James Connolly: Debtor · Outcome: Case closed 2012-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James R. Connolly and Geraldine Connolly closed

United States Bankruptcy Court, S.D. New York · No. 07-10036 · Filed Jan 7, 2007 · Closed Apr 16, 2007

Role of James R. Connolly and Geraldine Connolly: Debtor · Outcome: Case closed 2007-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

James Connolly closed

United States Bankruptcy Court, E.D. Michigan · No. 05-89904 · Filed Dec 9, 2005 · Closed Dec 21, 2006

Role of James Connolly: Debtor · Outcome: Case closed 2006-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James E. Connolly and Joan C. Connolly closed

United States Bankruptcy Court, N.D. Ohio · No. 05-72977 · Filed Oct 10, 2005 · Closed Jan 8, 2010

Role of James E. Connolly and Joan C. Connolly: Debtor · Outcome: Case closed 2010-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

James M. Connolly closed

United States Bankruptcy Court, M.D. Florida · No. 3:05-bk-10328 · Filed Sep 20, 2005 · Closed Feb 26, 2008

Role of James M. Connolly: Debtor · Outcome: Case closed 2008-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

James J. Connolly closed

United States Bankruptcy Court, D. New Jersey · No. 05-27268 · Filed May 23, 2005 · Closed Sep 19, 2005

Role of James J. Connolly: Debtor · Outcome: Case closed 2005-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James E Connolly closed

United States Bankruptcy Court, D. New Hampshire · No. 05-11376 · Filed Apr 7, 2005 · Closed Nov 3, 2010

Role of James E Connolly: Debtor · Outcome: Case closed 2010-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)

James J. Connolly closed

United States Bankruptcy Court, D. Maryland · No. 05-12664 · Filed Feb 8, 2005 · Closed Dec 17, 2010

Role of James J. Connolly: Debtor · Outcome: Case closed 2010-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)

James E. Connolly closed

United States Bankruptcy Court, D. New Jersey · No. 05-11469 · Filed Jan 18, 2005 · Closed Apr 21, 2005

Role of James E. Connolly: Debtor · Outcome: Case closed 2005-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James A Connolly closed

United States Bankruptcy Court, E.D. New York · No. 8-04-87217 · Filed Nov 12, 2004 · Closed Mar 1, 2005

Role of James A Connolly: Debtor · Outcome: Case closed 2005-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

James M Connolly closed

United States Bankruptcy Court, N.D. Iowa · No. 04-04386 · Filed Nov 9, 2004 · Closed Mar 2, 2005

Role of James M Connolly: Debtor · Outcome: Case closed 2005-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)

James F. Connolly closed

United States Bankruptcy Court, D. New Jersey · No. 04-38322 · Filed Sep 1, 2004 · Closed Jan 4, 2005

Role of James F. Connolly: Debtor · Outcome: Case closed 2005-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James J. Connolly closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 03-31008 · Filed Jul 24, 2003 · Closed Nov 13, 2003

Role of James J. Connolly: Debtor · Outcome: Case closed 2003-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James K. Connolly closed

United States Bankruptcy Court, D. Massachusetts · No. 03-43998 · Filed Jul 7, 2003 · Closed Mar 8, 2004

Role of James K. Connolly: Debtor · Outcome: Case closed 2004-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)

James J. Connolly closed

United States Bankruptcy Court, D. Massachusetts · No. 03-12067 · Filed Mar 14, 2003 · Closed Dec 23, 2003

Role of James J. Connolly: Debtor · Outcome: Case closed 2003-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)

James L. Connolly closed

United States Bankruptcy Court, D. Maine · No. 01-21078 · Filed Jul 3, 2001 · Closed Jun 18, 2002

Role of James L. Connolly: Debtor · Outcome: Case closed 2002-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

James J Connolly closed

United States Bankruptcy Court, N.D. Illinois · No. 01-14811 · Filed Apr 25, 2001 · Closed Aug 23, 2001

Role of James J Connolly: Debtor · Outcome: Case closed 2001-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

James C Connolly closed

United States Bankruptcy Court, N.D. Illinois · No. 00-22454 · Filed Aug 3, 2000 · Closed Nov 13, 2000

Role of James C Connolly: Debtor · Outcome: Case closed 2000-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

James T. Connolly closed

United States Bankruptcy Court, D. New Jersey · No. 00-54281 · Filed Apr 24, 2000 · Closed Sep 15, 2000

Role of James T. Connolly: Debtor · Outcome: Case closed 2000-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James Connolly, Jr. closed

United States Bankruptcy Court, D. Maryland · No. 00-12646 · Filed Mar 10, 2000 · Closed Jun 22, 2000

Role of James Connolly, Jr.: Debtor · Outcome: Case closed 2000-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)

James T. Connolly closed

United States Bankruptcy Court, D. New Jersey · No. 99-61902 · Filed Oct 21, 1999 · Closed Dec 17, 1999

Role of James T. Connolly: Debtor · Outcome: Case closed 1999-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James W. Connolly and Ruth P. Connolly closed

United States Bankruptcy Court, S.D. California · No. 99-07143 · Filed Aug 23, 1999 · Closed Jan 20, 2000

Role of James W. Connolly and Ruth P. Connolly: Debtor · Outcome: Case closed 2000-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

James T. Connolly closed

United States Bankruptcy Court, D. New Jersey · No. 99-52331 · Filed Mar 1, 1999 · Closed Apr 30, 1999

Role of James T. Connolly: Debtor · Outcome: Case closed 1999-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James J Connolly closed

United States Bankruptcy Court, S.D. Ohio · No. 3:99-bk-30602 · Filed Feb 9, 1999 · Closed Jun 21, 1999

Role of James J Connolly: Debtor · Outcome: Case closed 1999-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

James G. Connolly closed

United States Bankruptcy Court, D. Massachusetts · No. 98-20360 · Filed Oct 21, 1998 · Closed Mar 31, 1999

Role of James G. Connolly: Debtor · Outcome: Case closed 1999-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)

James J. Connolly closed

United States Bankruptcy Court, D. Rhode Island · No. 1:98-bk-14315 · Filed Oct 19, 1998 · Closed Apr 14, 1999

Role of James J. Connolly: Debtor · Outcome: Case closed 1999-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)

JAMES J CONNOLLY closed

United States Bankruptcy Court, N.D. Alabama · No. 98-04108 · Filed Jun 23, 1998 · Closed Nov 5, 1999

Role of JAMES J CONNOLLY: Debtor · Outcome: Case closed 1999-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

James Connolly closed

United States Bankruptcy Court, E.D. New York · No. 1-98-14115 · Filed Mar 30, 1998 · Closed Aug 19, 1998

Role of James Connolly: Debtor · Outcome: Case closed 1998-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

James J. Connolly and Debra A. Connolly closed

United States Bankruptcy Court, D. New Jersey · No. 96-38347 · Filed Sep 25, 1996 · Closed Dec 30, 1996

Role of James J. Connolly and Debra A. Connolly: Debtor · Outcome: Case closed 1996-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

JAMES L CONNOLLY and HEATHER A CONNOLLY closed

United States Bankruptcy Court, D. Minnesota · No. 96-34723 · Filed Aug 22, 1996 · Closed Jan 31, 2001

Role of JAMES L CONNOLLY and HEATHER A CONNOLLY: Debtor · Outcome: Case closed 2001-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

James B. Connolly and Linda A. Connolly closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:95-bk-02650 · Filed Dec 14, 1995 · Closed Dec 3, 1997

Role of James B. Connolly and Linda A. Connolly: Debtor · Outcome: Case closed 1997-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James E. Connolly and Anna L. Connolly closed

United States Bankruptcy Court, D. New Hampshire · No. 95-12311 · Filed Sep 22, 1995 · Closed Feb 8, 2000

Role of James E. Connolly and Anna L. Connolly: Debtor · Outcome: Case closed 2000-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)

James J. Connolly closed

United States Bankruptcy Court, D. Connecticut · No. 95-50916 · Filed Jun 22, 1995 · Closed Sep 8, 2000

Role of James J. Connolly: Debtor · Outcome: Case closed 2000-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)

James J. Connolly and Catherine E. Connolly closed

United States Bankruptcy Court, D. Massachusetts · No. 95-42451 · Filed Jun 1, 1995 · Closed Sep 19, 1995

Role of James J. Connolly and Catherine E. Connolly: Debtor · Outcome: Case closed 1995-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)

James Connolly and Jeannine Connolly closed

United States Bankruptcy Court, D. New Jersey · No. 95-31323 · Filed Mar 1, 1995 · Closed Oct 23, 1995

Role of James Connolly and Jeannine Connolly: Debtor · Outcome: Case closed 1995-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James M. Connolly closed

United States Bankruptcy Court, D. Massachusetts · No. 95-10058 · Filed Jan 4, 1995 · Closed May 13, 1996

Role of James M. Connolly: Debtor · Outcome: Case closed 1996-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)

Robin L. Connolly and James P. Connolly closed

United States Bankruptcy Court, N.D. California · No. 94-11919 · Filed Aug 12, 1994 · Closed Oct 15, 1997

Role of James P. Connolly: Debtor · Outcome: Case closed 1997-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

James E. Connolly and Bette M. Connolly closed

United States Bankruptcy Court, D. New Hampshire · No. 93-10819 · Filed Mar 25, 1993 · Closed Aug 19, 1993

Role of James E. Connolly and Bette M. Connolly: Debtor · Outcome: Case closed 1993-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)

James B. Connolly and Linda A. Connolly closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:93-bk-00413 · Filed Mar 8, 1993 · Closed Oct 5, 1995

Role of James B. Connolly and Linda A. Connolly: Debtor · Outcome: Case closed 1995-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

James F. Connolly closed

United States Bankruptcy Court, D. South Carolina · No. 91-06266 · Filed Nov 1, 1991 · Closed Mar 19, 1992

Role of James F. Connolly: Debtor · Outcome: Case closed 1992-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)

James E. Connolly and Alice R. Connolly closed

United States Bankruptcy Court, D. Massachusetts · No. 90-17275 · Filed Dec 7, 1990 · Closed May 15, 1991

Role of James E. Connolly and Alice R. Connolly: Debtor · Outcome: Case closed 1991-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)

James F. Connolly and Mary M.B. Connolly closed

United States Bankruptcy Court, D. New Hampshire · No. 87-00018 · Filed Jan 16, 1987 · Closed Jun 23, 1987

Role of James F. Connolly and Mary M.B. Connolly: Debtor · Outcome: Case closed 1987-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for James Connolly (compared 2 filings on Oct 24, 2026)

Note · Apr 18, 2014 – Jul 10, 2023

Same name, different state: "James Connolly" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "James Connolly" with address state CA, is listed on 10 filings — most recently by Villa Technologies, Inc. (Jul 10, 2023). Both records have filings in the same period (Jan 9, 2017 to Feb 15, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Connolly (CA) — PartnerFacts page ↗Form D · Jul 10, 2023 ↗Villa Technologies, Inc. — PartnerFacts page ↗James Connolly (MA) — this page ↗

Sources

James Connolly (CA) — PartnerFacts page ↗ (Jul 10, 2023)
Form D · Jul 10, 2023 ↗ (Jul 10, 2023)
Villa Technologies, Inc. — PartnerFacts page ↗ (Dec 22, 2025)
James Connolly (MA) — this page ↗ (Feb 15, 2019)

Note · Jan 9, 2017 – Feb 15, 2019

Address moved from Allston, MA to Cambridge, MA — Terrestrial Bio, Inc.

The people listed on the Jan 9, 2017 filing give Allston, MA; on the Feb 15, 2019 filing they give Cambridge, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 9, 2017 ↗Form D · Feb 15, 2019 ↗Terrestrial Bio, Inc. — PartnerFacts page ↗

Sources

Form D · Jan 9, 2017 ↗ (Jan 9, 2017)
Form D · Feb 15, 2019 ↗ (Feb 15, 2019)
Terrestrial Bio, Inc. — PartnerFacts page ↗ (Mar 19, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 15, 2019 D Terrestrial Bio, Inc. File 021-332963	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 9, 2017 D Terrestrial Bio, Inc. File 021-277997	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Connolly on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Terrestrial Bio, Inc.

Woburn, MA · Jan 9, 2017 → Feb 15, 2019 · 2 filings

Feb 15, 2019 · D · $3,575,000 sold of $3,575,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 9, 2017 · D · $862,857 sold of $862,857 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $57.3M from 16 investors (100% of the $3.58M target) as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

James Connolly — CA, 3 issuers, Apr 18, 2014 → Jul 10, 2023 · no shared issuer
James G. Connolly — MA, 1 issuer, Nov 4, 2009 → Nov 4, 2009 · no shared issuer

People around James 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Aaron Sandoski

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Aaron Sandoski is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kathryn Kosuda

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as James Connolly. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Livio Valenti

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Connolly. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Schrader

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Connolly. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Shuenn Ho

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Connolly. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Fiorenzo Omenetto

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Connolly. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jonathan Kluge

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Connolly. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Tracy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Connolly. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Connolly by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Connolly is listed on: none on file. No website or social profile named in Terrestrial Bio, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #36,186 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Woburn, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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James Connolly

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Same name, different state: "James Connolly" (CA) is a separate record

Address moved from Allston, MA to Cambridge, MA — Terrestrial Bio, Inc.

5. Money to insiders

Deals 1

People around James 8

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person