James C Davis is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Jun 2014 and Feb 2016: SMART WIRES INC. (Union City, CA — other energy — 2014–2016; $54.6M reported sold to 5 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 8 SEC releases, 6 bankruptcy cases matching the name listed in Key records below.
What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for James C Davis and found 9 differences: No amendment in the last 12 months on an offering that may still be open; Industry group changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.