PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:00 AM ET

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JC
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JAMES CARTER

Named as an officer, director or promoter on SEC Form D filings · UT · Sep 10, 2009 → Mar 5, 2014

1deal (issuers)
$3.89Mreported sold
26investors
6Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JAMES CARTER is listed as a director on 6 SEC Form D filings by 1 issuer between Sep 2009 and Mar 2014: ACTIVECARE, INC. (Orem, UT — other technology — 2009–2014; $3.89M reported sold to 26 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside MICHAEL G ACTON (6 shared filings), ROBERT J WELGOS (6 shared filings), WILLIAM K MARTIN (6 shared filings), JACK J JOHNSON (5 shared filings), DAVID G DERRICK (3 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JAMES. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for JAMES CARTER and found 13 differences, 1 worth asking the sponsor about: Form D filed 79 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JAMES CARTER has not run yet — it is joining a line of 3,876 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Advanced Technical Products, Inc., James S. Carter, and Garrett L. Dominy Administrative proceeding
SEC · Jun 5, 2002 · Parties as named in the release: Advanced Technical Products, Inc., James S. Carter, and Garrett L. Dominy Read the release ↗
same full name in the release title; 10 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JAMES CARTER..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

James C Carter and Rose M Carter closed
United States Bankruptcy Court, D. Utah · No. 17-21436 · Filed Mar 1, 2017 · Closed Oct 3, 2018
Role of James C Carter and Rose M Carter: Debtor · Outcome: Case closed 2018-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1566 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (UT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for JAMES CARTER — 1 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Dec 16, 2013 – Mar 5, 2014

Form D filed 79 days after the first sale — ACTIVECARE, INC.

The filing says the first sale was Dec 16, 2013. The Form D was filed Mar 5, 2014 — 79 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 64 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 5, 2014 ↗ACTIVECARE, INC. — PartnerFacts page ↗
Sources
Note · Aug 2, 2013 – Aug 20, 2013

Form D filed 18 days after the first sale — ACTIVECARE, INC.

The filing says the first sale was Aug 2, 2013. The Form D was filed Aug 20, 2013 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 20, 2013 ↗ACTIVECARE, INC. — PartnerFacts page ↗
Sources
Note · Sep 10, 2009 – Mar 23, 2010

Offering amount changed between filings — ACTIVECARE, INC.

The Sep 10, 2009 filing says an indefinite amount offered; the Mar 23, 2010 Form D says $700,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 10, 2009 ↗Form D (later) · Mar 23, 2010 ↗ACTIVECARE, INC. — PartnerFacts page ↗
Sources
Note · Sep 10, 2009

Offering amount changed between filings — ACTIVECARE, INC.

The Sep 10, 2009 filing says $1,000,000 offered; the Sep 10, 2009 Form D says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 10, 2009 ↗Form D (later) · Sep 10, 2009 ↗ACTIVECARE, INC. — PartnerFacts page ↗
Sources
Note · Dec 16, 2013 – Mar 5, 2014

No amendment in the last 12 months on an offering that may still be open — ACTIVECARE, INC. (latest filing Mar 5, 2014)

The latest filing for this offering is dated Mar 5, 2014 (first sale Dec 16, 2013). It reports $0 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 5, 2014 ↗ACTIVECARE, INC. — PartnerFacts page ↗
Sources
Note · Dec 16, 2013 – Dec 30, 2013

No amendment in the last 12 months on an offering that may still be open — ACTIVECARE, INC. (latest filing Dec 30, 2013)

The latest filing for this offering is dated Dec 30, 2013 (first sale Dec 16, 2013). It reports $3,885,158 sold of $6,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 30, 2013 ↗ACTIVECARE, INC. — PartnerFacts page ↗
Sources
Note · Feb 26, 2014 – Feb 18, 2021

Same name, different state: "JAMES CARTER" (CA or A0) is a separate record

This page covers filings where the address state is UT. A separate record, "JAMES CARTER" with address state CA or A0, is listed on 8 filings — most recently by METAWORKS PLATFORMS, INC. (Feb 18, 2021). Both records have filings in the same period (Feb 26, 2014 to Mar 5, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JAMES CARTER (CA,A0) — PartnerFacts page ↗Form D · Feb 18, 2021 ↗METAWORKS PLATFORMS, INC. — PartnerFacts page ↗JAMES CARTER (UT) — this page ↗
Sources
Note · Jan 20, 2011 – Jun 29, 2020

Same name, different state: "James Carter" (X0) is a separate record

This page covers filings where the address state is UT. A separate record, "James Carter" with address state X0, is listed on 25 filings — most recently by Doddington Emerging Markets Fund, LLC (Jun 29, 2020). Both records have filings in the same period (Jan 20, 2011 to Mar 5, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Carter (X0) — PartnerFacts page ↗Form D/A · Jun 29, 2020 ↗Doddington Emerging Markets Fund, LLC — PartnerFacts page ↗JAMES CARTER (UT) — this page ↗
Sources
Note · Jun 26, 2012 – Jan 7, 2020

Same name, different state: "James Robert Carter" (TX) is a separate record

This page covers filings where the address state is UT. A separate record, "James Robert Carter" with address state TX, is listed on 8 filings — most recently by ESO Solutions Inc (Jan 7, 2020). Both records have filings in the same period (Jun 26, 2012 to Mar 5, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Robert Carter (TX) — PartnerFacts page ↗Form D/A · Jan 7, 2020 ↗ESO Solutions Inc — PartnerFacts page ↗JAMES CARTER (UT) — this page ↗
Sources
Note · Apr 25, 2013

Same name, different state: "James S Carter" (CT) is a separate record

This page covers filings where the address state is UT. A separate record, "James S Carter" with address state CT, is listed on 1 filing — most recently by Avon Village Associates LLC (Apr 25, 2013). Both records have filings in the same period (Apr 25, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James S Carter (CT) — PartnerFacts page ↗Form D · Apr 25, 2013 ↗Avon Village Associates LLC — PartnerFacts page ↗JAMES CARTER (UT) — this page ↗
Sources
Note · Nov 15, 2010

Same name, different state: "James Carter" (L2) is a separate record

This page covers filings where the address state is UT. A separate record, "James Carter" with address state L2, is listed on 1 filing — most recently by Overstone Fund Plc. (Nov 15, 2010). Both records have filings in the same period (Nov 15, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Carter (L2) — PartnerFacts page ↗Form D/A · Nov 15, 2010 ↗Overstone Fund Plc. — PartnerFacts page ↗JAMES CARTER (UT) — this page ↗
Sources
Note · Mar 23, 2010 – Aug 20, 2013

Address moved from West Valley, UT to Orem, UT — ACTIVECARE, INC.

The people listed on the Mar 23, 2010 filing give West Valley, UT; on the Aug 20, 2013 filing they give Orem, UT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 23, 2010 ↗Form D · Aug 20, 2013 ↗ACTIVECARE, INC. — PartnerFacts page ↗
Sources
Note · Sep 10, 2009

Minimum investment changed between filings — ACTIVECARE, INC.

The Sep 10, 2009 filing lists a minimum of $500,000; the Sep 10, 2009 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 10, 2009 ↗Form D (later) · Sep 10, 2009 ↗ACTIVECARE, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 5, 2014 D
ACTIVECARE, INC.
File 021-212927
$0$0$0
Exchange offer to holders of Series C and D Preferred Stock. Shares of Common Stock issued in exchange for shares of Preferred Stock. No cash paid. No proceeds to the Company.
None listed on this filingEDGAR ↗
Dec 30, 2013 D
ACTIVECARE, INC.
File 021-208937
$0$0$0None listed on this filingEDGAR ↗
Aug 20, 2013 D
ACTIVECARE, INC.
File 021-201574
$0$0$0None listed on this filingEDGAR ↗
Mar 23, 2010 D
ACTIVECARE, INC.
File 021-134315
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Carter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Other

ACTIVECARE, INC.

Orem, UT · Sep 10, 2009 → Mar 5, 2014 · 6 filings
  • Mar 5, 2014 · D · $0 sold of Indefinite · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2013 · D · $3,885,158 sold of $6,000,000 · 5 investors · min. $20,000 · role: Director EDGAR ↗
  • Aug 20, 2013 · D · $550,000 sold of $550,000 · 2 investors · min. $150,000 · role: Director EDGAR ↗
  • Mar 23, 2010 · D · $0 sold of $700,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2009 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2009 · D · $0 sold of $1,000,000 · 0 investors · min. $500,000 · role: Director EDGAR ↗

Raised $3.89M from 26 investors as of the latest filing. James is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Carter — United Kingdom (as filed: X0), 3 issuers, Jan 20, 2011 → Jun 29, 2020 · no shared issuer
  • JAMES CARTER — CA, Alberta, Canada (as filed: A0), 3 issuers, Feb 26, 2014 → Feb 18, 2021 · no shared issuer
  • James Carter — Ireland (as filed: L2), 1 issuer, Nov 15, 2010 → Nov 15, 2010 · no shared issuer
  • James Robert Carter — TX, 1 issuer, Jun 26, 2012 → Jan 7, 2020 · no shared issuer
  • James S Carter — CT, 1 issuer, Apr 25, 2013 → Apr 25, 2013 · no shared issuer
  • James Carter — MI, 1 issuer, Jul 31, 2017 → Aug 1, 2018 · no shared issuer
  • JAMES CARTER — British Columbia, Canada (as filed: A1), 1 issuer, Nov 6, 2018 → Nov 6, 2018 · no shared issuer
  • James C Carter — FL, 1 issuer, Mar 12, 2019 → Dec 23, 2021 · no shared issuer
  • James E Carter III — CA, 1 issuer, Jun 30, 2014 → Jun 30, 2014 · no shared issuer

People around James 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL G ACTON

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Carter. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM K MARTIN

Director · 6 shared filings (1 issuer)

Listed on the same filings as James Carter. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT J WELGOS

Director · 6 shared filings (1 issuer)

Listed on the same filings as James Carter. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

JACK J JOHNSON

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Carter. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James J. Dalton

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Carter. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID G DERRICK

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Carter. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JAMES CARTER by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Carter is listed on: none on file. No website or social profile named in ACTIVECARE, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #298,643 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Orem, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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