James Clucas is listed as an executive officer and director on 5 SEC Form D filings by 3 issuers between Jun 2010 and Nov 2013: Premium Resources Ltd. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2010–2011; $2.76M reported sold to 7 investors), Search Minerals Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2010–2011; $2.02M reported sold to 4 investors) and TINKERINE STUDIOS LTD. (Vancouver, British Columbia, Canada (as filed: A1) — other technology — 2013; $97K reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $4.88M sold in total.
Listed alongside Barry Girling (2 shared filings), David Dreisinger (2 shared filings), Edward D Ford (2 shared filings), JOHN ROOZENDAAL (2 shared filings), James Patterson (2 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for James Clucas and found 7 differences: Form D filed 51 days after the first sale; Form D filed 16 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.