Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:48 AM ET

Sponsor Check › Person

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James Callaway

Named as an officer, director or promoter on SEC Form D filings · MA · Mar 7, 2019 → Oct 13, 2022

1deal (issuers)

$12.5Mreported sold

3investors

5Form D filings

2019–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Callaway is listed as a director on 5 SEC Form D filings by 1 issuer between Mar 2019 and Oct 2022: Xenetic Biosciences, Inc. (Framingham, MA — biotechnology — 2019–2022; $12.5M reported sold to 3 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Adam Logal (5 shared filings), Curtis Lockshin (5 shared filings), Firdaus Dastoor (5 shared filings), James Parslow (5 shared filings), Jeffrey Eisenberg (5 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 31 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for James Callaway and found 2 differences: Reported revenue range changed between filings; Same name, different state: "James Eric Callaway" (A8) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Callaway has not run yet — it is joining a line of 61,017 names; searches run around the clock at the hosts' allowed rate. Searched so far: 709 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

SUNRISE SAVINGS AND LOAN ASSOC v. CALLAWAY, JAMES A. dismissed

District Court, S.D. Texas · No. · Filed Aug 18, 1989 · Closed Oct 25, 1990 · Nature of suit: 140 Negotiable instruments

Role of CALLAWAY, JAMES A.: Defendant · Outcome: Terminated 1990-10-25 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Callaway..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 2 open, 29 closed (disposition not in docket feed)

James C. Callaway, III and Kurstin S. Callaway open

United States Bankruptcy Court, S.D. Ohio · No. 1:26-bk-12316 · Filed Aug 27, 2026

Role of James C. Callaway, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

James D. Callaway and Stacy R. Callaway open

United States Bankruptcy Court, S.D. Georgia · No. 20-60109 · Filed Mar 6, 2020

Role of James D. Callaway and Stacy R. Callaway: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

James C Callaway closed

United States Bankruptcy Court, S.D. Mississippi · No. 18-00183 · Filed Jan 22, 2018 · Closed Sep 26, 2018

Role of James C Callaway: Debtor · Outcome: Case closed 2018-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)

James C Callaway closed

United States Bankruptcy Court, S.D. Mississippi · No. 16-00142 · Filed Jan 19, 2016 · Closed Nov 3, 2017

Role of James C Callaway: Debtor · Outcome: Case closed 2017-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)

James B. Callaway closed

United States Bankruptcy Court, W.D. Louisiana · No. 15-81200 · Filed Nov 2, 2015 · Closed Feb 23, 2021

Role of James B. Callaway: Debtor · Outcome: Case closed 2021-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)

James C Callaway closed

United States Bankruptcy Court, S.D. Mississippi · No. 13-01891 · Filed Jun 18, 2013 · Closed Nov 25, 2014

Role of James C Callaway: Debtor · Outcome: Case closed 2014-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)

JAMES A. CALLAWAY and MARIA T. CALLAWAY closed

United States Bankruptcy Court, D. Nevada · No. 13-15290 · Filed Jun 16, 2013 · Closed May 21, 2014

Role of JAMES A. CALLAWAY and MARIA T. CALLAWAY: Debtor · Outcome: Case closed 2014-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

James A Callaway and Rebecca S. Callaway closed

United States Bankruptcy Court, W.D. Washington · No. 12-43479 · Filed May 18, 2012 · Closed Sep 4, 2012

Role of James A Callaway and Rebecca S. Callaway: Debtor · Outcome: Case closed 2012-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

James D. Callaway and Yvonne L. Callaway closed

United States Bankruptcy Court, W.D. Texas · No. 09-53674 · Filed Sep 23, 2009 · Closed Mar 14, 2011

Role of James D. Callaway and Yvonne L. Callaway: Debtor · Outcome: Case closed 2011-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

James C Callaway closed

United States Bankruptcy Court, S.D. Mississippi · No. 07-03032 · Filed Sep 27, 2007 · Closed Oct 8, 2013

Role of James C Callaway: Debtor · Outcome: Case closed 2013-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)

James D Callaway and Stacy R. Callaway closed

United States Bankruptcy Court, S.D. Georgia · No. 07-60333 · Filed Jun 19, 2007 · Closed Jul 2, 2012

Role of James D Callaway and Stacy R. Callaway: Debtor · Outcome: Case closed 2012-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

James L Callaway, III and Tiffany L Callaway closed

United States Bankruptcy Court, S.D. Ohio · No. 2:03-bk-58630 · Filed Jun 10, 2003 · Closed Feb 13, 2008

Role of James L Callaway, III: Debtor · Outcome: Case closed 2008-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

James Callaway and Pamela Callaway closed

United States Bankruptcy Court, E.D. California · No. 01-31675 · Filed Oct 5, 2001 · Closed Mar 15, 2002

Role of James Callaway and Pamela Callaway: Debtor · Outcome: Case closed 2002-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

JAMES A. CALLAWAY and MARIA THERESA CALLAWAY closed

United States Bankruptcy Court, D. Nevada · No. 01-16700 · Filed Jun 29, 2001 · Closed Aug 23, 2005

Role of JAMES A. CALLAWAY and MARIA THERESA CALLAWAY: Debtor · Outcome: Case closed 2005-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

James J. Callaway closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 01-20196 · Filed Jan 16, 2001 · Closed May 7, 2001

Role of James J. Callaway: Debtor · Outcome: Case closed 2001-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)

James A. Callaway and Rose M. Callaway closed

United States Bankruptcy Court, D. New Mexico · No. 99-12488 · Filed Apr 23, 1999 · Closed Sep 18, 2001

Role of James A. Callaway and Rose M. Callaway: Debtor · Outcome: Case closed 2001-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NM (not a filing state)

James C. Callaway and Patricia M. Callaway closed

United States Bankruptcy Court, E.D. Kentucky · No. 98-21537 · Filed Sep 14, 1998 · Closed Mar 16, 1999

Role of James C. Callaway and Patricia M. Callaway: Debtor · Outcome: Case closed 1999-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)

James Callaway and Rose Callaway closed

United States Bankruptcy Court, D. New Mexico · No. 98-15170 · Filed Aug 21, 1998 · Closed Feb 15, 2000

Role of James Callaway and Rose Callaway: Debtor · Outcome: Case closed 2000-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NM (not a filing state)

James E. Callaway closed

United States Bankruptcy Court, S.D. Georgia · No. 98-11929 · Filed Jul 21, 1998 · Closed Jun 23, 2003

Role of James E. Callaway: Debtor · Outcome: Case closed 2003-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

JAMES CALLAWAY closed

United States Bankruptcy Court, N.D. Alabama · No. 95-82249 · Filed Aug 23, 1995 · Closed Oct 1, 1997

Role of JAMES CALLAWAY: Debtor · Outcome: Case closed 1997-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

James M. Callaway closed

United States Bankruptcy Court, E.D. Wisconsin · No. 95-20817 · Filed Feb 15, 1995 · Closed May 31, 1995

Role of James M. Callaway: Debtor · Outcome: Case closed 1995-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

James L. Callaway Jr. closed

United States Bankruptcy Court, N.D. Georgia · No. 92-71049 · Filed Jul 6, 1992 · Closed Nov 24, 1992

Role of James L. Callaway Jr.: Debtor · Outcome: Case closed 1992-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

JAMES CALLAWAY closed

United States Bankruptcy Court, S.D. Mississippi · No. 92-00872 · Filed Mar 2, 1992 · Closed Aug 31, 1992

Role of JAMES CALLAWAY: Debtor · Outcome: Case closed 1992-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)

James H. Callaway and Martha L. Callaway closed

United States Bankruptcy Court, M.D. Alabama · No. 91-03787 · Filed Aug 12, 1991 · Closed Jan 27, 1992

Role of James H. Callaway and Martha L. Callaway: Debtor · Outcome: Case closed 1992-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

JAMES C. CALLAWAY and JANICE CALLAWAY closed

United States Bankruptcy Court, N.D. Florida · No. 90-02374 · Filed Dec 17, 1990 · Closed Nov 25, 1996

Role of JAMES C. CALLAWAY and JANICE CALLAWAY: Debtor · Outcome: Case closed 1996-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

James Edward Callaway and James E. Callaway closed

United States Bankruptcy Court, S.D. West Virginia · No. 3:90-bk-30276 · Filed Aug 24, 1990 · Closed Feb 12, 1991

Role of James E. Callaway: Debtor · Outcome: Case closed 1991-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in WV (not a filing state)

James B Callaway and Carole L Campbell closed

United States Bankruptcy Court, N.D. Illinois · No. 90-12272 · Filed Jul 6, 1990 · Closed Aug 15, 1990

Role of James B Callaway and Carole L Campbell: Debtor · Outcome: Case closed 1990-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

JAMES T. CALLAWAY and LINDA L. CALLAWAY closed

United States Bankruptcy Court, D. Delaware · No. 89-00580 · Filed Oct 12, 1989 · Closed Jun 4, 1990

Role of JAMES T. CALLAWAY and LINDA L. CALLAWAY: Debtor · Outcome: Case closed 1990-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in DE (not a filing state)

James A. Callaway closed

United States Bankruptcy Court, W.D. New York · No. 1-89-10975 · Filed Apr 25, 1989 · Closed Jun 20, 1990

Role of James A. Callaway: Debtor · Outcome: Case closed 1990-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

James C. Callaway closed

United States Bankruptcy Court, S.D. Florida. · No. 87-02558 · Filed Jul 20, 1987 · Closed Apr 16, 1990

Role of James C. Callaway: Debtor · Outcome: Case closed 1990-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

James W. Callaway closed

United States Bankruptcy Court, N.D. Georgia · No. 86-30068 · Filed Jan 30, 1986 · Closed Feb 1, 1988

Role of James W. Callaway: Debtor · Outcome: Case closed 1988-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for James Callaway (compared 5 filings on Oct 24, 2026)

Note · Mar 7, 2019 – Aug 3, 2021

Reported revenue range changed between filings — Xenetic Biosciences, Inc.

"No Revenues" (Mar 7, 2019); then "Decline to Disclose" (Jul 18, 2019); then "$1,000,001 - $5,000,000" (Aug 3, 2021).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 7, 2019 ↗Form D · Jul 18, 2019 ↗Form D · Aug 3, 2021 ↗Xenetic Biosciences, Inc. — PartnerFacts page ↗

Sources

Form D · Mar 7, 2019 ↗ (Mar 7, 2019)
Form D · Jul 18, 2019 ↗ (Jul 18, 2019)
Form D · Aug 3, 2021 ↗ (Aug 3, 2021)
Xenetic Biosciences, Inc. — PartnerFacts page ↗ (Oct 13, 2022)

Note · Jun 22, 2021

Same name, different state: "James Eric Callaway" (A8) is a separate record

This page covers filings where the address state is MA. A separate record, "James Eric Callaway" with address state A8, is listed on 1 filing — most recently by Kalgene Inc. (Jun 22, 2021). Both records have filings in the same period (Jun 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Eric Callaway (A8) — PartnerFacts page ↗Form D · Jun 22, 2021 ↗Kalgene Inc. — PartnerFacts page ↗James Callaway (MA) — this page ↗

Sources

James Eric Callaway (A8) — PartnerFacts page ↗ (Jun 22, 2021)
Form D · Jun 22, 2021 ↗ (Jun 22, 2021)
Kalgene Inc. — PartnerFacts page ↗ (Jan 20, 2022)
James Callaway (MA) — this page ↗ (Oct 13, 2022)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 5 offerings reports sales commissions totalling $875,000; 1 reports finder's fees totalling $216,824; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 13, 2022 D Xenetic Biosciences, Inc. File 021-461635	$0	$0	$0	None listed on this filing	EDGAR ↗
May 4, 2022 D Xenetic Biosciences, Inc. File 021-444330	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 3, 2021 D Xenetic Biosciences, Inc. File 021-408666	$875,000 (est.)	$0	$0	H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗	EDGAR ↗
Jul 18, 2019 D Xenetic Biosciences, Inc. File 021-344619	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 7, 2019 D Xenetic Biosciences, Inc. File 021-334343	$0	$216,824	$0	Maxim Group LLC BrokerCheck CRD 12078 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Callaway on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Xenetic Biosciences, Inc.

Framingham, MA · Mar 7, 2019 → Oct 13, 2022 · 5 filings

Oct 13, 2022 · D · $488,835 sold of $488,835 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
May 4, 2022 · D · $866,250 sold of $866,250 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 3, 2021 · D · $12,500,000 sold of $12,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 18, 2019 · D · $251,508 sold of $251,508 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 7, 2019 · D · $3,485,250 sold of $3,485,250 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.5M from 3 investors (100% of the $489K target) as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

James Eric Callaway — Quebec, Canada (as filed: A8), 1 issuer, Jun 22, 2021 → Jun 22, 2021 · no shared issuer

People around James 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

James Parslow

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Adam Logal

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Curtis Lockshin

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Roger Kornberg

Director · 5 shared filings (1 issuer)

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeffrey Eisenberg

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Firdaus Dastoor

Director · 5 shared filings (1 issuer)

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Grigory Borisenko

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alexey Vinogradov

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Roman Knyazev

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Callaway. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dmitry Genkin

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Callaway. Their page shows their other deals.

The team behind the deals

Same business address

5 other issuers file from the same address

Pulmatrix, Inc. Framingham, MA · 2015
Cohort Intelligence Corp Framingham, MA · 2020
Tokens Index Fund LLC Framingham, MA · 2019
Houston Galleria Retail DST Framingham, MA · 2018
ERI (Fayetteville) DST Framingham, MA · 2017

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Callaway by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Callaway is listed on: none on file. No website or social profile named in Xenetic Biosciences, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #142,673 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Framingham, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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James Callaway

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Reported revenue range changed between filings — Xenetic Biosciences, Inc.

Same name, different state: "James Eric Callaway" (A8) is a separate record

5. Money to insiders

Deals 1

People around James 10

The team behind the deals

5 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person