JAMES CLARK is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Jun 2012 and Jun 2025: OREGON PACIFIC BANCORP (Florence, OR — commercial banking — 2012; $15M reported sold to 23 investors) and Down to Earth Distributors, Inc. (Eugene, OR — business services — 2025; $400K reported sold to 7 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $15.4M sold in total.
Listed alongside J BRAUER (2 shared filings, management entity), Joanne Forsberg (2 shared filings), Jon Thompson (2 shared filings), LYDIA BRACKNEY (2 shared filings), MARTEEN WICK (2 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JAMES. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for JAMES CLARK and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "James Clark" (IL or MO) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.