JAMES BRAULT is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Sep 2012 and Jan 2018: Brauvin Net Investments, Inc. (Chicago, IL — reits and finance — 2012–2014; $74.5M reported sold to 174 investors) and Brauvin 18, Inc. (Chicago, IL — reits and finance — 2018).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $74.5M sold in total.
All 2 issuers belong to the sponsor group Brauvin (2 issuers, $74.5M reported sold, 2012–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Brauvin has 2 companies on file and $74.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 10 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for JAMES BRAULT and found 4 differences: JAMES BRAULT is both a listed executive officer, director and a paid seller; JAMES BRAULT appears on 1 deal that stopped filing before reaching its target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.